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(alpha by security symbol)


02Micro International Limited   OIIM

1-800-FLOWERS.COM Inc   FLWS

1st Century Bancshares, Inc   FCTY

1st Constitution Bancorp   FCCY

1st Industrial Realty   FR

1st Source Corp   SRCE

1st United Bancorp, Inc.   FUBC

2% Min Coupon Based on Gold 11/26/14   MOL

2% MINIMUM COUPON ON SPX   MHC

21Vianet Group, Inc.   VNET

2xLeveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Busines   BDCL

3 % Minimum Coupon Principal Protected Notes Based Upon the Price of Gold Due 8/11/2014   MTY

3 % Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index 8/11/2014   MUK

3% MIN COUPON ON RUSSELL 2000 iNDEX (RUT)   MJC

3% Minimum Coupon PPN Based Upon the Dow Jones-AIG Commodity Index due 04/07/2014   MKN

3% Principal Protected Notes linked to the Russell 2000 Index   MOU

3D Systems Corp   DDD

3M Company   MMM

51job, Inc.   JOBS

8x8 Inc   EGHT

A V Homes, Inc.   AVHI

A.H. Belo Corporation   AHC

A.M. Castle & Co.   CAS

A.T. Cross Company   ATX

Aaon Inc   AAON

AAR Corp.   AIR

Aaron's, Inc.   AAN

Aastrom Biosciences Inc   ASTM

AB Svensk Ekportkredit (Swedish Export Credit Corporation   FUE

AB Svensk Ekportkredit (Swedish Export Credit Corporation Linked to the MLCX Grains Index - Tot   GRU

AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture    RJA

AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total   RJN

AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total   RJZ

AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return   RJI

Abaxis Inc   ABAX

ABB Ltd.   ABB

Abbott Laboratories   ABT

ABBVIE INC.   ABBV

Abercrombie & Fitch Co.   ANF

ABERDEEM ISRAEL FUND   ISL

Aberdeen Asia-Pacific   FAX

ABERDEEN AUSTRALIA EQUITY FD   IAF

Aberdeen Chile Fund, Inc.   CH

ABERDEEN COMMONWEALTH INC FD   FCO

Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.   ETF

Aberdeen Indonesia Fund (The)   IF

Aberdeen Latin America Equity Fund, Inc. (The)   LAQ

Abiomed Inc   ABMD

ABM Industries, Inc.   ABM

Abraxas Petroleum Corporation   AXAS

Acacia Research - Acacia Techn   ACTG

ACADIA HEALTHCARE COMPANY, INC.   ACHC

Acadia Pharmaceuticals Inc.   ACAD

Acadia Realty Trust   AKR

ACASTI PHARMA, INC.   ACST

ACCELERATE DIAGNOSTICS, INC.   AXDX

Accelrys, Inc.   ACCL

Accenture PLC   ACN

Access Midstream Partners, L.P.   ACMP

Access National Corporation   ANCX

Acco Brands Corporation   ACCO

Accretive Health, Inc.   AH

Accuray Incorporated   ARAY

ACCURIDE CORP   ACW

Accuvest Global Long Short ETF   AGLS

Accuvest Global Opportunities ETF   ACCU

ACE Limited (Switzerland) (New)   ACE

AcelRx PHARMACEUTICALS, INC.   ACRX

Aceto Corp   ACET

Achillion Pharmaceuticals, Inc.   ACHN

ACI Worldwide, Inc.   ACIW

Acme United Corporation   ACU

ACNB CORP   ACNB

Acorda Therapeutics, Inc.   ACOR

Acorn Energy, Inc.   ACFN

Acorn International, Inc   ATV

ACTAVIS, INC.   ACT

Actions Semiconductor Co., Ltd.   ACTS

Active Power Inc   ACPW

Activision Blizzard Inc.   ATVI

Actuant Corporation   ATU

Actuate Corp.   BIRT

Acuity Brands, Inc.   AYI

ACURA PHARMACEUTICALS INC   ACUR

Acxiom Corp   ACXM

ADA-ES, Inc.   ADES

Adams Express Company   ADX

Adams Resources & Energy   AE

ADCARE HEALTH SYSTEMS INC. 10.875% SER A   ADK-A

Adcare Health Systems, Inc.   ADK

Addus HomeCare Corp.   ADUS

ADDvantage Technologies Group, Inc.   AEY

ADECOAGRO S.A.   AGRO

Adept Technology, Inc.   ADEP

Administradora de Fondos de Pensiones Providia S.A.    PVD

Adobe Systems Inc   ADBE

Adtran Inc   ADTN

ADVANCE AUTO PARTS INC   AAP

Advanced Energy Industries Inc   AEIS

Advanced Micro Devices   AMD

Advanced Photonix, Inc.   API

Advanced Semiconductor   ASX

Advantage Oil & Gas LTD.   AAV

ADVANTEST CORP ADS   ATE

Advent Claymore Convertible Securities and Income Fund   AVK

Advent Claymore Convertible Securities and Income Fund II   AGC

Advent Software Inc   ADVS

Advent/Claymore Enhanced Growth and Income Fund   LCM

AdvisorShares Athena International Bear ETF   HDGI

AdvisorShares Global Alpha & Beta ETF   RRGR

AdvisorShares Global Echo ETF   GIVE

AdvisorShares Newfleet Multi-Sector Income ETF   MINC

AdvisorShares Pring Turner Business Cycle ETF   DBIZ

AdvisorShares QAM Equity Hedge ETF   QEH

AdvisorShares Ranger Equity Bear ETF   HDGE

AdvisorShares STAR Global Buy-Write ETF   VEGA

Advisory Board Co/The   ABCO

Aecom Technology Corporation   ACM

Aegean Marine Petroleum Network, Inc.   ANW

Aegerion Pharmaceuticals, Inc.   AEGR

Aegion Corp   AEGN

AEGON N.V.   AEB

Aegon N.V.   AED

Aegon N.V.   AEF

AEGON N.V.   AEG

Aegon N.V.   AEH

Aegon N.V.   AEV

AEGON N.V. 8.00% Non-Cumulative Subordinated Notes due 2042   AEK

Aehr Test Systems   AEHR

AEP Industries Inc   AEPI

Aercap Holdings N.V.   AER

AeroCentury Corporation   ACY

AeroFlex Holding Corp.   ARX

Aeropostale, Inc   ARO

AeroVironment, Inc.   AVAV

AES Corporation   AES

AES TRUST III 6.75% CONV PFD   AES-C

Aeterna Zentaris, Inc.   AEZS

Aetna Inc.   AET

Aetrium Inc   ATRM

AFC Enterprises, Inc.   AFCE

Affiliated Managers Group   AMG

AFFILIATED MANAGERS GROUP, INC. 5.250% Senior Notes due 2022   AFM

AFFILIATED MANAGERS GROUP, INC. 6.375% Senior Notes due 2042   MGR

Affymetrix Inc   AFFX

Aflac Inc.   AFL

AFLAC INCORPORATED   AFSD

AG MORTGAGE INVESTMENT TRUST INC   MITT-B

AG MORTGAGE INVESTMENT TRUST, INC.   MITT

AG MORTGAGE INVESTMENT TRUST, INC.   MITT-A

AGCO Corporation   AGCO

Agenus Inc.   AGEN

Agilent Technologies Inc.   A

Agilysys, Inc.   AGYS

Agios Pharmaceuticals, Inc.   AGIO

AGL Resources Inc.   GAS

Agnico Eagle Mines Ltd.   AEM

Agree Realty Corporation   ADC

Agria Corporation   GRO

Agrium Inc.   AGU

AIR INDUSTRIES GROUP, INC.   AIRI

Air Lease Corporation   AL

Air Methods Corp   AIRM

Air Products & Chemicals   APD

Air T Inc   AIRT

Air Transport Services Group, Inc.   ATSG

Aircastle Limited   AYR

Airgas, Inc.   ARG

AirMedia Group Inc.   AMCN

AIXTRON SE   AIXG

AK Steel Holding Corp.   AKS

Akamai Technologies Inc   AKAM

Akorn, Inc.   AKRX

Alabama Power Company 5.30% Class A Preferred Stock Cumulative   ALP-P

ALABAMA PWR 5.20% 'A' PFD   ALP-N

ALABAMA PWR 5.83% 'A' PFD   ALP-O

Alamo Group, Inc.   ALG

ALAMOS GOLD INC.   AGI

Alaska Air Group, Inc.   ALK

Alaska Communications Systems   ALSK

Albany International   AIN

Albany Molecular Research Inc   AMRI

Albemarle Corporation   ALB

Alcatel-Lucent   ALU

ALCO Stores Inc.   ALCS

ALCOA INC $3.75 PFD   AA-P

ALCOA, INC   AA

ALCOBRA LTD.   ADHD

ALDERON IRON ONE CORP   AXX

Alere Inc.   ALR

Alere Inc.   ALR-B

Alerian MLP ETF   AMLP

ALEXANDER & BALDWIN, INC. (NEW)   ALEX

Alexanders Inc.   ALX

Alexandria RE Equities   ARE

ALEXANDRIA REAL ESTATE EQUITIES, INC.   ARE-E

Alexco Resource Corp.   AXU

Alexion Pharmaceuticals Inc   ALXN

Alexza Pharmaceuticals, Inc.   ALXA

Alico Inc   ALCO

Align Technology Inc   ALGN

Alimera Sciences, Inc.   ALIM

Alkermes Inc. plc   ALKS

Alleghany Corporation   Y

Allegheny Technologies   ATI

Allegiant Travel Company   ALGT

Allergan, Inc.   AGN

ALLETE, Inc.   ALE

Alliance Bancorp, Inc. of Pennsylvania   ALLB

Alliance California Municipal Income Fund, Inc.   AKP

Alliance Data Systems   ADS

Alliance Fiber Optic Products   AFOP

Alliance Healthcare Services, Inc.   AIQ

Alliance Holdings GP,L.P.   AHGP

Alliance National Municipal Income Fund, Inc.   AFB

Alliance New York Municipal Income Fund, Inc.   AYN

Alliance One International, Inc.   AOI

Alliance Resource Partners LP   ARLP

AllianceBernstein Holding, L.P.   AB

ALLIANCEBERSTEIN GLOBAL HIGH INCOME FUND, INC.   AWF

Allianceberstein Income Fund, Inc.   ACG

Alliant Energy Corp.   LNT

Alliant Techsystems Inc.   ATK

AllianzGI Convertible & Income Fund IIin   NCZ

AllianzGI Convertible & Income Fundin   NCV

AllianzGI Equity & Convertible Income Fund   NIE

AllianzGI Global Equity & Convertible Income Fund   NGZ

AllianzGI International & Premium Strategy Fund   NAI

AllianzGI NFJ Dividend, Interest & Premium Strategy Fund   NFJ

Allied Capital Corporation   AFC

Allied Healthcare Products   AHPI

Allied Motion Technologies Inc   AMOT

Allied Nevada Gold Corp.   ANV

Allied World Assurance Company Holdings, LTD.(SWITZERLAND)   AWH

ALLISON TRANSMISSION HOLDINGS, INC.   ALSN

Allot Communication Ltd   ALLT

Allscripts-Misys Healthcare Solution   MDRX

Allstate Corporation   ALL

ALLY FINANCIAL INC. Fixed Rate/Floating Rate Perpetual Preferred Stock, Series A, liquidation a   ALLY-B

Almaden Minerals Ltd.   AAU

Almost Family Inc   AFAM

Alnylam Pharmaceuticals, Inc.   ALNY

Alon Blue Square Israel Ltd.   BSI

Alon USA Energy, Inc.   ALJ

ALON USA PARTNERS, LP   ALDW

Alpha and Omega Semiconductor Limited   AOSL

Alpha Natural Resources, Inc.   ANR

Alpha Pro Tech, Ltd.   APT

AlphaClone Alternative Alpha ETF   ALFA

Alphatec Holdings, Inc.   ATEC

Alpine Global Dynamic Dividend Fund   AGD

Alpine Global Premier Properties Fund   AWP

Alpine Total Dynamic Dividend Fund   AOD

ALPS Equal Sector Weight ETF   EQL

ALPS International Sector Dividend Dogs ETF   IDOG

ALPS Sector Dividend Dogs ETF   SDOG

ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF   GSAX

ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF   GSGO

ALPS/GS Momentum Builder Multi-Asset Index ETF   GSMA

ALPS/GS Risk-Adjusted Return U.S. Large Cap Index ETF   GSRA

Altair Nanotechnologies Inc   ALTI

Altera Corp   ALTR

Alteva   ALTV

Altisource Portfolio Solutions S.A.   ASPS

ALTISOURCE RESIDENTIAL CORPORATION   RESI

Alto Palermo SA   APSA

Altra Holdings, Inc.   AIMC

Altria Group, Inc.   MO

Alum Corp of China Limited   ACH

Alumina Limited   AWC

Alvarion Ltd   ALVR

AMAG Pharmaceuticals, Inc.   AMAG

Amarin Corp Plc   AMRN

Amazon.Com Inc   AMZN

Ambac Financial Group, Inc.   AMBC

Ambac Financial Group, Inc.   AMBCW

Ambarella, Inc. Ordinary Shares   AMBA

Ambassadors Group Inc   EPAX

AmBev Compamhia De Bebidas Das Ame   ABV

AMBIENT CORP   AMBT

Ambit Biosciences Corp Common Stock   AMBI

Ambow Education   AMBO

AMC Networks Inc. Class A   AMCX

Amcol International Corp.   ACO

AMCON Distributing Co.   DIT

Amdocs Limited   DOX

Amedisys Inc   AMED

AMER SPECTRUM REALTY   AQQ

AMER STRATEGIC INC PORTFOL III   CSP

AMER STRATEGIC INC PORTFOLIO   ASP

AMER STRATEGIC INC PORTFOLIO I   BSP

Amerco Inc   UHAL

Ameren Corporation   AEE

Ameresco, Inc.   AMRC

Ameriana Bancorp   ASBI

America First Tax Exempt Investors, L.P. Beneficial Unit Certificates (BUCS) representing Limit   ATAX

America Movil S.A.B de C.V   AMX

America Movil SAB de CV   AMOV

American Apparel Inc.   APP

AMERICAN ASSETS TRUST, INC.   AAT

American Axle & Manufacturing Holdings, Inc.   AXL

American Campus Communities, Inc.   ACC

AMERICAN CAPITAL AGENCY CORP CUMULATIVE PREFERRED SERIES A   AGNCP

American Capital Agency Corp.   AGNC

American Capital Ltd   ACAS

American Capital Mortgage Investment Corp.   MTGE

American Caresource Holdings, Inc.   ANCI

AMERICAN DG ENERGY INC COM   ADGE

American Eagle Outfitters   AEO

American Electric Power   AEP

American Electric Technologies   AETI

American Equity Investment Life holding Company   AEL

American Express Company   AXP

American Financial Group   AFG

AMERICAN FINANCIAL GROUP, INC. 5-3/4% Senior Notes due 2042   AFA

AMERICAN FINANCIAL GROUP, INC. 6-3/8% Senior Notes due 2042,   AFW

AMERICAN FINANCIAL GROUP, INC. 7% SR NTS DUE 2050   AFQ

American Greetings   AM

AMERICAN HOMES 4 RENT   AMH

American Income Fund Inc.   MRF

American Independence Corp   AMIC

AMERICAN INTERNATIONAL GROUP, INC.   AIG+W

American Int'l Group, Inc (NEW)   AIG

American Lorain Corporation Common Stock   ALN

AMERICAN MIDSTREAMPARTNERS, LP   AMID

American Municipal Income Portfolio, Inc.   XAA

American National Bankshares I   AMNB

American National Insurance   ANAT

American Pacific Corp   APFC

American Public Education, Inc.   APEI

American Railcar Industries, Inc.   ARII

AMERICAN REALTY CAPITAL PROPERTIES, INC.   ARCP

American Realty Investors   ARL

AMERICAN RESIDENTIAL PROPERTIES, INC.   ARPI

American River Bankshares   AMRB

American Safety Insurance Holdings, Ltd.   ASI

American Science and Engineering, Inc   ASEI

American Select Portfolio   SLA

American Shared Hospital   AMS

American Software, Inc.   AMSWA

American States Water Co.   AWR

American Superconductor Corp   AMSC

American Tower Corp.(New)   AMT

American Vanguard Corp.   AVD

American Water Works Company, Inc   AWK

American Woodmark Corp   AMWD

America's Car Mart Inc   CRMT

AmeriGas Partners, L.P.   APU

Ameriprise Financial, Inc.   AMP

Ameriprise Financial, Inc. 7.75% Senior Notes due 6/15/2039   AMP-A

Ameris Bancorp   ABCB

AMERISAFE, Inc.   AMSF

AmeriServ Financial Inc   ASRV

Ameriserv Financial Trust I   ASRVP

AmerisourceBergen Corp.   ABC

Ameristar Casinos Inc   ASCA

AMES NATL CORP   ATLO

Ametek, Inc.   AME

Amgen Inc   AMGN

Amicus Therapeutics, Inc   FOLD

AMIRA NATURE FOODS LTD   ANFI

Amkor Technology Inc   AMKR

AMN Healthcare Services   AHS

Ampco-Pittsburgh Corp.   AP

Amphenol Corporation   APH

AMPIO PHARMACEUTICALS, INC   AMPE

AmREIT, Inc.   AMRE

AMREP Corporation   AXR

Amsurg Corp   AMSG

Amtech Systems Inc   ASYS

AmTrust Financial Services, Inc.   AFSI

AMTRUST FINANCIAL SERVICES, INC. 6.75% Non-Cumulative Preferred Stock, Series A,   AFSI-A

AMYRIS INC.   AMRS

Anacor Pharmaceuticals, Inc.   ANAC

Anadarko Petroleum Corp.   APC

Anadigics Inc   ANAD

Analog Devices, Inc.   ADI

Analogic Corp   ALOG

Analysts International Corp.   ANLY

Anaren Inc   ANEN

Anchor Bancorp   ANCB

Andatee China Marine Fuel Services Corp.   AMCF

Andersons Inc/The   ANDE

Andina Acquisition Corporation   ANDA

Andina Acquisition Corporation   ANDAU

Andina Acquisition Corporation   ANDAW

Angie's List, Inc.   ANGI

AngioDynamics, Inc.   ANGO

AngloGold Ashanti Holdings Finance PLC   AU-A

AngloGold Ashanti Limited   AU

Anheuser-Busch INBEV SA/NV   BUD

ANI Pharmaceuticals, Inc.   ANIP

Anika Therapeutics Inc   ANIK

Anixter International Inc   AXE

ANN INC.   ANN

ANNALY CAPITAL MANAGEMENT, INC.   NLY-D

ANNALY CAPITAL MANAGEMENT, INC. 7.625% Series C Cumulative Redeemable   NLY-C

Annaly Capital Management, Inc. 7.87% Ser A Cum Reedmle   NLY-A

Annaly Capital Management. Inc.   NLY

ANNIE'S INC.   BNNY

Ansys Inc   ANSS

Antares Pharma, Inc.   ATRS

Anthera Pharmaceuticals, Inc.   ANTH

Anworth Mortgage Asset   ANH

Anworth Mortgage Asset Corp 8.625% Ser A Pfd   ANH-A

Anworth Mortgage Asset Corporation   ANH-B

AO. Smith Corporation   AOS

AOL Inc.   AOL

AON PLC (UNITED KINGDOM) (NEW)   AON

AOXING PHARMACEUTICAL COMPANY, INC.   AXN

Apache Corporation   APA

Apartment Inv. & Mgt. Co.   AIV

Apartment Inv. & Mgt. Co.   AIV-Z

Apco Oil and Gas International Inc.   APAGF

API Technologies Corp   ATNY

Apogee Enterprises Inc   APOG

APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.   ARI

APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.   ARI-A

Apollo Global Management, LLC   APO

Apollo Group Inc   APOL

Apollo Investment Corporation   AINV

APOLLO INVESTMENT CORPORATION 6.625% Senior Notes due 2042   AIB

APOLLO INVESTMENT CORPORATION 6.875% Senior Notes due 2043   AIY

APOLLO RESIDENTIAL MORTGAGE INC   AMTG

APOLLO RESIDENTIAL MORTGAGE, INC. 8.00% Series A Cumulative Redeemable Perpetual Preferred Stoc   AMTG-A

APOLLO SENIOR FLOATING RATE FUND INC.   AFT

APOLLO TACTICAL INCOME FUND INC.   AIF

Apple Inc.   AAPL

APPLIANCE RECYCLING CENTERS OF AMERICA, INC.   ARCI

Applied Industrial Tech.   AIT

Applied Materials Inc   AMAT

Applied Micro Circuits Corporation New   AMCC

Approach Resources Inc.   AREX

Apricus Biosciences, Inc.   APRI

AptarGroup, Inc.   ATR

Aqua America, Inc.   WTR

AQUASITION CORP   AQU

AQUASITION CORP   AQUUW

Aquasition Corp. Units   AQUUU

Arabian American Development Company   ARSD

Aratana Therapeutics, Inc.   PETX

Arbitron Inc.   ARB

ARBOR REALTY TRUST INC   ABR-B

Arbor Realty Trust, Inc.   ABR

ARBOR REALTY TRUST, INC. 8.250% Series A Cumulative Redeemable Preferred Stock   ABR-A

ARC Document Solutions, Inc.   ARC

ARC Group Worldwide, Inc   ARCW

ARCA biopharma, Inc.   ABIO

ArcelorMittal   MT

ARCELORMITTAL   MTCN

Arch Capital Group Ltd   ACGL

ARCH CAPITAL GROUP LTD 6.75% NON-CUMULATIVE PFD SHRS, SERIES C   ARH-C

Arch Coal, Inc.   ACI

Archer-Daniels-Midland Co   ADM

ARCOS DORADOS HOLDINGS INC.   ARCO

Arctic Cat Inc   ACAT

Arden Group Inc   ARDNA

ARDMORE SHIPPING CORPORATION   ASC

Arena Pharmaceuticals Inc   ARNA

Ares Capital Corporation   ARCC

ARES CAPITAL CORPORATION   ARU

ARES CAPITAL CORPORATION 7.00% Senior Notes due 2022   ARN

ARES CAPITAL CORPORATION 7.75 SR NOTES DUE 2040   ARY

ARES COMMERCIAL REAL ESTATE CORPORATION   ACRE

ARES DYNAMIC CREDIT ALLOCATION FUND, INC.   ARDC

Argan, Inc   AGX

Argo Group International Holdings LTD   AGII

Argo Group International Holdings, Ltd. 6.5% Senior Notes Due 2042   AGIIL

Amsurg Corp   AMSG

Ark Restaurants Corp   ARKR

Arkansas Best Corp   ABFS

Arlington Asset Investment Corp.   AI

ARLINGTON ASSET INVESTMENT CORP. 6.625% Notes due 2023,   AIW

ARM Holdings, Plc   ARMH

ARMADA HOFFLER PROPERTIES, INC.   AHH

Armco Metals Holdings, Inc.   AMCO

ARMOUR Residential REIT, Inc.   ARR

ARMOUR Residential REIT, Inc.   ARR+W

ARMOUR RESIDENTIAL REIT, INC.   ARR-B

ARMOUR RESIDENTIAL REIT, INC. 8.250% Series A Cumulative Redeemable Preferred Stock, Liquation    ARR-A

Armstrong World, Inc.   AWI

Arotech Corporation   ARTX

Arqule Inc   ARQL

Array Biopharma Inc   ARRY

Arrhythmia Research Technology   HRT

Arris Group Inc   ARRS

Arrow Dow Jones Global Yield ETF   GYLD

Arrow Electronics, Inc.   ARW

Arrow Financial Corp   AROW

Arrowhead Research Corporation   ARWR

Artesian Resources Corp   ARTNA

ARTHROCARE CORP   ARTC

Arthur J. Gallagher & Co.   AJG

ARTISAN PARTNERS ASSET MANAGEMENT INC.   APAM

Arts-Way Manufacturing Co Inc   ARTW

Aruba Networks, Inc.   ARUN

ASA GOLD AND PRECIOUS METALS LIMITED   ASA

Asanko Gold Inc.   AKG

ASB BANCORP INC   ASBB

ASBURY AUTO GROUP AB ADS   ABG

Ascena Retail Group, Inc.   ASNA

Ascent Capital Group, Inc. Series A   ASCMA

Ascent Solar Technologies, Inc.   ASTI

Ashford Hospitality Tr Inc 8.55% Ser A   AHT-A

Ashford Hospitality Trust, Inc.   AHT

Ashford Hospitality Trust, Inc.   AHT-D

ASHFORD HOSPITALITY TRUST, INC. 9.000% Series E Cumulative Preferred Stock,   AHT-E

Ashland Inc.   ASH

ASIA ENTERTAINMENT & RESOURCES LTD   AERL

ASIA PACIFIC FUND   APB

ASIA PACIFIC WIRE & CABLE CORP   APWC

Asia Tigers Fund, Inc.   GRR

AsiaInfo-Linkage, Inc   ASIA

ASM International NV   ASMI

ASML Holding NV   ASML

Aspen Insurance Holding Limited   AHL

Aspen Insurance Holdings Limited   AHL-A

ASPEN INSURANCE HOLDINGS LIMITED 5.95%   AHL-C

ASPEN INSURANCE HOLDINGS LIMITED 7.25% PERPETUAL NON-CUMULATIVE PREFERENCE SHARES   AHL-B

Aspen Technology Inc   AZPN

ASSOCIATED BANC-CORP   ABW-B

Associated Banc-Corp   ASBC

Associated Banc-Corp Warrants   ASBCW

Associated Estates Realty   AEC

Assurant, Inc.   AIZ

ASSURED GUARANTY MUNICIPAL HOLDINGS INC.   AGO-B

ASSURED GUARANTY MUNICIPAL HOLDINGS INC.   AGO-E

ASSURED GUARANTY MUNICIPAL HOLDINGS INC.   AGO-F

Assured Guaranty, LTD   AGO

Asta Funding Inc   ASFI

Astea International Inc.   ATEA

Astec Industries Inc   ASTE

Astex Pharmaceuticals, Inc.   ASTX

Astoria Financial Corp.   AF

ASTORIA FINANCIAL CORPORATION 6.50%   AF-C

AstraZeneca PLC   AZN

Astro-Med Inc   ALOT

Astronics Corp   ATRO

Astrotech Corporation   ASTC

Asure Software, Inc   ASUR

AT&T Inc.   T

AT&T Inc. 3.550% 12/17/32   U04644AG2

ATA Inc.   ATAI

Athenahealth, Inc.   ATHN

Athens Bancshares Corporation   AFCB

Athersys, Inc. Common Stock   ATHX

ATHLON ENERGY INC.   ATHL

Atlantic American Corp   AAME

Atlantic Coast Financial Corporation   ACFC

Atlantic Power Corporation   AT

Atlantic Tele-Network,Inc   ATNI

ATLANTICUS HOLDINGS CORPORATION   ATLC

Atlas Air Worldwide Holdings, Inc.   AAWW

ATLAS ENERGY, L.P.   ATLS

Atlas Financial Holdings, Inc. Ordinary Shares   AFH

Atlas Pipeline Partners   APL

ATLAS RESOURCE PARTNERS, L.P. Common Units   ARP

ATLATSA RESOURCES CORPORATION   ATL

Atmel Corp   ATML

ATMI Inc   ATMI

Atmos Energy Corporation   ATO

ATOSSA GENETICS INC.   ATOS

AtriCure, Inc.   ATRC

Atrion Corp   ATRI

ATTUNITY LTD   ATTU

Atwood Oceanics, Inc.   ATW

AU Optonics Corp   AUO

Auburn National Bancorporation   AUBN

Audience, Inc.   ADNC

AudioCodes Ltd   AUDC

Augusta Resource Corporation   AZC

AuRico Gold Inc.   AUQ

Authentidate Holding Corp   ADAT

Autobytel Inc   ABTL

Autodesk Inc   ADSK

Autoliv Inc.   ALV

Automatic Data Processing   ADP

AutoNation, Inc.   AN

AutoNavi Holdings Ltd.   AMAP

AutoZone, Inc.   AZO

Auxilium Pharmaceuticals, Inc.   AUXL

Avago Technologies Ltd.   AVGO

Avalon Holdings Corp.   AWX

Avalon Rare Metals, Inc.   AVL

AvalonBay Communities   AVB

Avanir Pharmaceuticals, Inc. Class A   AVNR

Avenue Income Credit Strategies Fund   ACP

AVEO Pharmaceuticals, Inc.   AVEO

Avery Dennison Corp.   AVY

AVG TECHNOLOGIES N.V.   AVG

Aviat Networks, Inc.   AVNW

Avid Technology Inc   AVID

Avino Silver & Gold Mines Ltd. (Canada)   ASM

Avis Budget Group, Inc.   CAR

Avista Corporation   AVA

AVIV REIT, INC.   AVIV

AVIVA PLC   AV

AVIVA PLC 8.25% CAPITAL SECURITIES DUE 2041   AVV

Avnet, Inc.   AVT

Avon Products, Inc.   AVP

AVX Corporation   AVX

Aware Inc   AWRE

Axcelis Technologies Inc   ACLS

Axiall Corporation   AXLL

Axis Capital Holders Limited   AXS

AXIS CAPITAL HOLDINGS LIMITED 5.50% SERIES D   AXS-D

AXIS CAPITAL HOLDINGS LIMITED 6.875% Series C Preferred Shares   AXS-C

AXT Inc   AXTI

AZZ incorporated   AZZ

B Communications Ltd   BCOM

B&G Foods, Inc.   BGS

B.O.S. Better On-Line Solutions Ltd.   BOSC

B/E Aerospace Inc   BEAV

B2Gold Corp.   BTG

BABSON CAPITAL CORPORATE INVESTORS   MCI

BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND   BGH

BABSON CAPITAL PARTICIPATION INVESTORS   MPV

BAC Capital Trust VIII 6% Capital Securities   BAC-Z

Badger Meter, Inc.   BMI

Baidu, Inc.   BIDU

Baker Hughes Inc.   BHI

Balchem Corporation   BCPC

Baldwin & Lyons Inc   BWINA

Baldwin & Lyons Inc   BWINB

Ball Corporation   BLL

Ballantyne Strong, Inc   BTN

Ballard Power Systems Inc.   BLDP

Bally Technologies, Inc.   BYI

Baltic Trading Limited   BALT

Banc of California, Inc.   BANC

Banc of California, Inc.   BANCP

Banc of California, Inc. Senior Note due 4/15/2020   BANCL

Bancfirst Corp   BANF

BancFirst Corporation - BFC Capital Trust II Cumulative Trust Pfd Secs   BANFP

Banco Bilbao Vizcaya Argentaria, S.A.   BBVA

BANCO BRADESCO (New) ADS (each rep. 1 Pfd share)   BBD

Banco Bradesco S.A.   BBDO

Banco de Chile   BCH

Banco Latinoamericano de Comercio Exterior, S.A   BLX

Banco Macro S.A.   BMA

BANCO SANTANDER (BRASIL) SA   BSBR

Banco Santander S.A.   SAN

Banco Santander-Chile   BSAC

Bancolombia S.A.   CIB

Bancorp of New Jersey, Inc.   BKJ

BancorpSouth, Inc.   BXS

Bancroft Fund Ltd.   BCV

BANK KENTUCKY FINL CP (THE)   BKYF

Bank Mutual Corp   BKMU

BANK OF AMERICA WARRANTS CLASS A   BAC+A

Bank of America Corp.   BAC

Bank of America Corporation   BAC-E

Bank Of America Corporation   BAC-I

Bank of America Corporation Depositary Shares representing 1/1,000th Interest in a share of 6.2   BAC-D

Bank Of America Corporation Depositary Shares(Each representing a 1/1200th interest in a share    BML-G

Bank Of America Corporation Depositary Shares(Each representing a 1/1200th interest in a share    BML-H

BANK OF AMERICA CORPORATION WARRANTS CLASS B   BAC+B

Bank of America Depositary Shares(Each representing 1/1200th interest in a share of Bank of Ame   BML-I

Bank of America Depositary Shares(Each representing 1/1200th interest in a share of Bank of Ame   BML-J

Bank of Commerce Holdings (CA)   BOCH

Bank of Hawaii Corp.   BOH

Bank of Ireland   IRE

Bank of Marin Bancorp   BMRC

Bank of Montreal   BMO

Bank of New York Mellon Corporation   BK

Bank of Nova Scotia   BNS

Bank of South Carolina   BKSC

Bank of the James Financial Group, Inc   BOTJ

Bank of the Ozarks Inc   OZRK

BankFinancial Corporation   BFIN

BANKRATE, INC.   RATE

Bankunited, Inc.   BKU

Banner Corp.   BANR

Banro Corporation   BAA

Bar Harbor Bankshares   BHB

Barclays Bank PLC   BCS-A

Barclays Bank PLC   BCS-C

Barclays Bank PLC   BCS-D

Barclays Bank PLC (Each rep. 1 Non-Cum. Callable Dollar Pref. Shrs. Ser. 2, Nom. Val. $0.25)   BCS-P

Barclays Bank PLC iPath EUR/USD Exchange Rate ETN   ERO

Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index   GSP

Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In   OIL

Barclays Bank PLC iPath GBP/USD Exchange Rate ETN   GBB

Barclays Bank PLC iPath JPY/USD Exchange Rate ETN   JYN

Barclays ETN+ FI Enhanced Europe 50 ETN   FEEU

Barclays ETN+ FI Enhanced Global High Yield ETN   FIGY

Barclays ETN+ S&P VEQTORT ETN   VQT

Barclays ETN+ Select MLP ETN   ATMP

Barclays ETN+ Shiller CAPET ETN   CAPE

Barclays Long B Leveraged S&P 500 TR ETN   BXUB

Barclays Long C Leveraged S&P 500 TR ETN   BXUC

Barclays PLC   BCS

Barclays Short B Leveraged Inverse S&P 500 TR ETN   BXDB

BARCTERIN INTL HLDG   BONE

Barnes & Noble, Inc.   BKS

Barnes Group Inc.   B

Barnwell Industries, Inc.   BRN

Barrett Business Services   BBSI

Barrick Gold Corp.   ABX

Barron's 400 ETF   BFOR

Basis Energy Services, Inc.   BAS

Bassett Furniture Industries I   BSET

BAXANO SURGICAL, INC.   BAXS

Baxter International Inc.   BAX

Baytex Energy Corp. (New)   BTE

Bazaarvoice, Inc.   BV

BB&T Corporation   BBT

BB&T CORPORATION   BBT-E

BB&T CORPORATION SER G   BBT-G

BB&T CORPORATION Depositary Shares each representing 1/1,000th interest in a share of Series F   BBT-F

BB&T CORPORATION Depositary Shares, representing 1/1,000th interest in a share of Series D Non-   BBT-D

BBCN Bancorp Inc.   BBCN

BBVA Banco Frances S.A.   BFR

BBX Capital Corp   BBX

BCB BANCORP INC (NJ)   BCBP

BCE, Inc.   BCE

BCSB Bankcorp, Inc   BCSB

Beacon Roofing Supply, Inc.   BECN

BEAM INC.   BEAM

Bear Stearns Depositor TRUCs Certs 2001-2, 7.10% IBM Corp.   TZF

Beasley Broadcasting Group Inc   BBGI

BEAZER HOMES USA, INC.   BZT

BEAZER HOMES USA, INC.   BZU

Beazer Homes USA, Inc. New   BZH

Bebe Stores Inc   BEBE

Becton, Dickinson and Co.   BDX

Bed Bath & Beyond Inc   BBBY

Bel Fuse Inc   BELFA

Bel Fuse Inc   BELFB

Belden Inc.   BDC

BELLATRIX EXPLORATION LTD   BXE

Belo Corporation   BLC

Bemis Company, Inc.   BMS

Benchmark Electronics   BHE

Beneficial Mutual Bancorp, Inc.   BNCL

Berkshire Bancorp, Inc.   BERK

BERKSHIRE HATHAWAY Class B   BRK-B

Berkshire Hills Bancorp,Inc.   BHLB

Berkshire Income Realty, Inc. 9% Series A Cumulative Preferred   BIR-A

Berry Petroleum Company   BRY

BERRY PLASTICS GROUP, INC.   BERY

Best Buy Company, Inc.   BBY

BG Medicine, Inc.   BGMD

BGC PARTNERS, INC.   BGCA

BGC Partners, Inc.   BGCP

BGE Capital Trust II 6.20% Trust Preferred Secs   BGE-B

BGS ACQUISITION CORP   BGSCU

BGS Acquisition Corp.   BGSC

BGS Acquisition Corp. Warrants   BGSCW

BHP Billiton Limited   BHP

BHP BILLITON PLC   BBL

Big 5 Sporting Goods Corp   BGFV

Big Lots, Inc.   BIG

Biglari Holdings, Inc.   BH

Bill Barrett Corporation   BBG

BIOAMBER INC.   BIOA

BIOAMBER INC.   BIOA+W

Bioanalytical Systems Inc   BASI

BioCryst Pharmaceuticals Inc   BCRX

Biodel Inc.   BIOD

BioDelivery Sciences Internati   BDSI

BioFuel Energy Corp.   BIOF

Biogen Idec, Inc.   BIIB

Biolase, Inc.   BIOL

BIOLINERX LTD   BLRX

BioMarin Pharmaceuticals Inc   BMRN

Biomed Realty Trust, Inc.   BMR

Bio-Rad Laboratories   BIO

BIO-RAD LABS CLB   BIO-B

Bio-Reference Labs Inc   BRLI

BioScrip, Inc.   BIOS

BioSpecifics Technologies Corp.   BSTC

BIOSTAR PHARMACEUTICALS, INC   BSPM

Biota Holdings Ltd Ord   BOTA

BioTelemetry, Inc.   BEAT

Biotime, Inc.   BTX

Birks & Mayors Inc.   BMJ

Birner Dental Management Servi   BDMS

Bitauto Holdings Limited   BITA

BJ's Restaurants, Inc.   BJRI

Black Box Corp   BBOX

Black Diamond, Inc.   BDE

Black Hills Corporation   BKH

Black Rock New York Municipal Income Trust II   BFY

Blackbaud, Inc.   BLKB

BlackBerry Limited   BBRY

Blackhawk Network Holdings, Inc. Class A Common Stock   HAWK

BLACKOCK MUNIHOLDINGS INVESTMENT QUALITY FUND   MFL

BlackRock Build America Bond Trust   BBN

BLACKROCK CA MUNI 2018 TRM TR   BJZ

BLACKROCK CA MUNICIPAL INC TR   BFZ

BLACKROCK CORE BD TR   BHK

Blackrock Corporate High Yield Fund III, Inc.   CYE

Blackrock Corporate High Yield Fund V, Inc.   HYV

Blackrock Corporate High Yield Fund VI, Inc.   HYT

Blackrock Corporate high Yield Fund, Inc.   COY

Blackrock Credit Allocation Income Trust   BTZ

Blackrock Debt Strategies Fund, Inc.   DSU

Blackrock Defined Opporunity Credit Trust   BHL

BLACKROCK ECOSOLUTIONS INVESTMENT TRUST   BQR

Blackrock Energy and Resources Trust   BGR

Blackrock Enhanced Captial and Income Fund, Inc.   CII

BlackRock Enhanced Equity Dividend Trust   BDJ

Blackrock Enhanced Government Fund, Inc.   EGF

Blackrock Floating Rate Income Strategies Fund, Inc.   FRA

Blackrock Floating Rate Income Trust   BGT

Blackrock Florida Municipal 2020 Term Trust   BFO

Blackrock Global Opportunities Equity Trust   BOE

Blackrock Health Sciences Trust   BME

BlackRock High Income Shares   HIS

BLACKROCK HIGH YIELD TRUST   BHY

BlackRock Income Opportunity Trust Inc. (The) INC   BNA

BlackRock Income Trust   BKT

Blackrock International Real Estate Fund, Inc.   BGY

BLACKROCK INV QUAL MUNI TR   BKN

BLACKROCK KELSO CAPITAL CORPORATION   BKCC

Blackrock Limited Duration Income Trust   BLW

Blackrock Long-Term Municipal Advantage Trust   BTA

BlackRock Maryland Muni Bond Trust   BZM

BLACKROCK MULTI-SECTOR INCOME TRUST   BIT

BLACKROCK MUNI 2018 TRM TR   BPK

Blackrock Muni Assets Fund, Inc.   MUA

Blackrock Muni Enhanced Fund, Inc.   MEN

Blackrock MUNI New York Intermediate Duration Fund, Inc.   MNE

Blackrock Muni Yield Fund, Inc.   MYF

Blackrock Muni Yield Insured Fund, Inc.   BIE

Blackrock Muni Yield California Fund, Inc.   MYC

Blackrock Muni Yield New Jersey Fund, Inc.   MYJ

Blackrock Muni Yield New Jersey Insured Fund, Inc.   MJI

Blackrock Muni Yield Quality Fund II, Inc.   MQT

Blackrock Muni Yield Quality Fund, Inc   MQY

Blackrock Municipal 2020 Term Trust   BKK

Blackrock Municipal Bond Trust   BBK

BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST   BAF

BLACKROCK MUNICIPAL INCOME QUALITY TRUST   BYM

BLACKROCK MUNICIPAL TARGET TERM TRUST   BTT

BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC   MUC

Blackrock Muniholdings Fund II, Inc.   MUH

Blackrock Muniholdings Fund, Inc.   MHD

BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.   MUJ

BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC   MHN

BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC   MUE

BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.   MUS

Blackrock Munivest Fund II   MVT

BlackRock MuniVest Fund, Inc   MVF

BlackRock MuniYield Arizona Fund, Inc   MZA

BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC   MCA

Blackrock Muniyield Fund, Inc.   MYD

BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND   MFT

BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC.   MYM

BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. i   MIY

BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND, INC.   MUI

BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.   MYN

BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND   MPA

BLACKROCK MUNIYIELD QUALITY FUND III, INC.   MYI

BlackRock N Jersey Muni Bond Trust   BLJ

BlackRock New York Municipal   BQH

BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST   BSE

BlackRock New York Municipal Income Trust II   BLE

BLACKROCK NJ MUNICIPAL INC TR   BNJ

BLACKROCK NY MUNI 2018 TRM TR   BLH

BLACKROCK NY MUNICIPAL INC TR   BNY

BLACKROCK PA STRATEGIC MUNI TR   BPS

Blackrock Real Asset Equity Trust   BCF

BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST   BCX

BlackRock S&P Quality Rankings Global Equity Managed Trust   BQY

Blackrock Senior High Income Portfolio, Inc.   ARK

BLACKROCK STRATEGIC MUNI TR   BSD

BLACKROCK UTILITY AND INFRASTRUCTURE TRUST   BUI

BlackRock Virginia Muni Bond Trust   BHV

BlackRock, Inc.   BHD

Blackrock, Inc.   BLK

BLACKSTONE / GSO STRATEGIC CREDIT FUND   BGB

Blackstone Mortgage Trust, Inc. (NEW)   BXMT

Blackstone/GSO Long-Short Credit Income Fund   BGX

BLACKSTONE/GSO SR FLOATING RATE TERM FUND   BSL

BLDRS Asia 50 ADR Index Fund   ADRA

BLDRS Developed Markets 100 ADR INDEX FUND   ADRD

BLDRS Emerging Markets 50 ADR INDEX FUND   ADRE

BLDRS Europe 100 ADR Index FunD   ADRU

Blonder Tongue Labs, Inc.   BDR

Bloomin' Brands, Inc. Common Stock   BLMN

Blount International, Inc   BLT

Blucora, Inc.   BCOR

Blue Nile, Inc.   NILE

bluebird bio, Inc. Common Stock   BLUE

Blueknight Energy Partners L.P.   BKEP

Blueknight Energy Partners L.P., L.L.C. Series A Preferred Units   BKEPP

BlueLinx Holdings Inc.   BXC

BluePhoenix Solutions, Ltd.   BPHX

Blyth, Inc. (New)   BTH

BMC Software, Inc.   BMC

BNC BANCORP    BNCN

Boardwalk Pipeline Partners, LP   BWP

BOB Evans Farms   BOBE

Body Central Corp.   BODY

Boeing Company   BA

Bofl Holding, Inc.   BOFI

Boingo Wireless, Inc.   WIFI

Boise Cascade Company   BCC

Boise Inc   BZ

BOK Financial Corp   BOKF

Bolt Technology Corp.   BOLT

Bona Film Group Limited   BONA

BONANZA CREEK ENERGY, INC.   BCEI

Bonso Electronic International   BNSO

Bon-Ton Stores Inc/The   BONT

Books-A-Million Inc   BAMM

Booz Allen Hamilton Holding Corporation   BAH

BorgWarner Inc.   BWA

Boston Beer Company   SAM

Boston Private Financial Holdi   BPFH

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.   BPFHP

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.   BPFHW

Boston Properties, Inc.   BXP

BOSTON PROPERTIES, INC. Depositary Shares, each representing 1/100th of a share of the Issuer's   BXP-B

Boston Scientific Corp.   BSX

Bottomline Technologies Inc   EPAY

Boulder Brands, Inc.   BDBD

Boulder Growth & Income Fund, Inc.   BIF

BOULDER TOTAL RETURN FD INC   BTF

BOVIE MEDICAL CORPORATION   BVX

Bowl America Incorporated   BWL-A

BOX SHIPS INC.   TEU

BOX SHIPS INC. 9.00% Series C Cumulative Redeemable Perpetual Preferred Shares, $0.01 par value   TEU-C

Boyd Gaming Corporation   BYD

BP p.l.c.   BP

BP Prudhoe Bay Royalty   BPT

BPZ Resources, Inc.   BPZ

Brady Corporation   BRC

Brandywine Realty Trust   BDN

BRANDYWINE REALTY TRUST 6.90% SERIES E CUMULATIVE REDEEMABLE PREFERRED SHARES OF BENEFICIAL INT   BDN-E

BRASILAGRO BRAZILIAN AGRIC REAL EST   LND

Braskem S.A.   BAK

BRAVO BRIO RESTAURANT GROUP INC.   BBRG

BRE Properties, Inc.   BRE

BRE Properties, Inc. 6.75% Ser D   BRE-D

Breeze Eastern Corporation   BZC

BreitBurn Energy Partners, L.P.   BBEP

BRF S.A.   BRFS

BRIDGE BANCORP INC   BDGE

Bridge Capital Holdings   BBNK

Bridgeline Digital Inc.   BLIN

BRIDGEPOINT EDUCATION, INC   BPI

Bridgford Foods Corp   BRID

Briggs & Stratton Corp.   BGG

BRIGHT HORIZONS FAMILY SOLUTIONS INC.   BFAM

Brightcove, Inc.   BCOV

Brigus Gold Corp.   BRD

Brinker International   EAT

Bristol-Myers Squibb Co.   BMY

Bristow Group, Inc.   BRS

British American Tobacco   BTI

Broadcom Corp   BRCM

Broadridge Financial Solutions Inc   BR

BROADSCOFT,INC.   BSFT

BROADVISION INC COM NEW   BVSN

Broadway Financial Corp/Del   BYFC

BROADWIND ENERGY INC   BWEN

Brocade Communications Systems, Inc. NEW   BRCD

Brookdale Senior Living, Inc.   BKD

Brookfield Asset Management Inc   BAM

BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.   INF

Brookfield Infrastructure Partners L.P. Limited Partnership Units   BIP

BROOKFIELD MORTGAGE OPPORTUNITY INCOME FUND INC.   BOI

Brookfield Office Properties Inc.   BPO

BROOKFIELD PROPERTY PARTNERS L.P.   BPY

BROOKFIELD RENEWABLE ENERGY PARTNERS L.P.   BEP

Brookfield Residential Properties Inc.   BRP

Brookfield Total Return Fund Inc   HTR

Brookline Bancorp Inc   BRKL

Brooks Automation Inc   BRKS

Brown & Brown, Inc.   BRO

Brown Shoe Company, Inc.   BWS

BROWN-FORMAN CORP CL A   BF-A

Brown-Forman Corporation   BF-B

BRT Realty Trust   BRT

Bruker Corporation   BRKR

Brunswick Corporation   BC

Bryn Mawr Bank Corp   BMTC

BSB BANCORP, INC.   BLMT

BSD Medical Corporation   BSDM

BSQUARE Corporation   BSQR

BT Group plc (ADR)   BT

BTU International Inc   BTUI

Buckeye Partners, L.P.   BPL

Buckeye Technologies, Inc   BKI

Buffalo Wild Wings, Inc.   BWLD

Build-A-Bear Workshop, Inc.   BBW

Builders FirstSource, Inc.   BLDR

Bunge Limited   BG

Burcon NutraScience Corporation   BUR

BURGER KING WORLDWIDE, INC.   BKW

C&F Financial Corp   CFFI

C&J ENERGY SERVICES, INC.   CJES

C.H. Robinson Worldwide, Inc.   CHRW

C.R. Bard, Inc.   BCR

CA, Inc.   CA

CabCo Trust for JC Penny   PFH

Cabela's Incorporated   CAB

Cablevision Systems Corp.   CVC

Cabot Corporation   CBT

Cabot Microelectronics Corp   CCMP

Cabot Oil & Gas Corp.   COG

Cache Inc   CACH

CACI INTERNATIONAL CLA   CACI

Cadence Design Systems   CDNS

Cadence Pharmaceuticals, Inc.   CADX

CADIZ, Inc.   CDZI

CAE INC   CAE

Caesars Entertainment Corporation   CZR

CaesarStone Sdot-Yam Ltd.   CSTE

CAFEPRESS INC.   PRSS

CAI International, Inc.   CAP

Cal Dive International, Inc.   DVR

Calamos Asset Management, Inc.   CLMS

Calamos Convertible and High Income Fund   CHY

Calamos Convertible Opportunities and Income Fund   CHI

Calamos Global Dynamic Income Fund   CHW

Calamos Global Total Return Fund   CGO

Calamos Strategic Total Return Fund   CSQ

CalAmp Corp.   CAMP

Calavo Growers Inc   CVGW

Calgon Carbon Corporation   CCC

California First National Banc   CFNB

California Water Service   CWT

CALIX, INC.   CALX

Callaway Golf Company   ELY

Callidus Software, Inc.   CALD

Callon Petroleum Company   CPE

CALLON PETROLEUM COMPANY 10.0% SER A   CPE-A

Cal-Maine Foods Inc   CALM

Calpine Corporation When Issued   CPN

Calumet Specialty Products Partners, L.P.   CLMT

CAMAC Energy Inc.   CAK

Cambium Learning Group, Inc.   ABCD

Cambrex Corporation   CBM

Cambria Global Tactical ETF   GTAA

Cambria Shareholder Yield ETF   SYLD

Camco Financial Corp   CAFI

Camden National Corporation   CAC

Camden Property Trust   CPT

Cameco Corporation   CCJ

Camelot Information Systems Inc.   CIS

Cameron International Corporation   CAM

Campbell Soup Company   CPB

CAMPUS CREST COMMUNITIES, INC.   CCG

CAMPUS CREST COMMUNITIES, INC. 8.00% Series A Cumulative Redeemable Preferred Stock,   CCG-A

Camtek Ltd   CAMT

Canadian Imperial Bank   CM

Canadian National Railway   CNI

Canadian Natural Resources Limited   CNQ

Canadian Pacific Railway   CP

Canadian Solar, Inc.   CSIQ

Canon, Inc.   CAJ

Cantel Medical Corporation   CMN

Canterbury Park Holding Corporation   CPHC

Cape Bancorp, Inc.   CBNJ

Capella Education Company   CPLA

Capital Bank Financial Corp. Class A Common Stock   CBF

Capital City Bank Group Inc   CCBG

Capital One Financial   COF

CAPITAL ONE FINANCIAL CORP WARRANTS EXPIRING 11/14/2018   COF+W

CAPITAL ONE FINANCIAL CORPORATION   COF-P

Capital Product Partners L.P.   CPLP

Capital Senior Living   CSU

Capital Southwest Corp   CSWC

CapitalSource Inc.   CSE

Capitol Acquisition Corp. II   CLAC

Capitol Acquisition Corp. II Unit   CLACU

Capitol Acquisition Corp. II Warrant   CLACW

Capitol Federal Financial, Inc.   CFFN

CapLease, Inc.   LSE

Caplease, Inc. 7.25% Series C Cumulative Redeemable Preferred Stock   LSE-C

CapLease, Inc. 8.125% Ser. A Cum. Rdmbl. Prfrd. Stock   LSE-A

CAPLEASE, INC. 8.375% SERIES B   LSE-B

Capstead Mortgage Corp.   CMO

CAPSTEAD MORTGAGE CORPORATION   CMO-E

Capstone Turbine Corp   CPST

Carbo Ceramics Inc.   CRR

CARBONITE INC COMMON STOCK   CARB

Cardero Resource Corporation   CDY

Cardica, Inc.   CRDC

Cardinal Financial Corp   CFNL

Cardinal Health, Inc.   CAH

Cardiome Pharma Corporation   CRME

Cardiovascular Systems, Inc.   CSII

Cardium Therapeutics, Inc.   CXM

Cardtronics, Inc.   CATM

Career Education Corp   CECO

Carefusion Corp.   CFN

Carlisle Companies, Inc.   CSL

CarMax Inc.   KMX

Carmike Cinemas Inc   CKEC

Carnival Corporation   CCL

Carnival PLC   CUK

Carolina Bank Holdings Inc   CLBH

Carolina Trust Bank   CART

Carpenter Technology Corp   CRS

Carriage Services, Inc.   CSV

Carrizo Oil & Gas Inc   CRZO

Carrollton Bancorp   CRRB

Carrols Restaurant Group, Inc.   TAST

Carter's Inc.   CRI

Carver Bancorp, Inc.   CARV

CAS Medical Systems, Inc.   CASM

Cascade Bancorp   CACB

Cascade Microtech, Inc.   CSCD

Casella Waste Systems Inc   CWST

Casey's General Stores Inc   CASY

Cash America International, Inc.   CSH

Cass Information Systems Inc   CASS

Castle Brands, Inc.   ROX

Catamaran Corporation Common Stock   CTRX

Caterpillar Inc.   CAT

Cathay General Bancorp   CATY

CATO CORP   CATO

Catyalyst Pharmaceutical Partners, Inc.   CPRX

Cavco Industries Inc.   CVCO

Cavium, Inc.   CAVM

Cbeyond, Inc.   CBEY

CBIZ, Inc.   CBZ

CBL & Assoc. Properties   CBL

CBL & Associates Properties, Inc.   CBL-D

CBL & ASSOCIATES PROPERTIES, INC. Depository Shares, each representing a 1/10th fractional Inte   CBL-E

CBOE HOLDINGS, INC.   CBOE

CBRE Clarion Global Real Estate Income Fund   IGR

CBRE GROUP, INC.   CBG

CBS Corporation Class A   CBS-A

CBS Corporation Class B   CBS

CCA Industries, Inc.   CAW

CDI Corporation   CDI

CDW Corporation   CDW

CEC Entertainment, Inc.   CEC

Ceco Environmental Corp   CECE

Cedar Fair, L.P.   FUN

Cedar Realty Trust, Inc   CDR

CEDAR REALTY TRUST, INC. 7.25% Series B Cumulative Redeemable Preferred Stock   CDR-B

Celadon Group, Inc.   CGI

Celanese Corporation   CE

Celestica, Inc.   CLS

Celgene Corp   CELG

Celgene Corporation Contingent Value Rights   CELGZ

Cell Therapeutics, Inc. New   CTIC

Cellcom Israel, Ltd.   CEL

CELLDEX THERAPEUTICS, INC   CLDX

Cellular Dynamics International, Inc.   ICEL

Cel-Sci Corporation   CVM

Celsion Corporation   CLSN

CEMENTOS PACASMAYO S.A.A.   CPAC

Cemex S.A.B. de C.V.   CX

Cempra, Inc.   CEMP

CENCOSUD S.A.   CNCO

Cenevo, Inc.   CVO

Cenovus Energy Inc.   CVE

Centene Corporation   CNC

Center Bancorp Inc   CNBC

CenterPoint Energy, Inc.   CNP

Centerstate Banks Inc.   CSFL

CENTRAIS ELECTRICAS BRASILEIRAS S.A.-ELETROBRAS   EBR

CENTRAIS ELETRICAS BRASILEIRAS S.A.-ELETROBRAS   EBR-B

Central European Media Enterpr   CETV

Central Federal Corporation   CFBK

Central Fund of Canada   CEF

Central Garden & Pet Company   CENTA

Central Garden and Pet Co   CENT

Central Gold Trust   GTU

Central Pacific Financial Corp. (New)   CPF

Central Securities Corp.   CET

CENTRAL VALLEY COMMUNITY BNCP   CVCY

Century Aluminum Co   CENX

Century Bancorp Inc/Mass   CNBKA

Century Casinos Inc   CNTY

CenturyLink, Inc.   CTL

Cepheid Inc   CPHD

Ceragon Networks Ltd   CRNT

Ceres, Inc.   CERE

Cerner Corp   CERN

Cerus Corp   CERS

CEVA Inc.   CEVA

CF Industries Holding, Inc.   CF

CFS Bancorp Inc   CITZ

CGG   CGG

CGI Group Inc.    GIB

CHAMBERS STREET PROPERTIES   CSG

Changyou.com Limited American Depositary Share   CYOU

CHANNELADVISOR CORPORATION   ECOM

CHANTICLEER HLDGS INC   HOTR

Chanticleer Holdings, Inc.   HOTRW

Charles & Colvard Ltd   CTHR

Charles River Laboratorie   CRL

Charm Communications Inc.   CHRM

Chart Acquisition Corp   CACGW

Chart Acquisition Corp.   CACG

Chart Acquisition Corp. Units   CACGU

Chart Industries, Inc.   GTLS

CHARTER COMM INC DEL CL A   CHTR

Charter Financial Corp   CHFN

Chase Corporation   CCF

CHATHAM LODGING TRUST   CLDT

Check Point Software Technolog   CHKP

Checkpoint Systems, Inc.   CKP

Cheesecake Factory (The)   CAKE

Chelsea Therapeutics International Ltd.   CHTP

Chembio diagnostics, Inc.   CEMI

Chemed Corporation (New)   CHE

Chemical Financial Corp   CHFC

ChemoCentryx, Inc.   CCXI

CHEMTURA CORPORATION   CHMT

CHEMUNG FINANCIAL CORP   CHMG

Cheniere Energy Partners, LP   CQP

Cheniere Energy, Inc.   LNG

Cherokee Inc   CHKE

Chesapeake Energy Corp.   CHK

Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock   CHK-D

CHESAPEAKE GRANITE WASH TRUST   CHKR

Chesapeake Lodging Trust   CHSP

CHESAPEAKE LODGING TRUST   CHSP-A

Chesapeake Utilities   CPK

Cheviot Financial Corp   CHEV

Chevron Corporation   CVX

Chicago Bridge & Iron Co.   CBI

Chicago Rivet & Machine   CVR

Chicopee Bancorp, Inc.   CBNK

Chicos FAS, Inc.   CHS

Childrens Place   PLCE

Chimera Investment Corp.   CIM

Chimerix, Inc.   CMRX

CHINA ADVANCED CONSTR MATLS GROUP INC Common Stock   CADC

CHINA AUTO LOGISTICS INC   CALI

China Automotive Systems, Inc.   CAAS

China BAK Battery, Inc.   CBAK

CHINA BIOLOGIC PRODUCTS INC   CBPO

CHINA CERAMICS CO. Ltd.   CCCL

CHINA CORD BLOOD CORP   CO

China Digital TV Holding Co.   STV

China Distance Education Holdings Limited   DL

China Eastern Airlines   CEA

China Finance Online Co., Ltd.   JRJC

CHINA FUND   CHN

China GengSheng Minerals, Inc. Common Stock   CHGS

China Gerui Advanced Materials Group Limited   CHOP

CHINA GREEN AGRICULTURE INC   CGA

China HGS Real Estate, Inc.   HGSH

China Housing & Land Development, Inc.   CHLN

China Hydroelectric Corp.   CHC

China Hydroelectric Corporation   CHC+W

China Information Technology, Inc. BVI   CNIT

China Jo-Jo Drugstores, Inc.   CJJD

China Life Insurance Company Ltd.   LFC

CHINA LODGING GROUP, LIMITED   HTHT

CHINA MARINE FOOD GROUP LTD   CMFO

China Metro-Rural Holdings Limited   CNR

CHINA MING YANG WIND POWER GROUP LIMITED   MY

China Mobile Games and Entertainment Group Limited American Depositary Shares   CMGE

China Mobile Limited   CHL

China Natural Resources, Inc.   CHNR

China Nepstar Chain Drugstore LTD   NPD

China New Borun Corporation   BORN

CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)   SNP

China Pharma Holdings, Inc.   CPHI

China Precision Steel, Inc.   CPSL

China Recycling Energy Corporation Common Stock   CREG

China Shengda Packing Group. Inc.   CPGI

China Southern Airlines Company Limited   ZNH

China Sunergy Co.,Ltd.   CSUN

China TechFaith Wireless Communication Technology Ltd   CNTF

China Telecom Corporation, LTD   CHA

China Unicom (HONG KONG) Limited   CHU

China XD Plastics Company Limited   CXDC

CHINA XINIYA FASHION LIMITED   XNY

CHINA YIDA HLDG CO   CNYD

China Yuchai Int'l Ltd.   CYD

CHINA ZENIX AUTO INTERNATIONAL LIMITED   ZX

CHINACACHE INTERNATIONAL HOLDINGS LTD   CCIH

ChinaEdu Corporation   CEDU

ChinaNet Online Holdings Inc.   CNET

Chindex International Inc   CHDX

ChipMOS TECHNOLOGIES Bermuda L   IMOS

Chipotle Mexican Grill, Inc.   CMG

Chiquita Brands International   CQB

Choice Hotels Intnl.   CHH

Christopher and Banks Corp.   CBK

CHS Inc. 8% Cumulative Redeemable Pfd   CHSCP

Chubb Corporation   CB

CHUNGHWA TELECOM CO., LTD   CHT

Church & Dwight Co., Inc.   CHD

Churchill Downs Inc   CHDN

Chuy's Holdings, Inc. Common Stock   CHUY

CHYRONHEGO CORPORATION   CHYR

CIBER, Inc.   CBR

Ciena Corporation   CIEN

CIFC CORP   CIFC

CIGNA Corporation   CI

CIMAREX ENERGY CO   XEC

Cimatron Ltd   CIMT

Cincinnati Bell Inc.   CBB

Cincinnati Bell Inc. DEP SHS   CBB-B

Cincinnati Financial Corp   CINF

Cinedigm Digital Cinema Corp.   CIDM

Cinemark Holdings, Inc.   CNK

Cintas Corp   CTAS

CIRCOR International, Inc   CIR

Cirrus Logic Inc   CRUS

CIS Acquisition Ltd. Class A Shares   CISAA

CIS Acquisition Ltd. Unit   CISAU

CIS Acquisition Ltd. Warrant   CISAW

Cisco Systems Inc   CSCO

CIT Group Inc. New   CIT

Citi Trends, Inc.   CTRN

Citigroup 3% Minimum Principal Protected Note based upon Russell 2000 due 6/9/2014   MBC

Citigroup Capital IX 6.00% Capital Securities (TruPS)   C-S

Citigroup Capital X 6.10% Capital Securities (TRuPS)   C-R

Citigroup Capital XI 6.00% Capital Secs (TruPS)   C-Q

Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities   C-N

Citigroup Capital XVII   C-E

Citigroup Funding, 3% Minimum PPN Based Upon the S&P MidCap 400 Index due 2014   MBF

Citigroup Funding, Inc. 3% Minimum Coupon PPN Based on Dow Jones-UBS Commodity Index Due 2014   MKZ

Citigroup Inc.   C

Citigroup Inc.   C-P

CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 5.80% No   C-C

Citigroup Inc. Warrants expiring 1/4/2019   C+A

Citigroup Inc. Warrants expiring 10/28/2018   C+B

Citigroup, 3% Minimum Coupon Principal-Protected Notes Based Upon the S&P 500 Index due 05/12/   MYP

Citizens & Northern Corporation   CZNC

Citizens Community Bancorp, Inc.   CZWI

CITIZENS FIRST CORP   CZFC

CITIZENS FUNDING TRUST I   CTZ-A

Citizens Holding Co.   CIZN

Citizens, Inc.   CIA

Citrix Systems Inc   CTXS

City Holding Co   CHCO

City National Corporation   CYN

CITY NATIONAL CORPORATION Depositary Shares each representing a 1/40th interest in a share of 5   CYN-C

CKX Lands, Inc.   CKX

CLARCOR Inc.   CLC

Claude Resources, Inc.   CGR

Claymore/Robb CEF GS Connect ETN   GCE

Clayton Williams Energy Inc   CWEI

Clean Diesel Technologies, Inc.   CDTI

Clean Energy Fuels Corp.   CLNE

Clean Harbors, Inc   CLH

Cleantech Solutions International, Inc.   CLNT

Clear Channel Outdoor Holdings, Inc.   CCO

CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.   CBA

ClearBridge Energy MLP Fund Inc.   CEM

CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC.   EMO

CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC.   CTR

Clearfield, Inc.   CLFD

ClearOne , Inc.   CLRO

CLEARSIGN COMBUSTION CORPORATION   CLIR

Clearwater Paper Corporation   CLW

CLECO Corporation   CNL

Cleveland Biolabs, Inc   CBLI

Clicksoftware Technologies Ltd   CKSW

Cliffs Natural Resources Inc.   CLF

CLIFFS NATURAL RESOURCES INC. Depositary Shares, each representing a 1/40th ownership interest    CLV

Clifton Savings Bank, SLA   CSBK

Clorox Company   CLX

CLOUD PEAK ENERGY, INC.   CLD

Clough Global Allocation Fund   GLV

Clough Global Equity Fund   GLQ

Clough Global Opportunites Fund   GLO

Clovis Oncology, Inc.   CLVS

CME Group Inc.   CME

CMS Bancorp, Inc.   CMSB

CMS Energy Corporation   CMS

CNA Financial Corporation   CNA

CNB Financial Corp/PA   CCNE

CNH Global N.V.   CNH

CNinsure Inc   CISG

CNO Financial Group, Inc.   CNO

CNOOC Limited   CEO

Coach, Inc.   COH

Coast Distribution   CRV

Coastal Contacts Inc.   COA

Cobalt International Energy, Inc.   CIE

CoBiz Financial,Inc   COBZ

Cobra Electronics Corp   COBR

Coca-Cola Bottling Co Consolid   COKE

Coca-Cola Company   KO

Coca-Cola Enterprises, Inc.   CCE

Coca-Cola FEMSA, S.A.B DE C.V   KOF

COCA-COLA HBC AG   CCH

Codexis, Inc.   CDXS

Codorus Valley Bancorp Inc   CVLY

Coeur d'Alene Mines Corp.   CDE

COEUR D'ALENE MINES CORPORATION   CDE+W

Coffee Holding Co., Inc.   JVA

Cogent Communication   CCOI

Cognex Corp   CGNX

Cognizant Technology Solutions   CTSH

Cogo Group,Inc.   COGO

Cohen & Steers Infrastructure Fund, Inc.   UTF

Cohen & Steers Closed End Opportiunity Fund   FOF

Cohen & Steers Dividend Majors Fund, Inc.   DVM

Cohen & Steers Global Income Builder, Inc.   INB

Cohen & Steers Global Realty Majors ETF   GRI

Cohen & Steers Inc.   CNS

COHEN & STEERS LIMITED DURATION PREFFERED AND INCOME FUND INC   LDP

COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.   MIE

COHEN & STEERS QUALITY INCOME REALTY FUND, INC. COMMON SHARES   RQI

Cohen & Steers REIT & Preferred Income Fund, Inc.   RNP

COHEN & STEERS SELECT PREFERRED AND INCOME FUND   PSF

Cohen and Steers Total Return Realty Fund   RFI

Coherent Inc   COHR

Cohu Inc   COHU

Coldwater Creek Inc   CWTR

COLE REAL ESTATE INVESTMENTS, INC.   COLE

Coleman Cable Inc.   CCIX

Colfax Corporation   CFX

Colgate-Palmolive Company   CL

Collabrium Japan Acquisition Corporation   JACQ

Collabrium Japan Acquisition Corporation   JACQW

Collabrium Japan Acquisition Corporation Units   JACQU

CollabRx, Inc. Common Stock   CLRX

Collectors Universe   CLCT

Colonial Financial Services, Inc.   COBK

Colonial Properties Trust   CLP

Colony Bankcorp Inc   CBAN

COLONY FINANCIAL, INC.   CLNY

COLONY FINANCIAL, INC. 8.50% Series A Cumulative Redeemable Perpetual Preferred Stock   CLNY-A

Columbia Banking Systems Inc   COLB

Columbia Core Bond ETF   GMTB

Columbia Intermediate Municipal Bond ETF   GMMB

Columbia Laboratories Inc.   CBRX

Columbia Large Cap Growth ETF   RPX

Columbia Select Large Cap Growth ETF   RWG

Columbia Select Large Cap Value ETF   GVT

Columbia Seligman Premium Technology Growth Fund, Inc.   STK

Columbia Sportswear Co   COLM

Columbus McKinnon Corp/NY   CMCO

CombiMatrix Corporation   CBMX

CombiMatrix Corporation   CBMXW

Comcast Corp   CMCSA

Comcast Corp   CMCSK

COMCAST CORPORATION 5.00% Notes due 2061   CCV

Comcast Holdings Corp. 2.0% Exchangeable Subordinated Debentures due October 15, 2029 (ZONES)   CCZ

Comerica Incorporated   CMA

Comerica Incorporated   CMA+W

Comfort Systems USA, Inc.   FIX

Command Security Corporation   MOC

Commault Systems, Inc.   CVLT

Commerce Bancshares Inc   CBSH

Commercial Metals Company   CMC

Commercial Vehicle Group, Inc.   CVGI

Commonwealth REIT   CWH

Commonwealth REIT   CWH-D

COMMONWEALTH REIT 5.75% Senior Notes   CWHO

COMMONWEALTH REIT 7.25% SERIES E   CWH-E

Commtouch Software Ltd.   CTCH

Communications Systems, Inc.   JCS

Community Bank System   CBU

Community Bankers Trust Corporation   ESXB

Community Bk Shares/Indiana   CBIN

Community Health S. (New)   CYH

Community Trust Bancorp Inc   CTBI

Community West BanCshares   CWBC

CommunityOne Bancorp   COB

Comp X International Inc.   CIX

COMPANHIA BRASILEIRA DE DISTRIBUICAO   CBD

Companhia de Bebidas das Americad (AmBev)   ABV-C

COMPANHIA DE SANEAMENTO B SICO DO ESTADO DE SAO PAULO-SABESP ADS'S   SBS

Companhia Energetica   CIG

Companhia Energetica De Minas Gerais-Cemig   CIG-C

Companhia Paran. de Energ   ELP

Companhia Siderurgica Nacional S.A. (CSN)   SID

Compania Cervecerias Uni.   CCU

Compania de Minas Buenav.   BVN

Compass Diversified Holdings Shares of Beneficial Interest   CODI

Compass Minerals International, Inc.   CMP

Compressco Partners, L.P.   GSJK

Compugen Ltd   CGEN

Computer Programs & Systems In   CPSI

Computer Sciences Corp.   CSC

Computer Task Group, Inc.   CTG

Compuware Corp   CPWR

COMSCORE, INC.   SCOR

Comstock Holding Companies, Inc. Class A   CHCI

COMSTOCK MINING INC   LODE

Comstock Resources, Inc.   CRK

Comtech Telecommunications   CMTL

Comverse, Inc. Common Stock   CNSI

ConAgra Foods, Inc.   CAG

Conatus Pharmaceuticals Inc.   CNAT

CONCHO RESOURCES INC.   CXO

Concord Medical Services Holding Limited   CCM

Concur Technologies Inc   CNQR

Concurrent Computer Corp.   CCUR

Conmed Corp   CNMD

Connecticut Water Service Inc   CTWS

ConnectOne Bancorp, Inc. Common Stock   CNOB

Conn's Inc.   CONN

ConocoPhillips   COP

CONSOL Energy Inc.   CNX

Consolidated Communications Holdings, Inc.   CNSL

Consolidated Edison, Inc.   ED

Consolidated Graphics   CGX

Consolidated Water Co Inc   CWCO

Consolidated-Tomoka Land   CTO

Constant Contract, Inc.   CTCT

Constellation Brands, Inc.   STZ

CONSTELLATION BRANDS, INC. CLASS B 4   STZ-B

Constellation Energy Partners, LLC   CEP

CONSTELLIUM N.V.   CSTM

CONSUMER DISC SEL SPDR FD   XLY

Consumer Portfolio Services   CPSS

CONSUMERS EGY $4.50 PFD   CMS-B

CONSUMERS STAPLES SEL SECT SPDR   XLP

Contango Oil & Gas Co.   MCF

Continental Materials   CUO

CONTINENTAL RESOURCES INC.   CLR

Control4 Corporation   CTRL

Convergys Corporation   CVG

Con-way Inc.   CNW

Cooper Companies   COO

Cooper Tire & Rubber Co.   CTB

Copa Holdings, S.A.   CPA

Copart Inc   CPRT

Copper Miners ETF   COPX

Corcept Therapeutics Inc.   CORT

Cordia Bancorp, Inc.   BVA

Core Laboratories N.V.   CLB

Core Mark Holding Co., Inc.   CORE

Core Molding Technologies, Inc.   CMT

Corelogic, Inc.   CLGX

CORENERGY INFRASTRUCTURE TRUST, INC.   CORR

Coresite Realty Corporation   COR

CORESITE REALTY CORPORATION 7.25% Series A Cumulative Redeemable Preferred Stock,   COR-A

Corinthian Colleges Inc   COCO

CorMedix Inc.   CRMD

CorMedix Inc.   CRMD+W

CORNERSTONE ONDEMAND, INC.   CSOD

Cornerstone Progressive Return Fund   CFP

CORNERSTONE STRATEGIC VALUE FD   CLM

Cornerstone Therapeutics, Inc.   CRTX

Cornerstone Total Return Fund, Inc   CRF

Corning Incorporated   GLW

CORONADO BIOSCIENCES, INC.   CNDO

Corpbanca   BCA

Corporate Asset Backed Corp., CABCO Trust 2004-101 Goldman Sachs Float   GYB

Corporate Asset Backed Corp., CABCO Trust 2004-102 SBC Commun Float Rate   GYC

Corporate Executive Board Co   CEB

Corporate Office Properties Trust   OFC

Corporate Office Properties Trust 7.5% Ser H Cumul Rdmble Pfd   OFC-H

Corporate-Backed trust Ctf.Lehman ABS Corp 7.875% Duke Capital Note Series 2003-3 Class A-1   JBI

Corrections Corp. of Amer   CXW

Corvel Corp   CRVL

Cosan Limited   CZZ

Cosi Inc   COSI

Costamare Inc.   CMRE

CoStar Group Inc   CSGP

Costco Wholesale Corp   COST

COTT Corporation   COT

COTY INC   COTY

COUNTERPATH CORP   CPAH

COUNTRY STYLE COOKING RESTAURANT CHAIN CO., LTD   CCSC

Countrywide Capital IV 6.75% Trust Preferred Securities (NEW)   CFC-A

Countrywide Capital V (NEW)   CFC-B

Courier Corp   CRRC

Cousins Properties Inc.   CUZ

Cousins Properties Incorporated 7 1/2% Ser B Cum Rdmbl Pfd   CUZ-B

Covance Inc.   CVD

Covanta Holding Corporation   CVA

Covenant Transportation Group, Inc.   CVTI

COVER-ALL TECHNOLOGIES INC   COVR

Covidien PLC. NEW   COV

Cowen Group, Inc.   COWN

CPFL Energia S.A.   CPL

CPI Aerostructures, Inc.   CVU

CPI Inflation Hedged ETF   CPI

CRA International, Inc.   CRAI

Cracker Barrel Old Country Store, Inc,.   CBRL

Craft Brew Alliance, Inc.   BREW

Crane Company   CR

Crawford & Company   CRD-B

CRAWFORD&CO CL'A'NON-VTG   CRD-A

Cray, Inc.   CRAY

Credicorp LTD   BAP

Credit Acceptance Corp   CACC

Credit Suisse AM Inc Fund   CIK

Credit Suisse Commodity Benchmark ETNs   CSCB

Credit Suisse Commodity Rotation ETNs   CSCR

Credit Suisse Cushing 30 MLP Index ETN   MLPN

Credit Suisse Gold Shares Covered Call Exchange Traded Notes   GLDI

Credit Suisse Group   CS

CREDIT SUISSE HIGH YLD BOND FD   DHY

Credit Suisse Long/Short Liquid Index ETN 2/19/20   CSLS

Credit Suisse Silver Shares Covered Call Exchange Traded Notes   SLVO

Cree Inc   CREE

CrestWood Midstream Partners LP   CMLP

Cresud S.A.C.I.F. y A.   CRESW

Cresud SA   CRESY

Crexendo, inc.   EXE

CRH Public Limited Company   CRH

Crimson Exploration Inc.   CXPO

Crocs, Inc.   CROX

Cross Country Healthcare Inc   CCRN

Cross Timbers Royalty   CRT

Crossroads Systems, Inc.   CRDS

Crosstex Energy LP   XTEX

Crosstex Energy, Inc.   XTXI

Crown Castle Intl. Corp.   CCI

CROWN CRAFTS INC   CRWS

Crown Holdings Inc.   CCK

Crown Media Holdings Inc   CRWN

Crumbs Bake Shop, Inc.   CRMB

Crumbs Bake Shop, Inc.   CRMBU

Crumbs Bake Shop, Inc.   CRMBW

CryoLife, Inc.   CRY

CRYSTAL ROCK HOLDINGS, INC.   CRVP

CSG Systems International   CSGS

CSP Inc.   CSPI

CSR PLC   CSRE

CSS Industries, Inc.   CSS

CST Brands   CST

CSX Corporation   CSX

CTC Media, Inc.   CTCM

CTI Industries Corp   CTIB

CTPartners Executive Search Inc.   CTP

C-Tracks Exchange Traded Notes Based on the Performance of the Citi Volatility Index Total Retu   CVOL

Ctrip.com International, Ltd.   CTRP

CTS Corporation   CTS

CU Bancorp   CUNB

CubeSmart   CUBE

CUBESMART 7.75% SER A   CUBE-A

Cubic Corporation   CUB

Cubist Pharmaceuticals Inc   CBST

CUI Global, Inc.   CUI

Cullen/Frost Bankers Inc.   CFR

CULLEN/FROST BANKERS, INC. 5.375% SER A   CFR-A

Culp, Inc.   CFI

Cumberland Pharmaceuticals Inc   CPIX

Cummins Inc.   CMI

Cumulus Media Inc   CMLS

Curis Inc   CRIS

Currencyshares Australian Dollar Trust   FXA

Currencyshares British Pound Sterling Trust   FXB

Currencyshares Canadian Dollar Trust   FXC

CurrencyShares Chinese Renminbi Trust   FXCH

CurrencyShares Euro Trust   FXE

Currencyshares Japanese Yen Trust   FXY

CurrencyShares Singapore Dollar Trust   FXSG

Currencyshares Swedish Krona Trust   FXS

Currencyshares Swiss Franc Trust   FXF

Curtiss-Wright Corp.   CW

CUSTOMERS BANCORP INC COMMON STOCK   CUBI

Customers Bancorp, Inc Senior Notes due 2018   CUBIL

Cutera, Inc.   CUTR

CUTWATER SELECT INCOME FUND   CSI

CVB Financial Corp   CVBF

CVD Equipment Corp.   CVV

CVR ENERGY, INC.   CVI

CVR PARTNERS LP   UAN

CVR REFINING LP   CVRR

CVS Caremark Corporation   CVS

CYAN, INC.   CYNI

Cyanotech Corp   CYAN

Cyberonics   CYBX

Cyberoptics Corp   CYBE

Cyclacel Pharmaceuticals, Inc   CYCC

Cyclacel Pharmaceuticals, Inc. 6% Cnvrtbl. Prfrd. Stock   CYCCP

Cynosure, Inc. Class A   CYNO

Cypress Semiconductor   CY

CyrusOne Inc Common Stock   CONE

CYS INVESTMENTS, INC.   CYS

CYS INVESTMENTS, INC.   CYS-A

CYS INVESTMENTS, INC. 7.50% Series B Cumulative Redeemable Preferred Stock, $0.01 par value   CYS-B

Cytec Industries Inc.   CYT

Cytokinetics Inc.   CYTK

Cytori Therapeutics Inc.   CYTX

Cytori Therapeutics Inc.   CYTXW

CytRx Corp   CYTR

D.R. Horton Inc.   DHI

Daegis Inc   DAEG

Daily Journal Corp   DJCO

Daktronics Inc   DAKT

Dana Holdings Corp.   DAN

Danaher Corporation   DHR

Danaos Corporation   DAC

DAQO NEW ENERGY CORP.   DQ

DARA Biosciences, Inc.   DARA

Darden Restaurants, Inc.   DRI

Darling International Inc   DAR

Data I/O Corp   DAIO

Datalink Corp   DTLK

Dataram Corp   DRAM

Datawatch Corp   DWCH

DAVITA HEALTHCARE PARTNERS INC.   DVA

Dawson Geophysical Co   DWSN

Daxor Corporation   DXR

db X-trackers 2010 Target Date Fund   TDD

db X-trackers 2020 Target Date Fund   TDH

db X-trackers 2030 Target Date Fund   TDN

db X-trackers 2040 Target Date Fund   TDV

db X-trackers In-Target Date Fund   TDX

db X-trackers MSCI Brazil Hedged Equity Fund   DBBR

db X-trackers MSCI EAFE Hedged Equity Fund   DBEF

db X-trackers MSCI Emerging Markets Hedged Equity Fund   DBEM

db X-trackers MSCI Germany Hedged Equity Fund   DBGR

db X-trackers MSCI Japan Hedged Equity Fund   DBJP

db X-Trackers Municipal Infrastructure Revenue Bond Fund   RVNU

db X-trackers Regulated Utilities Fund   UTLT

DCP Midstream Partners, LP   DPM

DCT Industrial Trust, Inc.   DCT

DDR CORP   DDR-J

DDR Corp.   DDR

DDR Corp. 7 3/8% Cl H Cumul Rdmble Pfd Shs.   DDR-H

DDR CORP. Depositary Shares, each representing a 1/20 interest in a share of 6.250% Class K Cum   DDR-K

Dealertrack Technologies, Inc.   TRAK

Dean Foods Co.   DF

Deckers Outdoor Corp   DECK

Deere & Company   DE

Dehaier Medical Systems Limited   DHRM

Dejour Energy Inc.   DEJ

Del Frisco's Restaurant Group, Inc. Common Stock   DFRG

DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND   DEX

Delaware Investments Colorado Municipal Income Fund   VCF

Delaware Investments Minnesota Municipal Income Fund II   VMM

Delaware Investments National Municipal Income Fund   VFL

Delcath Systems Inc   DCTH

DELEK LOGISTICS PARTNERS, LP   DKL

Delek US Holdings, Inc.   DK

DELEWAREINVT DIVIDEND INCOME   DDF

Delhaize Group   DEG

dELIA*s INC.   DLIA

Dell Inc   DELL

DELPHI AUTOMOTIVE PLC   DLPH

Delta Air Lines, Inc.   DAL

Delta Apparel Inc.   DLA

Delta Natural Gas Co Inc   DGAS

Deltic Timber Corp.   DEL

Deluxe Corporation   DLX

Demand Media, Inc.   DMD

DEMANDWARE, INC.   DWRE

Denbury Resources, Inc.   DNR

Dendreon Corp   DNDN

Denison Mines Corp   DNN

DENNY'S CORP   DENN

Dentsply International Inc   XRAY

DepoMed, Inc.   DEPO

Depositary Shares Each Representing 1/1,000 of a 6.35% Cumulative Preferred Share of Beneficial   PSA-R

Derma Sciences, Inc. Common Stock (DE)   DSCI

Descartes Systems Group Inc   DSGX

DESTINATION MATERNITY CORP   DEST

DESTINATION XL GROUP, INC.   DXLG

Deswell Industries Inc   DSWL

Deutsche Bank AG   DB

DEUTSCHE BANK CAPITAL FUNDING TRUST VIII   DUA

Deutsche Bank Capital Funding Trust X   DCE

Deutsche Bank Contingent Capital Trust III 7.60% Trust Preferred Securities   DTK

Deutsche Bank Contingent Capital Trust V 8.05% Trust Pfd.   DKT

DEUTSCHE BANK CONTINGENT TRUST II   DXB

DEUTSCHE BANK FUNDING TRUST IX 6.625%NONCUMULATIVE PREFERRED SECURITIES   DTT

Devon Energy Corporation   DVN

DeVRY, Inc.   DV

Dex Media, Inc.   DXM

DexCom, Inc.   DXCM

DFC Global Corp.   DLLR

DGSE Cos Inc   DGSE

DHT HOLDINGS, INC.   DHT

Diageo plc   DEO

Diamond Foods Inc.   DMND

Diamond Hill Investment Group   DHIL

Diamond Offshore Drilling   DO

DIAMOND RESORTS INTERNATIONAL, INC.   DRII

Diamondback Energy, Inc.   FANG

DiamondRock Hospitality Company   DRH

Diana Containerships Inc. Common Shares   DCIX

Diana Shipping, Inc.   DSX

DICE HOLDINGS, INC.   DHX

Dick's Sporting Goods,Inc.   DKS

Diebold Incorporated   DBD

Digi International Inc   DGII

Digimarc Corporation   DMRC

Digirad Corporation   DRAD

Digital Ally, Inc. Common Stock   DGLY

DIGITAL CINEMA DESTINATIONS CORP   DCIN

DIGITAL GENERATION, INC.   DGIT

Digital Power Corporation   DPW

Digital Realty Trust, Inc.   DLR

DIGITAL REALTY TRUST, INC. 5.875% Series G Cumulative Redeemable Preferred Stock, $0.01 par val   DLR-G

DIGITAL REALTY TRUST, INC. 6.625% SERIES F CUMULATIVE REDEEMABLE PREFERRED STOCK   DLR-F

Digital RealtyTrust, Inc. 7.00% Series E Cumulative Redeemable Preferred Stock   DLR-E

Digital River Inc   DRIV

DIGITALGLOBE, Inc.   DGI

DILLARD'S CAP TR 7.50% CAP SEC   DDT

Dillards Inc.   DDS

Dime Community Bancshares   DCOM

DineEquity, Inc.   DIN

Diodes Inc   DIOD

DIRECTV COMMON STOCK   DTV

DIRECTV HOLDINGS LLC/DIRECTV FINANCING CO., INC. 4.375% 09/14/29   U25398AM7

Direxion All Cap Insider Sentiment Shares   KNOW

Direxion Daily 20+ Year Treasury Bear 1X Shares   TYBS

Direxion Daily 20+ Year Treasury Bear 3X Shares (based on the NYSE 20 Year Plus Treasury Bond I   TMV

Direxion Daily 20+ Year Treasury Bull 3X Shares (based on the NYSE 20 Year Plus Treasury Bond I   TMF

Direxion Daily 7-10 Year Treasury Bear 1X Shares   TYNS

Direxion Daily 7-10 Year Treasury Bear 3X Shares (based on the NYSE 7-10 Year Treasury Bond Ind   TYO

Direxion Daily 7-10 Year Treasury Bull 3X Shares (based on the NYSE 7-10 Year Treasury Bond Ind   TYD

Direxion Daily Basic Materials Bull 3X Shares   MATL

Direxion Daily Brazil Bear 3X Shares   BRZS

Direxion Daily Brazil Bull 3X Shares   BRZU

Direxion Daily China Bear 3X Shares   YANG

Direxion Daily China Bull 3X Shares   YINN

Direxion Daily Developed Markets Bear 3x Shares   DPK

Direxion Daily Developed Markets Bull 3x Shares   DZK

Direxion Daily Emerging Markets Bear 3x Shares   EDZ

Direxion Daily Emerging Markets Bull 3x Shares   EDC

Direxion Daily Energy Bear 3x Shares   ERY

Direxion Daily Energy Bull 3x Shares   ERX

Direxion Daily Financial Bear 3x Shares   FAZ

Direxion Daily Financial Bull 3x Shares   FAS

Direxion Daily Gold Miners Bear 3X Shares   DUST

Direxion Daily Gold Miners Bull 3X Shares   NUGT

Direxion Daily Healthcare Bull 3X Shares   CURE

Direxion Daily India Bull 3X Shares   INDL

Direxion Daily Japan Bear 3x Shares   JPNS

Direxion Daily Japan Bull 3x Shares   JPNL

Direxion Daily Latin America Bull 3X Shares   LBJ

Direxion Daily Mid Cap Bear 3X Shares   MIDZ

Direxion Daily Mid Cap Bull 3X Shares   MIDU

Direxion Daily Natural Gas Related Bear 3X Shares   GASX

Direxion Daily Natural Gas Related Bull 3X Shares   GASL

Direxion Daily Real Estate Bear 3X Shares   DRV

Direxion Daily Real Estate Bull 3X   DRN

Direxion Daily Retail Bull 3X Shares   RETL

Direxion Daily Russia Bear 3x Shares   RUSS

Direxion Daily Russia Bull 3x Shares   RUSL

Direxion Daily S&P 500 Bull 3x Shares   SPXL

Direxion Daily S&P 500 Bear 3x Shares   SPXS

Direxion Daily Semiconductor Bear 3X Shares   SOXS

Direxion Daily Semiconductor Bull 3X Shares   SOXL

Direxion Daily Small Cap Bear 3x Shares   TZA

Direxion Daily Small Cap Bull 3x Shares   TNA

Direxion Daily South Korea Bear 3X Shares   KORZ

Direxion Daily South Korea Bull 3X Shares   KORU

Direxion Daily Technology Bear 3x Shares   TECS

Direxion Daily Technology Bull 3x Shares   TECL

Direxion Daily Total Bond Market Bear 1X Shares   SAGG

Direxion Daily Total Market Bear 1X Shares   TOTS

Direxion NASDAQ-100r Equal Weighted Index Shares   QQQE

Direxion S&P 500 DRRC Volatility Response Shares   VSPY

Discover Financial Services   DFS

Discover Financial Services   DFS-B

Discovery Communications Inc Series A   DISCA

Discovery Communications Inc Series C   DISCK

Discovery Holding Communications Inc Series B   DISCB

Discovery Laboratories, Inc.   DSCO

DISH Network Corp.   DISH

Diversicare Healthcare Services Inc   DVCR

Diversified Restaurant Holdings, Inc. Common stock   BAGR

Dividend and Income Fund (Delaware)   DNI

Dixie Group Inc   DXYN

DLH Holdings Corp.   DLHC

DNB FINL CORP   DNBF

DNP Select Income   DNP

DOCUMENT SECURTY SYS   DSS

DOLAN COMPANY   DM

DOLAN COMPANY, THE 8.5% Series B Cumulative Preferred Stock   DM-B

Dolby Laboratories, Inc.-Class A   DLB

Dole Food Company, Inc.   DOLE

Dollar General Corp.   DG

Dollar Tree Inc.   DLTR

Dominion Diamond Corporation   DDC

Dominion Resources Black   DOM

Dominion Resources Inc.   D

DOMINION RESOURCES, INC.   DCUA

DOMINION RESOURCES, INC.   DCUB

DOMINION RESOURCES, INC.   DRU

Domino's Pizza Inc.   DPZ

DOMTAR CORPORATION (New)   UFS

Donaldson Company, Inc.   DCI

Donegal Group Inc   DGICA

Donegal Group Inc   DGICB

Doral Financial Corporation (NEW)   DRL

Dorchester Minerals LP   DMLP

Dorman Products, Inc. New   DORM

Dot Hill Systems Corp.   HILL

Double Eagle Petroleum Co   DBLE

Double Eagle Petroleum Company Series A Cumulative Preferred Stock   DBLEP

DOUBLELINE INCOME SOLUTIONS FUND   DSL

DOUBLELINE OPPORTUNISTIC CREDIT FUND   DBL

DOUGLAS DYNAMICS, INC.   PLOW

Douglas Emmett, Inc.   DEI

Dover Corporation   DOV

Dover Downs Gaming   DDE

Dover Motorsports   DVD

Dover Saddlery, Inc.   DOVR

DOW 30 Enhanced Premium & Income Fund, Inc.   DPO

Dow 30 Premium & Dividend Income Fund, Inc.   DPD

Dow Chemical Company   DOW

DR Pepper Snapple Group, Inc.   DPS

Dr. Reddy's Lab LTD ADR   RDY

DRAGONWAVE, INC.   DRWI

DRDGOLD Ltd.   DRD

DreamWorks Animation SKG, Inc.   DWA

Dresser-Rand Group, Inc.   DRC

Drew Industries, Inc.   DW

DREYFUS HIGH YIELD STRATEGIES   DHF

DREYFUS MUNICIPAL BOND INFRASTRUCTURE FUND, INC.   DMB

Dreyfus Municipal Income   DMF

Dreyfus Strat Mun Bnd Fnd   DSM

Dreyfus Strategic Muni.   LEO

Dril-Quip, Inc.   DRQ

DryShips, Inc.   DRYS

DS HEALTHCARE GROUP INC   DSKX

DSP Group Inc   DSPG

DST Systems, Inc.   DST

DSW, Inc Class A   DSW

DTE Energy Company   DTE

DTE ENERGY COMPANY 2011 Series I 6.50% Junior Subordinate Debentures due 2061   DTZ

DTE ENERGY COMPANY 2012 Series C 5.25% Junior Subordinated Debentures due 2062   DTQ

DTS, Inc.   DTSI

DU PONT (EI) $3.50 PFD   DD-A

DU PONT (EI) $4.50 PFD   DD-B

Ducommun Incorporated   DCO

DUFF & PHELPS GLOBAL UTILITY INCOME FUND INC.   DPG

DUFF/PHELPS UTIL & CP BD TR   DUC

DUFF/PHELPS UTIL TAX-FREE INC   DTF

Duke Energy Corporation   DUK

DUKE ENERGY CORPORATION   DUKH

Duke Realty Corp.   DRE

Duke Realty Corporation 6.5% Series K Cumulative Redeemable Preferred Shares   DRE-K

Duke Realty Corporation 6.625% Ser J Cumul Rdmble Pfd   DRE-J

Dun & Bradstreet Corp   DNB

Dunkin' Brands Group, Inc.   DNKN

Dupont Fabros Technology, Inc.   DFT

Dupont Fabros Technology, Inc.   DFT-A

Dupont Fabros Technology, Inc.   DFT-B

Durata Therapeutics, Inc. Common Stock   DRTX

Durect Corp   DRRX

DWS Global High Income Fund, Inc.   LBF

DWS High Income Opportunities Fund, Inc.   DHG

DWS High Income Trust Shares of Beneficial Interest (NEW)   KHI

DWS Multi-Market Income Trust Common Shares of Beneficial Interest   KMM

DWS Municipal Income Trust Common Shares   KTF

DWS Strategic Income Trust Shares of Beneficial Interest   KST

DWS Strategic Municipal Income Trust Common Shares of Beneficial Interest   KSM

DXP Enterprises Inc   DXPE

Dyax Corp   DYAX

Dycom Industries, Inc.   DY

Dynamic Materials Corp   BOOM

Dynamics Research Corp   DRCO

DYNASIL CORP OF AMERICA   DYSL

Dynatronics Corp   DYNT

Dynavax Technologies Corporation   DVAX

Dynegy Inc.   DYN

DYNEGY INC. Warrants   DYN+W

Dynex Capital, Inc.   DX

DYNEX CAPITAL, INC.   DX-A

DYNEX CAPITAL, INC.   DX-B

E N.Y. MUNI INCOME T   EVY

E*Trade Financial Corporation   ETFC

E.I. DuPont de Nemours   DD

E2open Inc. Common Stock   EOPN

Eagle Bancorp Inc   EGBN

EAGLE BANCORP MONTANA, INC.   EBMT

Eagle Bulk Shipping Inc.   EGLE

Eagle Capital Growth Fund, Inc.   GRF

Eagle Materials, Inc.   EXP

Eagle Rock Energy Partners, L.P.   EROC

Earthlink Inc   ELNK

EARTHSTONE ENERGY, INC.   ESTE

Eastern Company   EML

Eastern Insurance Holdings, Inc.   EIHI

Eastern Virginia Bankshares In   EVBS

EastGroup Properties Inc.   EGP

Eastman Chemical Company   EMN

East-West Bancorp Inc   EWBC

Eaton Corporation(Ireland)   ETN

EATON VANCE CA MUN BND FUND   EVM

Eaton Vance Massachusetts Municipal Bond Fund   MAB

Eaton Vance Michigan Municipal Bond Fund   MIW

EATON VANCE MUN BND   EIM

Eaton Vance Municipal Bond Fund II   EIV

Eaton Vance New Jersey Municipal Bond Fund   EMJ

Eaton Vance New York Municipal Bond Fund II   NYH

EATON VANCE NY MUN BND FUND   ENX

Eaton Vance Ohio Municipal Bond Fund   EIO

Eaton Vance Pennsylvannia Municipal Bond Fund   EIP

EATON VANCE CALIF MUNI INC TR   CEV

Eaton Vance California Municipal Bond II Shares of Ben. Int.   EIA

Eaton Vance Corp.   EV

Eaton Vance Enhance Equity Income Fund II   EOS

Eaton Vance Enhanced Equity Income Fund   EOI

EATON VANCE FLOATING-RATE INCOME PLUS FUND   EFF

Eaton Vance Floating-Rate Income Trust   EFT

Eaton Vance Limited Duration Income Fund   EVV

EATON VANCE MASS MUNI INC TR   MMV

EATON VANCE MICH MUNI INC TR   EMI

EATON VANCE MUNI INCOME TR   EVN

EATON VANCE MUNICIPAL INCOME TERM TRUST   ETX

EATON VANCE N.J. MUNI INCOME T   EVJ

EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST   EOT

EATON VANCE OHIO MUNI INCOME T   EVO

EATON VANCE PENN MUNI INCOME T   EVP

Eaton Vance Risk - Managed Diversified Equity Income Fund   ETJ

Eaton Vance Senior Floating-Rate Fund   EFR

Eaton Vance Short Duration Diversified Income Fund   EVG

EATON VANCE SR INCOME TR   EVF

Eaton Vance Tax-Advantaged Bond And Option Strategies Fund   EXD

Eaton Vance Tax-Advantaged Dividend Income Fund    EVT

Eaton Vance Tax-Advantaged Global Div Oppor. Fund   ETO

Eaton Vance Tax-Advantaged Global Dividend Income Fund   ETG

Eaton Vance Tax-Managed Buy-Write Income Fund   ETB

Eaton Vance Tax-Managed Buy-Write Opportunities Fund   ETV

Eaton Vance Tax-Managed Diversified Equity Income Fund   ETY

Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund   ETW

Eaton Vance Tax-Managed Global Diversifed Equity Income Fund   EXG

eBay Inc   EBAY

Ebix Inc   EBIX

ECA Marcellus Trust 1 Interest   ECT

Echelon Corp   ELON

Echo Global Logistics, Inc.   ECHO

ECHO THERAPEUTICS INC   ECTE

EchoStar Corporation   SATS

Ecolab, Inc.   ECL

Ecology and Environment   EEI

E-Commerce China Dangdang Inc.   DANG

Ecopetrol S.A   EC

Ecotality, Inc. Common Stockÿ   ECTY

EDAP TMS SA   EDAP

EDGEN GROUP INC   EDG

Edgewater Technology Inc   EDGW

Edison International   EIX

Education Management Corp   EDMC

Education Realty Trust, Inc.   EDR

Educational Development Corp   EDUC

Edwards Group Limited   EVAC

Edwards Lifesciences Corp   EW

e-Future Information Technology, Inc.   EFUT

eGain Corporation   EGAN

EGShares Basic Materials GEMS ETF   LGEM

EGShares Beyond BRICs ETF   BBRC

EGShares Brazil Infrastructure ETF   BRXX

EGShares China Infrastructure ETF   CHXX

EGShares Consumer Goods GEMS ETF   GGEM

EGShares Consumer Services GEMS ETF   VGEM

EGShares Emerging Markets Consumer ETF   ECON

EGShares Emerging Markets CORE ETF   EMCR

EGShares Emerging Markets Dividend Growth ETF   EMDG

EGShares Emerging Markets Domestic Demand ETF   EMDD

EGShares Emerging Markets Metals & Mining ETF   EMT

EGShares Energy GEMS ETF   OGEM

EGShares Financials GEMS ETF   FGEM

EGShares GEMS Composite ETF   AGEM

EGShares Health Care GEMS ETF   HGEM

EGShares India Consumer ETF   INCO

EGShares India Infrastructure ETF   INXX

EGShares India Small Cap ETF   SCIN

EGShares Industrials GEMS ETF   IGEM

EGShares Low Volatility Emerging Markets Dividend ETF   HILO

EGShares Technology GEMS ETF   QGEM

EGShares Telecom GEMS ETF   TGEM

EGShares Utilities GEMS ETF   UGEM

eHealth, Inc.   EHTH

E-House(China) Holdings Limited   EJ

Einstein Noah Restaurant Group INC.Common Stock   BAGL

El Paso Electric Company   EE

El Paso Energy Capital Trust I   EP-C

El Paso Pipeline Partners, L.P.   EPB

Elan Corp., plc   ELN

Elbit Imaging Ltd   EMITF

Elbit Systems Ltd   ESLT

Eldorado Gold Corporation   EGO

Elecsys Corporation   ESYS

Electro Rent Corp   ELRC

Electro Scientific Industries   ESIO

Electromed, Inc.   ELMD

Electronic Arts Inc   EA

Electronics for Imaging   EFII

Electro-Sensors Inc   ELSE

ELEMENTS "Dogs of the Dow" Total Return Index Note   DOD

Elements ETN MSTR Wide Moat FC TR   WMW

ELEMENTS Linked to the SPECTRUM Large Cap U.S.Sector Momentum Index   EEH

ELEMENTS S&P CTI ETN   LSC

Elephant Talk Communications, Inc. Delaware   ETAK

Eli Lilly & Co.   LLY

Elizabeth Arden Inc   RDEN

ELLIE MAE, INC.   ELLI

Ellington Financial LLC   EFC

ELLINGTON RESIDENTIAL MORTGAGE REIT   EARN

Ellomay Capital LTD   ELLO

Ellsworth Fund Ltd   ECF

Elmira Savings Bank Elmira NY   ESBK

eLong, Inc.   LONG

Eltek Ltd   ELTK

eMagin Corporation   EMAN

Embotelladora Andina SA   AKO-A

EMBOTELLADORA ANDINA'B'ADS   AKO-B

Embraer S.A.   ERJ

EMC Corporation   EMC

EMC INS Group Inc   EMCI

EMCLAIRE FINANCIAL CORP   EMCF

EMCOR Group, Inc.   EME

Emcore Corp   EMKR

Emerald Oil, Inc.   EOX

EMERGE ENERGY SERVICES LP   EMES

Emergent Biosolutions, Inc.   EBS

Emeritus Corporation   ESC

Emerson   EMR

Emerson Radio Corp.    MSN

Emmis Communications Corp   EMMS

Emmis Communications Corp   EMMSP

Empire District Elect   EDE

Empire Resorts, Inc.   NYNY

Empire Resources, Inc.   ERS

Employers Holdings, Inc.   EIG

Empresa Distribuidora Y Comercializadora Norte S.A. (Edenor)   EDN

Empresa Nacional de Elec.   EOC

Empresas ICA, S.A. de C.V.   ICA

Emulex Corp.   ELX

ENANTA PHARMACEUTICALS, INC.   ENTA

Enbridge Energy Management L.L.C   EEQ

Enbridge Energy Partners,   EEP

Enbridge, Inc   ENB

EnCana Corporation   ECA

Encore Capital Group, Inc.   ECPG

Encore Wire Corp   WIRE

Endeavor International Corporation   END

ENDEAVOUR SILVER CORP   XYL

Endeavour Silver Corp.   EXK

Endo Health Solutions Inc.   ENDP

Endocyte, Inc. Common Stock   ECYT

Endologix Inc   ELGX

Endurance Speciality Holdings Ltd 7.75% Non-Cumulative Ser A   ENH-A

ENDURANCE SPECIALTY HOLDINGS LTD   ENH-B

Endurance Specialty Holdings Ltd.   ENH

ENDURO ROYALTY TRUST   NDRO

Energen Corporation   EGN

Energizer Holdings, Inc.   ENR

Energy Recovery, Inc.   ERII

ENERGY SEL SECT SPDR FD   XLE

Energy Transfer Partners, L.P.   ETP

Energy XXI Limited (BERMUDA)   EXXI

EnerNOC, Inc.   ENOC

Enerplus Resources Fund (New)   ERF

Enersis S.A.   ENI

EnerSys, Inc.   ENS

ENGILITY HOLDINGS, INC.   EGL

ENGlobal Corp   ENG

ENI S.p.A.   E

Ennis, Inc.   EBF

ENPHASE ENERGY, INC.   ENPH

ENPRO INDUSTRIES   NPO

Ensco PLC   ESV

Enstar Group   ESGR

Entegris Inc   ENTG

Entercom Communications   ETM

ENTERGY ARKANSAS, INC.   EAE

Entergy Arkansas, Inc. First Mortage Bonds, 5.75% Series Due 11/1/2040   EAA

Entergy Corporation   ETR

ENTERGY LOUISIANA LLC FIRST MORTGAGE BONDS 5.875% SER DUE 06/15/41   ELA

Entergy Louisiana, LLC First Mortage Bonds,6.0% Series Due 3/15/2040   ELB

ENTERGY LOUISIANA, LLC First Mortgage Bonds, 5.25% Series due July 1, 2052,   ELJ

ENTERGY LOUISIANA, LLC FIRST MORTGAGE BONDS, 4.70% SERIES DUE JUNE 1, 2063   ELU

ENTERGY MISSISSIPPI, INC.   EFM

Entergy Mississippi, Inc.   EMQ

ENTERGY MISSISSIPPI, INC. First Mortgage Bonds, 6.0% Series due May 1, 2051   EMZ

ENTERGY NEW ORLEANS, INC.   ENJ

Entergy Texas, Inc. Mortgage Bonds, 7.875% Series due June 1,2039   EDT

Entergy Transfer Equity, L.P.   ETE

EnteroMedics Inc.   ETRM

Enterprise Bancorp Inc.   EBTC

Enterprise Financial Services Corporation   EFSC

Enterprise Products Part.   EPD

Entertainment Gaming Asia Inc.   EGT

Entravision Communication   EVC

Entree Gold, Inc.   EGI

EntreMed, Inc. New   ENMD

Entropic Communications, Inc.   ENTR

ENVESTNET, INC.   ENV

ENVIROSTAR, INC.   EVI

ENVIVIO, INC.   ENVI

Enzo Biochem, Inc.   ENZ

Enzon Pharmaceuticals Inc   ENZN

EOG Resources, Inc.   EOG

eOn Communications Corp   EONC

EPAM SYSTEMS, INC.   EPAM

EPIQ Systems Inc   EPIQ

EPIZYME, INC.   EPZM

EPL OIL & GAS, INC.   EPL

ePlus Inc   PLUS

EPR Properties   EPR

EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares   EPR-C

EPR Properties 6.625% Series F Cumulative Redeemable Preferred Shares   EPR-F

EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares   EPR-E

EQT CORP   EQT

EQT MIDSTREAM PARTNERS, LP   EQM

EQUAL ENERGY LTD   EQU

Equifax, Incorporated   EFX

Equinix Inc   EQIX

Equity Lifestyle Properities, Inc.   ELS

EQUITY LIFESTYLE PROPERTIES, INC.   ELS-C

Equity One, Inc.   EQY

Equity Residential   EQR

Equus Total Return, Inc.   EQS

ERA GROUP INC.   ERA

ERBA DIAGNOSTICS, INC.   ERB

ERICKSON AIR-CRANE INCORPORATED   EAC

Ericsson American Depositary Shares   ERIC

Erie Indemnity Co   ERIE

ESB Financial Corp   ESBF

Escalade Inc   ESCA

Escalon Medical Corp   ESMC

ESCO Technologies, Inc.   ESE

Esperion Therapeutics, Inc.   ESPR

Espey Manufacturing & Ele   ESP

ESSA Bancorp, Inc.   ESSA

Essex Property Trust, Inc   ESS

ESSEX PROPERTY TRUST, INC. 7.125% SER H   ESS-H

ESSEX RENTAL CORP   ESSX

Estee Lauder Co.   EL

Esterline Technologies   ESL

ETFS Asian Gold Trust   AGOL

ETF'S GOLD TRUST   SGOL

ETFS Physical Palladium Shares   PALL

ETFS Physical Platinum Shares   PPLT

ETFS Precious Metals Basket Trust   GLTR

ETFS Silver Trust   SIVR

ETFS White Metals Basket Trust   WITE

Ethan Allen Interiors Inc   ETH

ETRACS Alerian MLP Index ETN   AMU

ETRACS Fisher-Gartman Risk Off ETN   OFF

ETRACS Fisher-Gartman Risk On ETN   ONN

ETRACS Monthly Pay 2xLeveraged Dow Jones International Real Estate ETN   RWXL

ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN   DVYL

ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN   MORL

ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN   SDYL

E-TRACS UBS Bloomberg CMCI Agriculture ETN   UAG

E-TRACS UBS Bloomberg CMCI Energy ETN   UBN

E-TRACS UBS Bloomberg CMCI ETN   UCI

E-TRACS UBS Bloomberg CMCI Food ETN   FUD

E-TRACS UBS Bloomberg CMCI Gold ETN   UBG

E-TRACS UBS Bloomberg CMCI Industrial Metals ETN   UBM

E-TRACS UBS Bloomberg CMCI Livestock ETN   UBC

E-TRACS UBS Bloomberg CMCI Silver ETN   USV

E-TRACS UBS Long Platinum ETN   PTM

eUnits 2 Year U.S. Market Participation Trust II   ETUB

EUNITS? 2 YEAR U.S. MARKET PARTICIPATION TRUST: UPSIDE TO CAP / BUFFERED DOWNSIDE   ETUA

EURASIAN MINERALS, INC.   EMXX

Euro Tech Holdings Co Ltd. New   CLWT

Euronet Worldwide Inc   EEFT

Euroseas Ltd.(Marshall Islands)   ESEA

EV Energy Partners, L.P.   EVEP

Evans Bancorp Inc   EVBN

EVERBANK FINANCIAL CORP 6.75% SERIES A   EVER-A

EVERBANK FINANCIAL CORP.   EVER

Evercore Partners Inc.   EVR

Everest Re Group, Ltd.   RE

Ever-Glory International Group, Inc.   EVK

EVERTEC, INC.   EVTC

EVERYWARE GLOBAL, INC.   EVRY

EVOLUTION PETROLEUM CORP 8.5% SERIES A   EPM-A

Evolution Petroleum Corporation   EPM

Evolving Systems, Inc.   EVOL

EXA Corporation   EXA

Exact Sciences Corp   EXAS

Exactech Inc   EXAC

Examworks Group, Inc.   EXAM

Exar Corp   EXAR

Exceed Company Ltd.   EDS

Excel Trust, Inc.   EXL

EXCEL TRUST, INC. 8.125% Series B Cumulative Redeemable Preferred Stock, $0.01 par value,   EXL-B

Exchange Traded Notes due March 13, 2031 Linked on a Leveraged Basis to the Credit Suisse Merge   CSMB

Exchange Traded Notes due October 6, 2020 Linked to the Credit Suisse Merger Arbitrage Liquid I   CSMA

EXCO Resources, Inc.   XCO

EXELIS INC.   XLS

Exelixis Inc   EXEL

Exelon Corporation   EXC

Exeter Resources Corporation   XRA

EXFO INC.   EXFO

ExlService Holdings, Inc.   EXLS

Expedia, Inc. New   EXPE

Expeditors International Washi   EXPD

Exponent Inc   EXPO

Express Scripts Holding Company   ESRX

Express, Inc.   EXPR

Exterran Holdings Inc.   EXH

Exterran Partners, L.P. Common Units representing Limited Partner Interests   EXLP

Extra Space Storage, Inc.   EXR

Extreme Networks   EXTR

Exxon Mobil Corporation   XOM

EZchip Semiconductor Ltd   EZCH

Ezcorp Inc   EZPW

F.N.B. Corp   FNB

F5 Networks Inc   FFIV

FAB Universal Corp.   FU

Fabrinet   FN

Facebook, Inc. Class A   FB

FactorShares 2X: Gold Bull/S&P500 Bear   FSG

FactorShares 2X: Oil Bull/S&P500 Bear   FOL

FactorShares 2X: S&P500 Bull/TBond Bear   FSE

FactorShares 2X: S&P500 Bull/USD Bear   FSU

FactorShares 2X: TBond Bull/S&P500 Bear   FSA

Factset Research Systems   FDS

Fair Isaac Coporation   FICO

Fairchild Semiconductor   FCS

Fairpoint Communications, Inc.   FRP

Fairway Group Holdings Corp. Class A   FWM

FalconStor Software Inc   FALC

Family Dollar Stores, Inc   FDO

Famous Dave's Of America Inc   DAVE

Farmer Bros Co   FARM

Farmers Capital Bank Corp   FFKT

FARMERS NATL BANC CORP OH   FMNB

Faro Technologies Inc   FARO

Fastenal Co   FAST

Fauquier Bankshares Inc   FBSS

FBL Financial Group    FFG

FBR & Co. Common Stock   FBRC

Fed Agricult. Mortg.   AGM

FED AGRIL MTGE CL A VTG   AGM-A

FEDERAL AGRICULTURAL MORTGAGE CORPORATION 5.875% SER A   AGM-A

Federal Realty Inv. Trust   FRT

Federal Signal Corp.   FSS

Federal-Mogul Corporation   FDML

Federate Premier Intermediate Municipal Income Fund   FPT

FEDERATED ENHANCED TREASURY INCOME FUND   FTT

Federated Investors, Inc.   FII

FEDERATED NATIONAL HOLDING COMPANY   FNHC

Federated Premeir Municipal Income Fund   FMN

FedEx Corporation   FDX

FedFirst Financial Corporation   FFCO

FEI Co   FEIC

FELCOR LODGING TR $1.95 PFD   FCH-A

Felcor Lodging Trust Inc.   FCH

Felcor Lodging Trust Shares(1/100th share 8% Ser C Prfd)   FCH-C

Ferrellgas Partners, L.P.   FGP

Ferro Corporation   FOE

FIBRIA CELULOSE S.A.   FBR

Fibrocell Science Inc.   FCSC

Fidelity NASDAQ Composite Index Fund ETF-Tracking NASDAQ Composite Index   ONEQ

Fidelity National Financial, Inc. Class A Common Stock   FNF

Fidelity National Information Services, Inc.   FIS

Fidelity Sourthern Corp   LION

Fiduciary / Claymore MLP Opportunity Fund   FMO

Fidus Investment Corp.   FDUS

FIELDPOINT PETROLEUM CORP   FPP+W

FieldPoint Petroleum Corporation   FPP

FIESTA RESTAURANT GROUP, INC.   FRGI

Fifth & Pacific Companies, Inc.   FNP

Fifth Street Finance Corp.   FSC

FIFTH STREET FINANCE CORP. 5.875% Senior Notes due 2024   FSCE

Fifth Street Finance Corp. 6.125% Senior Notes due 2028   FSCFL

Fifth Street Senior Floating Rate Corp   FSFR

Fifth Third Bancorp   FITB

FINANCIAL ENGINES, INC.   FNGN

Financial Institutions Inc   FISI

FINANCIAL SEL SECT SPDR FD   XLF

Finisar Corp   FNSR

Finish Line   FINL

First Acceptance Corp.   FAC

First American Corp.   FAF

First American Minnesota Municipal   MXN

First Bancorp, Inc. (ME)   FNLC

First BanCorp.   FBP

First Bancorp/NC   FBNC

First Bancshares, Inc.   FBMS

First Busey Corp-Cl A   BUSE

First Business Financial Services, Inc.   FBIZ

First Capital Bancorp, Inc.   FCVA

First Capital Inc   FCAP

First Cash Financial Services   FCFS

First Citizens Banc Corp   FCZA

First Citizens BancShares Inc   FCNCA

First Clover Leaf Financial Corp.   FCLF

First Commonwealth Fncl.   FCF

First Community Bancshares Inc   FCBC

First Community Corp   FCCO

FIRST CONNECTICUT BANCORP, INC.   FBNK

First Defiance Financial Corp   FDEF

First Federal Bancshares of Arkansas, Inc.   FFBH

First Federal of Northern Michigan Bancorp, Inc.   FFNM

First Financial Bancorp   FFBC

First Financial Bancorp. Warrant   FFBCW

First Financial Bankshares Inc   FFIN

First Financial Corp/Indiana   THFF

First Financial Holdings, Inc.   SCBT

First Financial Northwest, Inc   FFNW

First Financial Service Corporation   FFKY

First Horizon National Corporation   FHN

FIRST HORIZON NATIONAL CORPORATION Depositary Shares each representing a 1/4,000th interest in    FHN-A

First Internet Bancorp   INBK

FIRST INTERSTATE BANCSYSTEMS, INC CLASS A   FIBK

First M & F Corp   FMFC

FIRST MAJESTIC SILVER CORP   AG

First Merchants Corp   FRME

First Midwest Bancorp Inc/IL   FMBI

First Mortgage Bonds, 4.90% Series Due December 1, 2052   EAB

First NBC Bank Holding Company   NBCB

First Niagara Financial Group   FNFG

FIRST NIAGARA FINANCIAL GROUP, INC.   FNFG-B

First of Long Island Corp/The   FLIC

First Potomac Realty Trust   FPO

First Potomac Realty Trust 7.750% Series A Cumulative Redeemable Perpetual Preferred Shares   FPO-A

First Preferred Capital Trust IV   FBS-A

First Republic Bank   FRC

FIRST REPUBLIC BANK 5.505 SER D   FRC-D

FIRST REPUBLIC BANK 5.625% SERIES C   FRC-C

First Republic Bank 6.70% Noncumulative Perpetual Series A Pfd   FRC-A

FIRST REPUBLIC BANK Depositary Shares Each Representing a 1/40th Interest in a Share of 6.20% N   FRC-B

First Savings Financial Group, Inc   FSFG

First Security Group, Inc. New   FSGI

First Solar, Inc.   FSLR

First South Bancorp Inc/VA   FSBK

First Trust Asia Pacific ex-Japan AlphaDEX Fund   FPA

First Trust Australia AlphaDEX Fund   FAUS

FIRST TRUST BICK INDEX FUND   BICK

First Trust Brazil AlphaDEX Fund   FBZ

First Trust Canada AlphaDEX Fund   FCAN

FIRST TRUST CAPITAL STRENGTH ETF   FTCS

First Trust CBOE S&P 500 VIX Tail Hedge Fund   VIXH

First Trust China AlphaDEX Fund   FCA

First Trust Consumer Discretionary AlphaDEX Fund   FXD

First Trust Consumer Staples AlphaDEX Fund   FXG

First Trust Developed Markets ex-US AlphaDEX Fund   FDT

First Trust Developed Markets ex-US Small Cap AlphaDEX Fund   FDTS

First Trust Dividend and Income Fund   FAV

First Trust Dow Jones Global Select Dividend Index Fund   FGD

First Trust Dow Jones Internet Index Fund ETF   FDN

First Trust Dow Jones Select MicroCap Index Fund   FDM

First Trust Emerging Markets AlphaDEX Fund   FEM

First Trust Emerging Markets Small Cap AlphaDEX Fund   FEMS

First Trust Energy AlphaDEX Fund   FXN

First Trust Energy Income and Growth Fund   FEN

FIRST TRUST ENERGY INFRASTRUCTURE FUND   FIF

First Trust Enhanced Equity Income Fund.   FFA

First Trust Europe AlphaDEX Fund   FEP

First Trust Exchange-Traded Fund VI First Trust NASDAQ Technology Dividend Index Fund   TDIV

First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund   MDIV

First Trust Financials AlphaDEX Fund   FXO

First Trust FTSE EPRA/NAREIT Global Real Estate Index Fund   FFR

First Trust Germany AlphaDEX Fund   FGM

First Trust Health Care AlphaDEX Fund   FXH

FIRST TRUST HIGH INCOME LONG/SHORT FUND   FSD

First Trust High Yield Long/Short ETF   HYLS

First Trust Hong Kong AlphaDEX Fund   FHK

First Trust Industrials/Producer Durables AlphaDEX Fund   FXR

FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND   FPF

First Trust IPOX-100 Index Fund   FPX

First Trust ISE Chindia Index Fund   FNI

First Trust ISE Cloud Computing Index Fund   SKYY

First Trust ISE Global Copper Index Fund   CU

First Trust ISE Global Engineering and Construction Index Fund   FLM

First Trust ISE Global Platinum Index Fund   PLTM

First Trust ISE Water Index Fund   FIW

First Trust ISE-Revere Natural Gas Index Fund   FCG

First Trust Japan AlphaDEX Fund   FJP

First Trust Large Cap Core AlphaDEX Fund   FEX

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index--symbol   FTC

First Trust Large Cap Value AlphaDEX Fund (based on the Defined Large Cap Value Index--symbol D   FTA

First Trust Latin America AlphaDEX Fund   FLN

First Trust Materials AlphaDEX Fund   FXZ

First Trust Mega Cap AlphaDEX Fund   FMK

First Trust Mid Cap Core AlphaDEX Fund   FNX

First Trust Mid Cap Growth AlphaDEX Fund   FNY

First Trust Mid Cap Value AlphaDEX Fund   FNK

FIRST TRUST MLP AND ENERGY INCOME FUND   FEI

First Trust Morningstar Dividend Leaders Index Fund   FDL

First Trust Morningstar Managed Futures Strategy Fund   FMF

FIRST TRUST MORTGAGE INCOME FUND   FMY

First Trust Multi Cap Growth AlphaDEX Fund   FAD

First Trust Multi Cap Value AlphaDEX Fund   FAB

First Trust NASDAQ - 100 Ex-Technology Sector Index Fund   QQXT

First Trust NASDAQ ABA Community Bank Index Fund   QABA

First Trust NASDAQ Clean Edge Green Energy Index Fund   QCLN

FIRST TRUST NASDAQ CLEAN EDGE SMART GRID INFRASTRUCTURE INDEX FUND   GRID

First Trust NASDAQ Global Auto Index Fund   CARZ

FIRST TRUST NASDAQ OMX CEA SMARTPHONE INDEX FUND   FONE

First Trust NASDAQ-100 Equal Weighted Index Fund   QQEW

First Trust NASDAQ-100 Technology Index Fund   QTEC

First Trust North American Energy Infrastructure Fund   EMLP

First Trust NYSE Arca Biotechnology Index Fund   FBT

First Trust Preferred Securities and Income ETF   FPE

First Trust S&P REIT Index Fund   FRI

First Trust Senior Floating Rate Income Fund II   FCT

First Trust Senior Loan Fund ETF   FTSL

First Trust Small Cap Core AlphaDEX Fund   FYX

First Trust Small Cap Growth AlphaDEX Fund   FYC

First Trust Small Cap Value AlphaDEX Fund   FYT

First Trust South Korea AlphaDEX Fund   FKO

First Trust Specialty Finance and Financial Opportunities Fund   FGB

First Trust STOXX European Select Dividend Income Fund   FDD

First Trust Strategic High Income Fund II   FHY

First Trust Switzerland AlphaDEX Fund   FSZ

First Trust Taiwan AlphaDEX Fund   FTW

First Trust Technology AlphaDEX Fund   FXL

First Trust United Kingdom AlphaDEX Fund   FKU

First Trust Utilities AlphaDEX Fund   FXU

First Trust Value Line Dividend Fund   FVD

First Trust Value Line Eqty Allocation Index Fnd   FVI

First Trust/Aberdeen Emerging Opportunity Fund   FEO

First Trust/Aberdeen Global Opportunity Income Fund   FAM

First TrustValue Line 100 Exchange-Traded   FVL

First United Corp   FUNC

First West Virginia Banc.   FWV

Firstbank Corp/MI   FBMI

FirstEnergy Corp.   FE

Firsthand Technology Value Fund, Inc. Common Stock   SVVC

FirstMerit Corp   FMER

FIRSTMERIT CORPORATION Depositary Shares, each representing a 1/40th Interest in a Share of 5.8   FMER-A

FirstService Corp   FSRV

FirstTrust Global Wind Energy ETF   FAN

Fiserv Inc   FISV

Fisher Communications Inc   FSCI

Fisher Enhanced Big Cap Growth ETN   FBG

Five Below, Inc. Common Stock   FIVE

FIVE OAKS INVESTMENT CORP   OAKS

Five Star Qual Care   FVE

FIXED INCOME TRUST FOR GOLDMAN SACHS SUBORDINATED NOTES, SERIES 2011-1 6.75% Callable Class A T   TFG

Flagstar Bancorp, Inc. New   FBC

FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INCORPORATED   DFP

Flaherty & Crumrine Preferred Income Fund Incorporated   PFD

Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated   PFO

Flaherty & Crumrine Total Return Fund Incorporated   FFC

Flaherty & Crumrine/Claymore Total Return Fund Incorporated   FLC

Flamel Technologies   FLML

Flanigan's Enterprises   BDL

Fleetcor Technologies, Inc.   FLT

FLEETMATICS GROUP PLC   FLTX

Flexible Solutions International, Inc.   FSI

FlexShares Global Upstream Natural Resources Index Fund   GUNR

FlexShares iBoxx 3-Year Target Duration TIPS Index Fund   TDTT

FlexShares iBoxx 5-Year Target Duration TIPS Index Fund   TDTF

FlexShares International Quality Dividend Defensive Index Fund   IQDE

FlexShares International Quality Dividend Dynamic Index Fund   IQDY

FlexShares International Quality Dividend Index Fund   IQDF

FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund   TLTD

FlexShares Morningstar Emerging Markets Factor Tilt Index Fund   TLTE

FlexShares Morningstar US Market Factors Tilt Index Fund   TILT

FlexShares Quality Dividend Defensive Index Fund   QDEF

FlexShares Quality Dividend Dynamic Index Fund   QDYN

FlexShares Quality Dividend Index Fund   QDF

FlexShares Ready Access Variable Income Fund   RAVI

Flexsteel Industries   FLXS

Flextronics International Ltd   FLEX

Flir Systems Inc   FLIR

Fliudigm Corporation   FLDM

FLOTEK INDS INC   FTK

Flow International Corp   FLOW

Flowers Foods, Inc.   FLO

Flowserve Corporation   FLS

Fluor Corporation (New)   FLR

Flushing Financial Corp   FFIC

Fly Leasing Limited   FLY

FMC Corporation   FMC

FMC Technologies, Inc.   FTI

FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V.   FMX

Fonar Corporation   FONR

Food Technology Service, Inc.   VIFL

Foot Locker, Inc.   FL

Forbes Energy Services Ltd   FES

Ford Motor Company   F

Forensic Accounting ETF   FLAG

FOREST CITY ENTERPRICES CL B   FCE-B

Forest City Enterprises   FCE-A

Forest City Enterprises, Inc. 7.375% Senior Notes 2/1/2034   FCY

Forest Laboratories, Inc.   FRX

Forestar Group Inc.   FOR

FormFactor Inc.   FORM

Formula Systems 1985 Ltd   FORTY

Forrest Oil Corporation   FST

Forrester Research Inc   FORR

Fort Dearborn Income Secs   FDI

Fortegra Financial Corp.   FRF

FORTINET, INC.   FTNT

Fortress Investment Group LLC   FIG

FORTUNA Silver Mines Inc.   FSM

FORTUNE BRANDS HOME & SECURITY, INC.   FBHS

FORUM ENERGY TECHNOLOGIES, INC.   FET

Forward Air Corp   FWRD

Forward Industries Inc-N Y   FORD

Fossil Group, Inc.   FOSL

Foster (Lb) Co   FSTR

Foster Wheeler AG (SWITZERLAND)   FWLT

Fox Chase Bancorp, Inc.   FXCB

FPL Group Capital Trust I 5.875% Pfd Trust Secs   NEE-C

FRANCESCA'S HOLDINGS CORP   FRAN

Franco-Nevada Corporation   FNV

Franklin Covey Company   FC

Franklin Electric Co Inc   FELE

FRANKLIN FINANCIAL CORPORATION   FRNK

Franklin Resources   BEN

Franklin Street Properties Corp   FSP

Franklin Templeton Limited Duration Income Trust Common Shrs. of Beneficial Interest   FTF

FRANKLIN UNIVERSAL TR   FT

Fred's Inc   FRED

Freeport-McMoran C & G   FCX

Freescale Semiconductor, Ltd.,   FSL

FreeSeas, Inc.   FREE

FreightCar America, Inc.   RAIL

Frequency Electronics, Inc.   FEIM

Fresenius Medical Care AG & Co. KGaA   FMS

Fresh Del Monte Produce   FDP

Friedman Industries    FRD

FriendFinder Networks Inc.   FFN

Frischs Restaurants,Inc.   FRS

Frontier Communications Corp.   FTR

Frontline Ltd.   FRO

Frozen Food Express Industries   FFEX

FS Bancorp, Inc. Common Stock   FSBW

FTI Consulting, Inc.   FCN

Fuel Systems Solutions, Inc.   FSYS

Fuel Tech, Inc.   FTEK

FuelCell Energy Inc   FCEL

Full Circle Capital Corporation   FULL

Full Circle Capital Corporation 8.25% Notes due 2020   FULLL

Full House Resorts, Inc.   FLL

Fulton Financial Corp   FULT

FURIEX PHARMACEUTICALS, INC.   FURX

Furmanite Corporation   FRM

Furniture Brands Intl(NEW)   FBN

FUSION-IO, INC.   FIO

Future Fuel Corporation   FF

Fuwei Films (Holdings) Co., Ltd.   FFHL

FX Energy Inc   FXEN

FXCM, INC.   FXCM

G Willi-Food International Ltd   WILC

G&K Services Inc   GK

Gabelli Multimedia Trust Inc. 6.00% Series B   GGT-B

Gabelli Convertible and Income Securities Fund Series 6.00% Cumulative   GCV-B

Gabelli Div. & Inc. Trust 6% Series D Cum. Prfrd. Shares   GDV-D

Gabelli Dividend & Income Trust 5.875% Ser A   GDV-A

GABELLI EQUITY TRUST   GAB

GABELLI UTILITY TRUST   GUT

Gabelli Utility Trust 5.625% Ser A Cumul Pfd Shs   GUT-A

GAFISA S.A.   GFA

Gaiam Inc   GAIA

Gain Capital Holdings, Inc.   GCAP

Galectin Therapeutics Inc.   GALT

Galectin Therapeutics Inc.   GALTU

GALECTIN THERAPEUTICS INC. WARRANTS   GALTW

Galena Biopharma, Inc.   GALE

GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABEL   GGN-B

GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI   GGN

GAMCO Investors, Inc.   GBL

GAMCO NATURAL RESOURCES, GOLD & INCOME TRUST BY GABELLI   GNT

GameStop Corp (Holding Company)   GME

Gaming Partners International Corporation   GPIC

Gannett Co., Inc.   GCI

Gap, Inc.   GPS

Garmin Ltd   GRMN

Garrison Capital Inc.   GARS

Gartner, Inc.   IT

GAS NATURAL INC.   EGAS

GASLOG LTD   GLOG

Gastar Exploration Ltd.   GST

Gastar Exploration USA, Inc. 8.625% Series A Cumulative Preferred Stock   GST-A

GATX Corporation   GMT

GAZIT-GLOBE LTD   GZT

Geeknet, Inc   GKNT

Genco Shipping & Trading Limited   GNK

Gencor Industries, Inc.   GENC

GenCorp Inc.   GY

GENERAC HOLDINGS INC   GNRC

General American Investors Company, Inc 5.95% Cumul Pfd Stock, Ser B   GAM-B

General Cable Corp.   BGC

General Communication   GNCMA

General Dynamics   GD

GENERAL ELECTRIC   GE

GENERAL ELECTRIC CAPITAL CORPORATION   GEH

GENERAL ELECTRIC CAPITAL CORPORATION   GEK

GENERAL ELECTRIC CAPITAL CORPORATION 4.875% Notes due October 15, 2052   GEB

General Employment Ent.   JOB

General Finance Corporation   GFN

General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C   GFNCP

GENERAL GROWTH PROPERTIES, INC   GGP-A

GENERAL GROWTH PROPERTIES, INC.   GGP

General Mills, Inc.   GIS

General Moly, Inc.   GMO

General Motors Company   GM

General Motors Company   GM-B

General Motors Company Warrants (expiring 7/10/2016)   GM+A

General Motors Company Warrants (expiring 7/10/2019)   GM+B

General Steel Holdings, Inc.   GSI

Genesco Inc.   GCO

Genesee & Wyoming Inc.   GWR

GENESEE & WYOMING INC. 5.00% Tangible Equity Units,   GWRU

Genesis Energy, L.P.   GEL

Genetic Technologies Ltd.   GENE

GENIE ENERGY LTD   GNE

GENIE ENERGY LTD. Series 2012-A Preferred Stock, $0.01 par value   GNE-A

GENMARK DIAGNOSTICS, INC.   GNMK

Genomic Health, Inc.   GHDX

GENPACT LIMITED   G

Gentex Corp   GNTX

GENTHERM INC.   THRM

Gentium SpA   GENT

Gentiva Health Services Inc   GTIV

Genuine Parts Company   GPC

GenVec, Inc.   GNVC

Genworth Financial, Inc.   GNW

GeoMet, Inc.   GMETP

GeoPetro Resources Company   GPR

Georgetown Bancorp, Inc.(MA)   GTWN

Georgia Power Company   GAT

Georgia Power Company   GPE-A

Geospace Technologies Corporation Common Stock   GEOS

Gerdau S.A.   GGB

German American Bancorp, Inc.   GABC

Geron Corp   GERN

Getty Realty Corp.   GTY

Gevo, Inc.   GEVO

GFI Group Inc.   GFIG

Giant Ineractive Group Inc.   GA

Gibraltar Industries, Inc.   ROCK

GigaMedia Ltd   GIGM

GIGAMON INC.   GIMO

Giga-Tronics Inc   GIGA

GIGOPTIX, INC   GIG

G-Iii Apparel Group Ltd   GIII

Gilat Satellite Networks Ltd   GILT

Gildan Activewear Inc.   GIL

Gilead Sciences Inc   GILD

Given Imaging Ltd   GIVN

Glacier Bancorp Inc   GBCI

Gladstone Capital Corp   GLAD

GLADSTONE CAPITAL CORPORATION 7.125% Series 2016   GLADP

Gladstone Commercial Corporation - REIT   GOOD

Gladstone Commercial Corporation 7.125% Series C Cumulative Term Preferred Stock   GOODN

Gladstone Commercial Corporation 7.50% Series B Cumulative Redeemable Preferred Stock   GOODO

Gladstone Commercial Corporation 7.75% Series A Cumulative Convertible Preferred Stock   GOODP

Gladstone Investment Corporation   GAIN

Gladstone Investment Corporation 7.125% Series A Term Preferred Stock   GAINP

Gladstone Land Corporation   LAND

Glatfelter   GLT

GlaxoSmithKline plc   GSK

GLEACHER & CO, INC.   GLCH

Glen Burnie Bancorp   GLBZ

Glimcher Realty Trust   GRT

GLIMCHER REALTY TRUST 6.875% Cumulative Redeemable Preferred Shares of Beneficial Interest   GRT-I

GLIMCHER REALTY TRUST 7.5% Cumulative Redeemable Preferred Shares of Beneficial Interest,   GRT-H

Glimcher Realty Trust 8.125% Ser G Cum Rdmble Pfd Shs of Beneficial Int Pfd Stock   GRT-G

GLOBAL BRASS AND COPPER HOLDINGS, INC.   BRSS

Global Cash Access Holdings, Inc.   GCA

Global Eagle Entertainment Inc.   ENT

Global Geophysical Services, Inc.   GGS

GLOBAL HIGH INC DOLLAR FD   GHI

GLOBAL INDEMNITY PLC (IRELAND)   GBLI

Global Index Basket PPC ( SPX, SX5E, & SBR) Maturity 09/12/2013   AHB

Global Partners LP   GLP

Global Payments, Inc.   GPN

Global Power Equipment Group, Inc. New   GLPW

Global Ship Lease, Inc.   GSL

Global Sources Ltd   GSOL

Global Telecom & Technology, Inc. Common Stock   GTT

Global X Braziil Financials ETF   BRAF

GLOBAL X BRAZIL CONSUMER   BRAQ

Global X Brazil Mid Cap ETF   BRAZ

Global X Canada Preferred ETF   CNPF

Global X Central Asia & Mongolia Index ETF   AZIA

Global X China Consumer ETF   CHIQ

Global X China Energy ETF   CHIE

Global X China Financials ETF   CHIX

Global X China Industrials ETF   CHII

GLOBAL X CHINA MATERIALS ETF   CHIM

Global X Fertilizers/Potash ETF   SOIL

Global X FTSE Andean 40 ETF   AND

Global X FTSE ASEAN 40 ETF   ASEA

Global X FTSE Columbia 20 ETF   GXG

Global X FTSE Greece 20 ETF   GREK

Global X FTSE Nordic Region ETF   GXF

Global X FTSE Norway 30 ETF   NORW

Global X Gold Explorers ETF   GLDX

Global X Junior Miners ETF   JUNR

Global X Junior MLP ETF   MLPJ

Global X Lithium ETF   LIT

Global X MLP ETF   MLPA

GLOBAL X NASDAQ CHINA TECHNOLOGY ETF   QQQC

Global X Nigeria Index ETF   NGE

Global X Permanent ETF   PERM

Global X Pure Gold Miners ETF   GGGG

Global X Social Media Index ETF   SOCL

Global X SuperDividend ETF   SDIV

Global X SuperDividend U.S. ETF   DIV

Global X SuperIncome Preferred ETF   SPFF

Global X Top Guru Holdings Index ETF   GURU

Global X Uranium ETF   URA

Global XFTSE Argentina 20 ETF   ARGT

GLOBALSCAPE INC   GSB

Global-Tech Advanced Innovations Inc.   GAI

Globe Specialty Metals Inc.   GSM

Globecomm Systems Inc   GCOM

GLOBUS MARITIME LIMITED   GLBS

GLOBUS MEDICAL INC   GMED

GLOWPOINT INC   GLOW

Glu Mobile Inc.   GLUU

GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2   ALLY-A

GMAC LLC 7.25% Notes due 02/07/2033   GKM

GMAC LLC 7.35% Pfd   GJM

GMAC LLC 7.375% Notes(due 12/16/2044)   GOM

GMAC LLC., 7.30% Redeem "PINES"   GMA

GNC Holdings, Inc.   GNC

GNL AMER INVESTORS   GAM

Gogo Inc.   GOGO

Gol Linhas Aereas Inteligentes S.A.   GOL

Golar LNG Ltd   GLNG

GOLAR LNG PARTNERS LP   GMLP

Gold Fields Ltd ADR   GFI

GOLD RESOURCE CORPORATION COM STK   GORO

GOLD STANDARD VENTURES CORP   GSV

Goldcorp, Inc.   GG

Golden Enterprises   GLDC

Golden Minerals Company   AUMN

Golden Star Resources Ltd.   GSS

Goldfield Corporation   GV

Goldman Sachs Group Dep. Shares (1/1000 Int. of Floating Rate Non-Cum. Prfrd. Stk., Ser. C)   GS-C

Goldman Sachs Group Depositary Shares (1/1000 Interest of 6.2% Non-Cum. Prfrd. Stock, Series B)   GS-B

Goldman Sachs Group Inc.   GS

Goldman Sachs Group, Inc. (Each representing 1/1000th Interest in a Share of Floating Rate Non-   GS-D

Goldman Sachs Group, Inc. (The) Depositary shares   GS-A

GOLDMAN SACHS GROUP, INC. 5.50% SER J   GS-J

Goldman Sachs Group, Inc., The 6.125% Notes due 2060   GSF

GOLDMAN SACHS GROUP, INC., THE 6.50% Notes due 2061   GSJ

GOLUB CAPITAL BDC, INC.   GBDC

Good Times Restaurants Inc.   GTIM

Goodrich Petroleum Corp.   GDP

GOODRICH PETROLEUM CORPORATION Depositary Shares, Each Representing 1/1000th Interest in a Shar   GDP-C

Goodyear Tire & Rubber   GT

Google, Inc.   GOOG

Gordmans Stores, Inc.   GMAN

Gorman-Rupp Company   GRC

Government Properties Income Trust   GOV

GP Strategies Corp.    GPX

GRA¥A Y MONTERO S.A.A.   GRAM

Graco Inc   GGG

GRAFTECH INTERNATIONAL LTD. (HOLDING COMPANY)   GTI

Graham Corporation    GHM

Gramercy Property Trust Inc.   GPT

Gramercy Property Trust Inc.   GPT-A

Gran Tierra Energy Inc.   GTE

Grand Canyon Education, Inc   LOPE

Granite Construction Inc.   GVA

GRANITE REAL ESTATE INVESTMENT TRUST   GRP-U

Graphic Packaging Holding Company   GPK

GRAVITY Co., Ltd.   GRVY

Gray Television, Inc.   GTN

Gray Television, Inc. Class A   GTN-A

Great Lakes Dredge & Dock Corporation   GLDD

Great Northern Iron Ore Ppty   GNI

Great Panther Silver Limited   GPL

GREAT PLAINS ENERGY 3.80% PFD   GXP-A

GREAT PLAINS ENERGY 4.35% PFD   GXP-D

GREAT PLAINS ENERGY 4.50% PFD   GXP-E

Great Plains Energy Incor   GXP

Great Southern Bancorp Inc   GSBC

Greatbatch, Inc.   GB

GREATER CHINA FUND   GCH

Green Dot Corporation   GDOT

Green Mountain Coffee Roasters   GMCR

Green Plains Renewable Energy, Inc.   GPRE

Greenbrier Companies   GBX

Greene County Bancorp Inc   GCBC

GreenHaven Continuous Commodity Index Fund   GCC

Greenhill & Co., Inc.   GHL

GreenHunter Resources, Inc.   GRH

GreenHunter Resources, Inc.   GRH-C

Greenlight Captial RE, LTD. Class A   GLRE

GREENWAY MEDICAL TECHNOLOGIES, INC.   GWAY

Greif, Inc.   GEF

Greif, Inc.   GEF-B

Griffin Land & Nurseries Inc   GRIF

Griffon Corp   GFF

Grifois, S.A.   GRFS

Group 1 Automotive, Inc.   GPI

Groupo Simec, S.A.B de C.V.   SIM

Groupon, Inc. Class A Common Stock   GRPN

Gruma, S.A.B de C.V.   GMK

Grupo Aeroportuario del Centro Norte S.A.B. de C.V   OMAB

Grupo Aeroportuario del Pacifico, S.A.B. de C.V. Amer. Dep. Shares (each rep. 10 Ser. B shares)   PAC

Grupo Aeroportuario Del S   ASR

Grupo Financiero Galicia SA   GGAL

GRUPO FINANCIERO SANTANDER MXICO, S.A.B. DE C.V.   BSMX

Grupo Televisa S.A.   TV

GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to pos   GSC

GSE HOLDING, INC.   GSE

GSE Systems, Inc.    GVP

GSI GROUP INC.   GSIG

GSI Technology   GSIT

GSV Capital Corp.   GSVC

GT Advanced Technologies, Inc.   GTAT

GTX Inc.   GTXI

Guangshen Railway Co. Ltd   GSH

GUANWEI RECYCLING CORP   GPRC

Guaranty Bancorp   GBNK

Guaranty Federal Bancshares In   GFED

Guess?, Inc.   GES

Guggenheim BRIC ETF   EEB

Guggenheim Build America Bonds Managed Duration Trust   GBAB

Guggenheim BulletShares 2013 Corporate Bond ETF   BSCD

Guggenheim BulletShares 2013 High Yield Corporate Bond ETF   BSJD

Guggenheim BulletShares 2014 Corporate Bond ETF   BSCE

Guggenheim BulletShares 2014 High Yield Corporate Bond ETF   BSJE

Guggenheim BulletShares 2015 Corporate Bond ETF   BSCF

Guggenheim BulletShares 2015 High Yield Corporate Bond ETF   BSJF

Guggenheim BulletShares 2016 Corporate Bond ETF   BSCG

Guggenheim BulletShares 2016 High Yield Corporate Bond ETF   BSJG

Guggenheim BulletShares 2017 Corporate Bond ETF   BSCH

Guggenheim BulletShares 2017 High Yield Corporate Bond ETF   BSJH

Guggenheim BulletShares 2018 Corporate Bond ETF   BSCI

Guggenheim BulletShares 2018 High Yield Corporate Bond ETF   BSJI

Guggenheim BulletShares 2019 Corporate Bond ETF   BSCJ

Guggenheim BulletShares 2020 Corporate Bond ETF   BSCK

Guggenheim BulletShares 2021 Corporate Bond ETF   BSCL

Guggenheim BulletShares 2022 Corporate Bond ETF   BSCM

Guggenheim Canadian Energy Income ETF   ENY

Guggenheim China All-Cap ETF   YAO

Guggenheim China Real Estate ETF   TAO

Guggenheim China Small Cap ETF   HAO

Guggenheim China Technology ETF   CQQQ

GUGGENHEIM CREDIT ALLOCATION FUND   GGM

Guggenheim Defensive Equity ETF   DEF

Guggenheim Enhanced Core Bond ETF   GIY

Guggenheim Enhanced Equity Income Fund   GPM

Guggenheim Enhanced Equity Strategy Fund   GGE

Guggenheim Enhanced Short Duration Bond ETF   GSY

GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND   GEQ

Guggenheim Frontier Markets ETF   FRN

Guggenheim Insider Sentiment ETF   NFO

Guggenheim International Muti-Asset Income ETF   HGI

Guggenheim Mid-Cap Core ETF   CZA

Guggenheim MSCI Emerging Markets Equal Weight ETF   EWEM

Guggenheim Multi-Asset Income ETF   CVY

Guggenheim Russell 1000 Equal Weight ETF   EWRI

Guggenheim Russell 2000 Equal Weight ETF   EWRS

Guggenheim Russell MidCap Equal Weight ETF   EWRM

GUGGENHEIM RUSSELL TOP 50 MEGA CAP ETF   XLG

Guggenheim S&P 500 Equal Weight Consumer Discretionary ETF   RCD

Guggenheim S&P 500 Equal Weight Consumer Staples ETF   RHS

Guggenheim S&P 500 Equal Weight Energy ETF   RYE

Guggenheim S&P 500 Equal Weight ETF   RSP

Guggenheim S&P 500 Equal Weight Financials ETF   RYF

Guggenheim S&P 500 Equal Weight Healthcare ETF   RYH

Guggenheim S&P 500 Equal Weight Industrials ETF   RGI

Guggenheim S&P 500 Equal Weight Materials ETF   RTM

Guggenheim S&P 500 Equal Weight Technology ETF   RYT

Guggenheim S&P 500 Equal Weight Utilities ETF   RYU

Guggenheim S&P 500 Pure Growth ETF   RPG

Guggenheim S&P 500 Pure Value ETF   RPV

Guggenheim S&P Global Dividend Opportunities Index ETF   LVL

Guggenheim S&P Global Water Index ETF   CGW

Guggenheim S&P Midcap 400 Pure Growth ETF   RFG

Guggenheim S&P Midcap 400 Pure Value ETF   RFV

Guggenheim S&P Smallcap 600 Pure Growth ETF   RZG

Guggenheim S&P Smallcap 600 Pure Value ETF   RZV

Guggenheim Shipping ETF   SEA

Guggenheim Solar ETF   TAN

Guggenheim Spin-Off ETF   CSD

Guggenheim Strategic Opportunities Fund   GOF

Guggenheim Timber ETF   CUT

Guggenheim/Raymond James SB-1 Equity Fund   RYJ

Guidance Software, Inc.   GUID

GUIDEWIRE SOFTWARE, INC.   GWRE

Gulf Island Fabrication Inc   GIFI

GULF POWER COMPANY 5.75% SR NOTES DUE 06/01/51   GUA

GULF RESOURCES INC.   GURE

Gulfmark Offshore, Inc. (New)   GLF

Gulfport Energy Corp.   GPOR

GW Pharmaceuticals Plc American Depositary Shares   GWPH

Gyrodyne Co of America Inc   GYRO

H&E Equipment Services, Inc.   HEES

H&R Block, Inc.   HRB

H.B. Fuller Company   FUL

Hackett Group Inc (The).   HCKT

Haemonetics Corporation   HAE

Hain Celestial Group Inc   HAIN

Halcon Resources Corp.   HK

HALLADOR ENERGY CO.   HNRG

Halliburton Company   HAL

Hallmark Financial Services, Inc.   HALL

Hallwood Group Inc.    HWG

Halozyme Therapeutics, Inc.   HALO

Hamilton Bancorp, Inc. Common Stock   HBK

Hampden Bancorp, Inc.   HBNK

HAMPTON ROADS BKSHS NEW   HMPR

Hancock Holding Co   HBHC

Handy & Harman Holdings Ltd.   HNH

Hanesbrands, Inc.   HBI

Hanger Inc.   HGR

Hanmi Financial Corp   HAFC

HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INC   HASI

Hansen Medical, Inc.   HNSN

Hanwha SolarOne Co., Ltd.   HSOL

HARBINGER GROUP INC.   HRG

Hardinge Inc   HDNG

Harford Financial Svcs.   HIG

Harley-Davidson, Inc.   HOG

Harman Intl Industries   HAR

Harmonic Inc   HLIT

Harmony Gold Mining Company Limited   HMY

Harris & Harris Group Inc   TINY

Harris Corporation   HRS

Harris Interactive Inc   HPOL

HARRIS TEETER SUPERMARKETS, INC.   HTSI

Harsco Corporation   HSC

Harte-Hanks, Inc.   HHS

Harvard Bioscience Inc   HBIO

HARVEST CAPITAL CREDIT CORP   HCAP

Harvest Nat Res Inc   HNR

Hasbro, Inc.   HAS

Hastings Entertainment Inc   HAST

Hatteras Financial Corp.   HTS

HATTERAS FINANCIAL CORP. 7.625% Series A Cumulative Redeemable Preferred Stock, $0.001 par valu   HTS-A

Hauppauge Digital Inc   HAUP

HAVERTY FURNITURE CO INC CL A   HVT-A

Haverty Furniture Cos.   HVT

Hawaiian Electric Indus.   HE

Hawaiian Holdings, Inc.   HA

HAWAIIAN TELCOM HOLDCO INC   HCOM

Hawkins Inc   HWKN

Hawthorn Bancshars Inc.   HWBK

Haynes International, Inc.   HAYN

HCA HOLDINGS, INC.   HCA

HCC Insurance Holdings   HCC

HCI Group, Inc.   HCI

HCI Group, Inc. 7% Series A Cumulative Redeemable Preferred Stock   HCIIP

HCI Group, Inc. 8.00% Senior Notes due 2020   HCJ

HCP, INC.   HCP

HD Supply Holdings, Inc.   HDS

HDFC Bank Limited   HDB

Headwaters Incorporated   HW

Heallthcare Realty Trust   HR

Health Care REIT, Inc.   HCN

HEALTH CARE REIT, INC. 6.50% Series I Cumulative Convertible Perpetual Preferred Stock,   HCN-I

HEALTH CARE REIT, INC. 6.50% SERIES J CUMULATIVE REDEMABLE PREFERRED STOCK   HCN-J

HEALTH CARE SELECT SECT FD   XLV

Health Insurance Innovations, Inc.   HIIQ

Health Management Assoc.   HMA

Health Net, Inc.   HNT

Healthcare Investors   HQH

Healthcare Services Group   HCSG

HEALTHCARE TRUST OF AMERICA, INC.   HTA

Healthsouth Corporation   HLS

HealthStream Inc   HSTM

Healthways, Inc.   HWAY

Heartland Express Inc   HTLD

Heartland Financial USA, Inc.   HTLF

Heartland Payment Systems, Inc.   HPY

Heartware International Inc   HTWR

Heat Biologics, Inc.   HTBX

Hecla Mining Company   HL

HECLA MINING SRBCV PFD   HL-B

HECO Capital Trust III 6.5% QUIPS   HE-U

HEICO CORP CL A   HEI-A

HEICO Corporation    HEI

Heidrick & Struggles Inc   HSII

Helen Of Troy Ltd   HELE

HELIOS ADVANTAGE INCOME FUND, INC. (NEW)   HAV

Helios and Matheson Analytics Inc.   HMNY

HELIOS HIGH INCOME FUND, INC. (NEW)   HIH

Helios High Yield Fund   HHY

HELIOS MULTI-SECTOR HIHG INCOME FUND INC. (NEW)   HMH

HELIOS STRATEGIC INCOME FUND, INC.   HSA

Helix Energy Solutions Group, Inc.   HLX

Helmerich & Payne, Inc.   HP

HEMISPHERE MEDIA GROUP, INC.   HMTV

Hemispherx BioPharma, Inc   HEB

Henry (Jack) & Associates   JKHY

Henry Schein Inc   HSIC

Herbalife Ltd.   HLF

Hercules Offshore, Inc.   HERO

Hercules Technology Growth Capital, Inc.   HTGC

HERCULES TECHNOLOGY GROWTH CAPITAL, INC.   HTGY

HERCULES TECHNOLOGY GROWTH CAPITAL, INC. 7.00% SR NTS DUE 2019   HTGZ

Heritage Commerce Corp   HTBK

Heritage Financial Corp   HFWA

Heritage Financial Group   HBOS

Heritage Oaks Bancorp   HEOP

Heritage-Crystal Clean, Inc.   HCCI

Herman Miller Inc   MLHR

Hersha Hospitality Trust   HT

HERSHA HOSPITALITY TRUST 6.875% Series C Cumulative Redeemable Preferred Shares of Beneficial    HT-C

HERSHA HOSPITALITY TRUST 8.00% SERIES B   HT-B

Hertz Global Holdings, Inc.   HTZ

Herzfeld Caribbean Basin Fund   CUBA

Heska Corp   HSKA

Hess Corporation   HES

HEWLETT PACKARD CO   HPQ

Hexcel Corporation   HXL

HF Financial Corp   HFFC

HF2 FINANCIAL MANAGEMENT INC.   HTWO

HFF, Inc. Class A   HF

HHGREGG, Inc.   HGG

Hibbett Sports, Inc.   HIBB

Hickory Tech Corp   HTCO

HI-CRUSH PARTNERS LP   HCLP

HIGHER ONE HOLDINGS, INC.   ONE

Highland/iBoxx Senior Loan ETF   SNLN

HIGHPOWER INTERNATIONAL INC.   HPJ

Highway Holdings Ltd   HIHO

Highwoods Properties,Inc.   HIW

Hill International, Inc   HIL

Hillenbrand, Inc.   HI

Hillman Group Capital Trust   HLM-P

HILL-ROM HOLDINGS, INC.   HRC

HILLTOP HOLDINGS INC.   HTH

Himax Technologies, Inc.   HIMX

Hingham Institution for Saving   HIFS

Hi-Tech Pharmacal Co Inc   HITK

Hittite Microwave Corporation   HITT

HMG / Courtland Properties   HMG

HMN Financial Inc   HMNF

HMS Holdings Corp.   HMSY

HNI Corporation   HNI

Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)   HOLI

Holly Energy Partners, L.P.   HEP

HOLLYFRONTIER CORP   HFC

Hollywood Media Corp   HOLL

Hologic Inc   HOLX

Home Bancorp, Inc.   HBCP

Home BancShares, Inc.   HOMB

Home Depot, Inc.   HD

Home Federal Bancorp, Inc.   HOME

Home Federal Bancorp, Inc. of Louisiana   HFBL

Home Inns & Hotels Management, Inc.   HMIN

Home Loan Servicing Solutions, Ltd.   HLSS

Home Properties, Inc.   HME

HOMEAWAY, INC.   AWAY

HomeStreet, Inc.   HMST

HomeTrust Bancshares, Inc. Common Stock   HTBI

Homex Development Corp.   HXM

Honda Motor Co., Ltd.   HMC

Honeywell International   HON

HONG KONG TELEVISION NETWORK LIMITED   HKTV

Hooker Furniture Corp   HOFT

Hooper Holmes, Inc.   HH

HopFed Bancorp Inc   HFBC

Horace Mann Educators   HMN

Horizon Bancorp Indiana   HBNC

Horizon Pharma Inc.   HZNP

HORIZON TECHNOLOGY FINANCE CORP.   HRZN

HORIZON TECHNOLOGY FINANCE CORPORATION 7.375% SR NTS DUE 2019   HTF

Horizons S&P 500r Covered Call ETF   HSPX

Hormel Foods Corporation   HRL

Hornbeck Offshore Services, Inc.   HOS

Horsehead Hldg Corporation   ZINC

Hospira, Inc.   HSP

Hospitality Properties Trust   HPT

HOSPITALITY PROPERTIES TRUST 7.125% Series D Cumulative Redeemable Preferred Shares,   HPT-D

Host Hotels & Resorts, Inc.   HST

HouseValues, Inc.   LEDR

Houston American Energy Corp   HUSA

Houston Wire & Cable Company   HWCC

Hovnanian Enterprises   HOV

Hovnanian Enterprises Inc. Dep Shr Srs A Pfd   HOVNP

HOVNANIAN ENTERPRISES, INC.   HOVU

Howard Bancorp, Inc. Common Stock   HBMD

HRPT PROPERTIES TRUST 7.50% SR NTS DUE 2019   CWHN

HSBC Finance Corporation Depositary Shares (each rep 1/13th of a shr of 6.36% Non-Cumul Ser B)   HSBC-B

HSBC Holding PLC 8.125% Perpetual Capital Securities   HCS

HSBC Holdings PLC   HBC

HSBC Holdings PLC   HCS-B

HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)   HBC-A

HSBC USA INC DEP SHR SER D   HBA-D

HSBC USA Inc. Dep Shs each reprensting 1/40th of a sh of Fltng Rate of Non Cumul Pfd Ser G   HBA-G

HSBC USA Inc. Floating Rate Non-Cumlu Ser F   HBA-F

HSBC USA INC., Dep. Shrs. (1/40th Share 6.5% Non-Cum. Prfrd. Stck.)   HBA-H

HSBS USA INC $2.8575 CM PFD   HBA-Z

HSN, Inc.   HSNI

Huaneng Power Intl, Inc.   HNP

HUB Group Inc   HUBG

HUBBELL CLA   HUB-A

Hubbell Incorporated   HUB-B

HUDBAY MINERALS INC   HBM

Hudson City Bancorp Inc   HCBK

HUDSON GLOBAL, INC.   HSON

Hudson Pacific Properties, Inc.   HPP

Hudson Pacific Properties, Inc.   HPP-B

Hudson Technologies Inc   HDSN

Hudson Valley Holding Corp.   HVB

Hugoton RoyaltyTrust   HGT

Humana Inc.   HUM

Huntington Bancshares Inc   HBAN

Huntington Bancshars Inc. Pfd Ser A   HBANP

Huntington EcoLogical Strategy ETF   HECO

Huntington Ingalls Industries   HII

Huntington Preferred Capital, Inc. - Class C Preferred Stock   HPCCP

Huntington US Equity Rotation Strategy ETF   HUSE

Huntsman Corporation   HUN

Hurco Cos Inc   HURC

Huron Consulting Group Inc.   HURN

Hutchinson Technology Inc   HTCH

Hyatt Hotels Corporation   H

Hyde Park Acquisition Corp. II Common Stock   HPAC

Hydrogenics Corp   HYGS

Hyperdynamics Corporation   HDY

Hyperion Therapeutics, Inc. Common Stock   HPTX

HYSTER-YALE MATERIALS HANDLING, INC   HY

IAC/InterActiveCorp   IACI

IAMGold Corporation   IAG

IBC Capital Finance II   IBCPO

IBERIABANK Corp   IBKC

iBio, Inc.   IBIO

Icad Inc   ICAD

ICAHN Enterprises L.P   IEP

ICF International, Inc.   ICFI

ICG Group, Inc.   ICGE

ICICI Bank Limited   IBN

ICO EQTY & INCOME FD   MXE

Icon Plc   ICLR

Iconix Brand Group, Inc.   ICON

ICU Medical Inc   ICUI

ID Systems Inc   IDSY

IdaCorp, Inc.   IDA

Idenix Pharmaceuticals, Inc.   IDIX

IDENTIVE GROUP, INC.   INVE

Idera Pharmaceuticals, Inc.   IDRA

IDEX Corporation   IEX

Idexx Laboratories Inc   IDXX

IDT Corporation (NEW)   IDT

IEC Electronics Corp.   IEC

IF Bancorp, Inc.   IROQ

IFM INVESTMENTS LIMITED (NEW)   CTC

iGate Corp   IGTE

IGI, Inc.    IG

Ignite Restaurant Group, Inc.   IRG

iGo, Inc   IGOI

IHS, Inc. Class A   IHS

Ii-Vi Inc   IIVI

Ikanos Communications, Inc.   IKAN

Ikonics Corp   IKNX

Illinois Tool Works Inc.   ITW

Illumina Inc   ILMN

Image Sensing Systems Inc   ISNS

Imation Corp.    IMN

Imax Corp   IMAX

Immersion Corp   IMMR

Immucell Corp   ICCC

ImmunoCellular Therapeutics, Ltd.   IMUC

Immunogen Inc   IMGN

Immunomedics Inc   IMMU

Impac Mortage Holdings, Inc.   IMH

IMPAX LABORATORIES INC   IPXL

IMPERIAL HOLDINGS, INC.   IFT

Imperial Oil Limited   IMO

Imperva, Inc.   IMPV

Imprimis Pharmaceuticals, Inc.   IMMY

Imris Inc.   IMRS

Income Opportunity Realty   IOT

inContact, Inc.   SAAS

Incyte Genomics Inc   INCY

Independence Holding Company   IHC

Independent Bank Corp.   IBCP

Independent Bank Corp/MA   INDB

Independent Bank Group, Inc.   IBTX

INDIA FUND   IFN

India Globalization Capital, Inc.   IGC

India Globalization Capital, Inc. Warrants, exp. 03/08/2013   IGC+W

INDUSTRIAL SEL SECT SPDR FD   XLI

Industrial Services of America   IDSA

Industrias Bachoco SAB De C.V.   IBA

Inergy LP   NRGY

INERGY MIDSTREAM L.P.   NRGM

Infinera Corporation Common Stock   INFN

Infinity Cross Border Acquisition Corporation Ordinary Shares   INXB

Infinity Cross Border Acquisition Corporation Unit   INXBU

Infinity Cross Border Acquisition Corporation Warrants   INXBW

Infinity Pharmaceuticals, Inc.   INFI

Infinity Property & Casualty C   IPCC

INFOBLOX INC.   BLOX

Informatica Corp   INFA

Information Services Group, Inc.   III

InfoSonics Corporation   IFON

Infosys Limited   INFY

INFUSYSTEM HLDGS INC   INFU

Ing Asia Pacific High Dividend Equity Income Fund   IAE

ING EMERGING MARKETS HIGH DIVIDEND EQUITY FUND   IHD

ING Global Advantage and Premium Opportunity Fund   IGA

ING Global Equity Div & Premium Opportunity Fund   IGD

ING Groep N.V.   IDG

ING Groep N.V.   ING

ING GROEP N.V.   ISF

ING Groep N.V.   ISG

ING GROEP N.V. 6.20% ING Perpetual Debt Securities   ISP

ING Groep N.V. 7.05% ING Perpetual Debt Securities   IND

ING GROEP N.V. 8.50% ING Perpetual Hybrid Capital Securities   IGK

ING Group N.V. 7.20% ING Perpetual Debt Securities   INZ

ING INFRASTRUCTURE, INDUSTRIALS AND MATERIALS FUND   IDE

ING INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND   IID

ING Prime Rate Trust   PPR

ING Risk Managed Natural Resources Fund   IRR

ING U.S., Inc.   VOYA

Ingersoll-Rand PLC ( Ireland) (New)   IR

Ingles Markets Inc   IMKTA

Ingram Micro Inc.   IM

Ingredion Incorporated   INGR

Inland Real Estate Corporation   IRC

INLAND REAL ESTATE CORPORATION 8.125% SER A   IRC-A

InnerWorkings, Inc.   INWK

Innodata Inc.   INOD

Innophos Holdings, Inc.   IPHS

Innospec Inc.   IOSP

Innotrac Corp   INOC

Innovative Solutions & Support   ISSC

InnSuites Hospitality Tr.   IHT

Inovio Pharmaceuticals, Inc.   INO

INPHI CORPORATION   IPHI

Insight Enterprises Inc   NSIT

Insignia Systems Inc   ISIG

Insmed, Inc.   INSM

Insperity, Inc   NSP

InspireMD, Inc.   NSPR

Insteel Industries, Inc.   IIIN

Institutional Financial Markets, Inc.   IFMI

Insulet Corporation   PODD

Insys Therapeutics, Inc.   INSY

Integra LifeSciences Holdings   IART

Integrated Device Technology I   IDTI

Integrated Electrical Systems, Inc.   IESC

Integrated Silicon Solutions I   ISSI

Integrys Energy Group, Inc.   TEG

Intel Corp   INTC

Inteliquent, Inc.   IQNT

IntelliCheck Mobilsa, Inc   IDN

Intelligent Systems Corp.   INS

Intellipharmaceuticals International Inc.   IPCI

INTELSAT S. A.   I

INTELSAT S.A.   I-A

Inter Parfums Inc   IPAR

Interactive Brokers Group, Inc.   IBKR

Interactive Intelligence Group, inc.   ININ

Intercept Pharmaceuticals, Inc.   ICPT

Intercontinental Exchange, Inc.   ICE

InterContinental Hotels Group Plc (New)   IHG

InterDigital, Inc.   IDCC

Interface Inc   TILE

Intergroup Corporation (The)   INTG

Intermec, Inc.   IN

Intermolecular, Inc.   IMI

INTERMOUNTAIN COMMUNITY BANCORP   IMCB

InterMune Inc   ITMN

Internap Network Services Corp   INAP

International Bancshares Corp   IBOC

International Business Machines   IBM

International Flavors   IFF

International Game Tech.   IGT

International Paper Co.   IP

International Rectifier   IRF

INTERNATIONAL SHIPHOLDING COPRORATION 9.50% SER A   ISH-A

INTERNATIONAL SHIPHOLDING CORPORATION 9.00% Series B Cumulative Redeemable Perpetual Preferred    ISH-B

International Speedway Corp   ISCA

International Tower Hill Mines, Ltd. (Canada)   THM

Internet Gold-Golden Lines Ltd   IGLD

Internet Initiative Japan Inc   IIJI

Internet Patents Corp.   PTNT

InterOil Corporation   IOC

Interphase Corp   INPH

Interpublic Group of Cos.   IPG

Intersections, Inc.   INTX

Intersil Corp   ISIL

INTERSTATE POWER AND LIGHT COMPANY 5.10% SER D   IPL-D

Interval Leisure Group, Inc.   IILG

Intervest Bancshares Corp   IBCA

Interxion Holding N.V.   INXN

Intest Corp   INTT

Intevac Inc   IVAC

INTL FCSTONE INC.   INTL

Intl Shipholding Corp.   ISH

Intralinks Holdings, Inc.   IL

Intrepid Potash, Inc   IPI

IntriCon Corporation   IIN

Intuit Inc   INTU

Intuitive Surgical Inc.   ISRG

Inuvo, Inc.   INUV

Invacare Corporation   IVC

INVENSENSE, INC.   INVN

Inventure Foods, Inc.   SNAK

Inversiones Repres.   IRS

INVESCO BOND FUND   VBF

INVESCO CALIFORNIA VALUE MUNI INCOME TRUST   VCV

Invesco High Income Trust II   VLT

Invesco Pennsylvania Value Municipal Income Trust   VPV

Invesco Senior Income Trust   VVR

Invesco Trust for Investment Grade New York Municipals   VTN

Invesco Trust Investment Grade Municipals   VGM

Invesco Advantage Municipal Income Trust II   VKI

INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND   VTA

Invesco LTD (NEW)   IVZ

Invesco Mortage Capital Inc.   IVR

INVESCO MORTGAGE CAPITAL INC. 7.75% Series A Cumulative Redeemable Preferred Stock,   IVR-A

INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST   OIA

Invesco Municipal Opportunity Trust   VMO

Invesco Municipal Trust   VKQ

INVESCO QUALITY MUNICIPAL SECURITIES   IQI

INVESCO VALUE MUNICIPAL INCOME TRUST   IIM

Investment Technology Grp   ITG

Investors Bancorp, Inc.   ISBC

Investors Capital Holding   ICH

Investors Real Estate Trust   IRET

INVESTORS REAL ESTATE TRUST 7.95% Series B Cumulative Redeemable Preferred Shares   IRET-B

Investors Real Estate Trust Series A / Cum Rdmbl Pfd Shrs Beneficial Interest   IRET-P

Investors Title Co   ITIC

ION Geophysical Corporation   IO

iPass Inc.   IPAS

iPath Asian & Gulf Currency Revaluation ETN   PGD

iPath Dow Jones-UBS Agriculture Subindex Total Return ETN due October 22, 2037   JJA

iPath Dow Jones-UBS Aluminum Subindex Total Return ETN due June 24, 2038   JJU

iPath Dow Jones-UBS Cocoa Subindex Total Return ETN due June 24, 2038   NIB

iPath Dow Jones-UBS Coffee Subindex Total Return ETN due June 24, 2038   JO

iPath Dow Jones-UBS Commodity Index Total Return ETN due June 12, 2036   DJP

iPath Dow Jones-UBS Copper Subindex Total Return ETN due October 22, 2037   JJC

iPath Dow Jones-UBS Cotton Subindex Total Return ETN due June 24, 2038   BAL

iPath Dow Jones-UBS Energy Subindex Total Return ETN due October 22, 2037   JJE

iPath Dow Jones-UBS Grains Subindex Total Return ETN due October 22, 2037   JJG

iPath Dow Jones-UBS Industrial Metals Subindex Total Return ETN due October 22, 2037   JJM

iPath Dow Jones-UBS Lead Subindex Total Return ETN due June 24, 2038   LD

iPath Dow Jones-UBS Livestock Subindex Total Return ETN due October 22, 2037   COW

iPath Dow Jones-UBS Natural Gas Subindex Total Return ETN due October 22, 2037   GAZ

iPath Dow Jones-UBS Nickel Subindex Total Return ETN due October 22, 2037   JJN

iPath Dow Jones-UBS Platinum Subindex Total Return ETN due June 24, 2038   PGM

iPath Dow Jones-UBS Precious Metals Subindex Total Return ETN due June 24, 2038   JJP

iPath Dow Jones-UBS Softs Subindex Total Return ETN due June 24, 2038   JJS

iPath Dow Jones-UBS Sugar Subindex Total Return ETN due June 24, 2038   SGG

iPath Dow Jones-UBS Tin Subindex Total Return ETN due June 24, 2038   JJT

iPath ETN linked to CBOE S&P 500 Buy Write Index   BWV

iPath ETNs Linked to the MSCI India Total Return Index   INP

iPath GEMS Asia 8 ETN   AYT

iPath GEMS Index ETN   JEM

iPath Global Carbon ETN   GRN

IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN   XXV

iPath Optimized Currency Carry ETN   ICI

iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019   VXZ

iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019   VXX

iPathr Inverse S&P 500 VIX Short-Term Futures   IVOP

iPathr Long Enhanced MSCI EAFEr Index ETN   MFLA

iPathr Long Enhanced MSCI Emerging Markets Index ETN   EMLB

iPathr Long Extended Russell 1000r TR Index ETN   ROLA

iPathr Long Extended Russell 2000r TR Index ETN   RTLA

iPathr Long Extended S&P 500r TR Index ETN   SFLA

iPathr Pure Beta Agriculture ETN   DIRT

iPathr Pure Beta Aluminum ETN   FOIL

iPathr Pure Beta Broad Commodity ETN   BCM

iPathr Pure Beta Cocoa ETN   CHOC

iPathr Pure Beta Coffee ETN   CAFE

iPathr Pure Beta Copper ETN   CUPM

iPathr Pure Beta Cotton ETN   CTNN

iPathr Pure Beta Crude Oil ETN   OLEM

iPathr Pure Beta Energy ETN   ONG

iPathr Pure Beta Grains ETN   WEET

iPathr Pure Beta Industrial Metals ETN   HEVY

iPathr Pure Beta Lead ETN   LEDD

iPathr Pure Beta Livestock ETN   LSTK

iPathr Pure Beta Nickel ETN   NINI

iPathr Pure Beta Precious Metals ETN   BLNG

iPathr Pure Beta S&P GSCIr-Weighted ETN   SBV

iPathr Pure Beta Softs ETN   GRWN

iPathr Pure Beta Sugar ETN   SGAR

iPathr S&P 500 Dynamic VIX ETN   XVZ

iPathr S&P MLP ETN   IMLP

iPathr Seasonal Natural Gas ETN   DCNG

iPathr Short Enhanced MSCI EAFEr Index ETN   MFSA

iPathr Short Enhanced MSCI Emerging Markets Index ETN   EMSA

iPathr US Treasury 10-year Bear ETN   DTYS

iPathr US Treasury 10-year Bull ETN   DTYL

iPathr US Treasury 2-year Bear ETN   DTUS

iPathr US Treasury 2-year Bull ETN   DTUL

iPathr US Treasury 5-year Bear ETN   DFVS

iPathr US Treasury 5-year Bull ETN   DFVL

iPathr US Treasury Flattener ETN   FLAT

iPathr US Treasury Long Bond Bear ETN   DLBS

iPathr US Treasury Long Bond Bull ETN   DLBL

iPathr US Treasury Steepener ETN   STPP

IPC The Hospitalist Company, Inc.   IPCM

IPG Photonics Corporation   IPGP

IQ ARB Global Resources   GRES

IQ ARB MERGER ARBITRAGE ETF   MNA

IQ Australia Small Cap ETF   KROO

IQ Canada Small Cap ETF   CNDA

IQ Global Agribusiness Small Cap ETF   CROP

IQ GLOBAL OIL SMALL CAP ETF   IOIL

IQ Hedge Macro Tracker   MCRO

IQ Hedge Market Neutral Tracker ETF   QMN

IQ Hedge Multi-Strategy Tracker ETF   QAI

IQ US REAL ESTATE SMALL CAP ETF   ROOF

Iridex Corp   IRIX

Iridium Communications Inc.   IRDM

IRIDIUM COMMUNICATIONS INC.   IRDMZ

iRobot Corporation   IRBT

Iron Mountain Inc.   IRM

IRONWOOD PHARMACEUTICALS, INC. CL A   IRWD

iShares 0-5 Year TIPS Bond ETF   STIP

iShares 10+ Year Credit Bond ETF   CLY

iShares 10-20 Year Treasury Bond ETF   TLH

iShares 1-3 Year Credit Bond ETF   CSJ

iShares 1-3 Year International Treasury Bond ETF   IGOV

iShares 1-3 Year Treasury Bond ETF   SHY

iShares 20+ Year Treasury Bond ETF   TLT

iShares 2013 AMT-Free Muni Term ETF   MUAB

iShares 2014 AMT-Free Muni Term ETF   MUAC

iShares 2015 AMT-Free Muni Term ETF   MUAD

iShares 2016 AMT-Free Muni Term ETF   MUAE

iShares 2017 AMT-Free Muni Term ETF   MUAF

iShares 2018 AMT-Free Muni Term ETF   MUAG

iShares 3-7 Year Treasury Bond ETF   IEI

iShares 7-10 Year Treasury Bond ETF   IEF

iShares Aaa - A Rated Corporate Bond ETF   QLTA

iShares Agency Bond ETF   AGZ

iShares Aggressive Allocation ETF   AOA

iShares Asia 50 ETF   AIA

iShares Asia Developed Real Estate ETF   IFAS

iShares Asia/Pacific Dividend ETF   DVYA

iShares B - Ca Rated Corporate Bond ETF   QLTC

iShares Baa - Ba Rated Corporate Bond ETF   QLTB

iShares California AMT-Free Muni Bond ETF   CMF

iShares China Large-Cap ETF   FXI

iShares CMBS ETF   CMBS

iShares Cohen & Steers REIT ETF   ICF

iShares Conservative Allocation ETF   AOK

iShares Core Long-Term U.S. Bond ETF   ILTB

iShares Core MSCI EAFE ETF   IEFA

iShares Core MSCI Emerging Markets ETF   IEMG

iShares Core MSCI Total International Stock ETF   IXUS

iShares Core S&P 500 ETF   IVV

iShares Core S&P Mid-Cap ETF   IJH

iShares Core S&P Small-Cap ETF   IJR

iShares Core S&P Total U.S. Stock Market ETF   ITOT

iShares Core Short-Term U.S. Bond ETF   ISTB

iShares Core Total U.S. Bond Market ETF   AGG

iShares Credit Bond ETF   CFT

iShares Developed Small Cap ex-North America ETF   IFSM

iShares Dow Jones U.S. ETF   IYY

iShares Emerging Markets Corporate Bond ETF   CEMB

iShares Emerging Markets Dividend ETF   DVYE

iShares Emerging Markets High Yield Bond ETF   EMHY

iShares Emerging Markets Infrastructure ETF   EMIF

iShares Emerging Markets Local Currency Bond ETF   LEMB

iShares Enhanced U.S. Large-Cap ETF   IELG

iShares Enhanced U.S. Small-Cap ETF   IESM

iShares Europe Developed Real Estate ETF   IFEU

iShares Europe ETF   IEV

iShares Financials Bond ETF   MONY

iShares Floating Rate Bond ETF   FLOT

iShares FTSE China ETF   FCHI

iShares Global 100 ETF   IOO

iShares Global Clean Energy ETF   ICLN

iShares Global Consumer Discretionary ETF   RXI

iShares Global Consumer Staples ETF   KXI

iShares Global Energy ETF   IXC

iShares Global ex USD High Yield Corporate Bond ETF   HYXU

iShares Global Financials ETF   IXG

iShares Global Healthcare ETF   IXJ

iShares Global High Yield Corporate Bond ETF   GHYG

iShares Global Industrials ETF   EXI

iShares Global Inflation-Linked Bond ETF   GTIP

iShares Global Infrastructure ETF   IGF

iShares Global Materials ETF   MXI

iShares Global Nuclear Energy ETF   NUCL

iShares Global Tech ETF   IXN

iShares Global Telecom ETF   IXP

iShares Global Timber & Forestry ETF   WOOD

iShares Global Utilities ETF   JXI

iShares GNMA Bond ETF   GNMA

iShares Gold Trust   IAU

iShares Government/Credit Bond ETF   GBF

iShares Growth Allocation ETF   AOR

iShares High Dividend ETF   HDV

iShares iBoxx $ High Yield Corporate Bond ETF   HYG

iShares iBoxx $ Investment Grade Corporate Bond ETF   LQD

ISHARES INDIA 50 ETF   INDY

iShares Industrial/Office Real Estate Capped ETF   FNIO

iShares Industrials Bond ETF   ENGN

iShares Intermediate Credit Bond ETF   CIU

iShares Intermediate Government/Credit Bond ETF   GVI

iShares International Developed Property ETF   WPS

iShares International Developed Real Estate ETF   IFGL

iShares International Inflation-Linked Bond ETF   ITIP

iShares International Preferred Stock ETF   IPFF

iShares International Select Dividend ETF   IDV

iShares International Treasury Bond ETF   ISHG

iShares J.P. Morgan USD Emerging Markets Bond ETF   EMB

iShares Japan Large-Cap ETF   ITF

iShares Latin America 40 ETF   ILF

iShares MBS ETF   MBB

iShares Micro-Cap ETF   IWC

iShares Moderate Allocation ETF   AOM

iShares Morningstar Large-Cap ETF   JKD

iShares Morningstar Large-Cap Growth ETF   JKE

iShares Morningstar Large-Cap Value ETF   JKF

iShares Morningstar Mid-Cap ETF   JKG

iShares Morningstar Mid-Cap Growth ETF   JKH

iShares Morningstar Mid-Cap Value ETF   JKI

iShares Morningstar Multi-Asset Income ETF   IYLD

iShares Morningstar Small-Cap ETF   JKJ

iShares Morningstar Small-Cap Growth ETF   JKK

iShares Morningstar Small-Cap Value ETF   JKL

iShares Mortgage Real Estate Capped ETF   REM

iShares MSCI ACWI ETF   ACWI

iShares MSCI ACWI ex U.S. Consumer Discretionary ETF   AXDI

iShares MSCI ACWI ex U.S. Consumer Staples ETF   AXSL

iShares MSCI ACWI ex U.S. Energy ETF   AXEN

iShares MSCI ACWI ex U.S. Healthcare ETF   AXHE

iShares MSCI ACWI ex U.S. Industrials ETF   AXID

iShares MSCI ACWI ex U.S. Information Technology ETF   AXIT

iShares MSCI ACWI ex U.S. Materials ETF   AXMT

iShares MSCI ACWI ex U.S. Telecommunication Services ETF   AXTE

iShares MSCI ACWI ex U.S. Utilities ETF   AXUT

iShares MSCI ACWI ex US ETF   ACWX

iShares MSCI ACWI ex US Financials ETF   AXFN

iShares MSCI All Country Asia ex Japan ETF   AAXJ

iShares MSCI All Country Asia ex Japan Small Cap ETF   AXJS

iShares MSCI All Country Asia Information Technology ETF   AAIT

iShares MSCI All Country World Minimum Volatility Index Fund   ACWV

iShares MSCI All Peru Capped ETF   EPU

iShares MSCI Australia ETF   EWA

iShares MSCI Australia Small-Cap ETF   EWAS

iShares MSCI Austria Capped ETF   EWO

iShares MSCI Belgium Capped ETF   EWK

iShares MSCI Brazil Capped ETF   EWZ

iShares MSCI Brazil Small-Cap ETF   EWZS

iShares MSCI BRIC ETF   BBF

iShares MSCI BRIC ETF   BFK

iShares MSCI BRIC Index Fund   BKF

iShares MSCI Canada ETF   EWC

iShares MSCI Canada Small-Cap ETF   EWCS

iShares MSCI Chile Capped ETF   ECH

iShares MSCI China ETF   MCHI

iShares MSCI China Small-Cap ETF   ECNS

iShares MSCI Colombia Capped ETF   ICOL

iShares MSCI Denmark Capped ETF   EDEN

iShares MSCI EAFE ETF   EFA

iShares MSCI EAFE Growth ETF   EFG

iShares MSCI EAFE Minimum Volatility ETF   EFAV

iShares MSCI EAFE Small-Cap ETF   SCZ

iShares MSCI EAFE Value ETF   EFV

iShares MSCI Emerging Markets Asia ETF   EEMA

iShares MSCI Emerging Markets Consumer Discretionary ETF   EMDI

iShares MSCI Emerging Markets Eastern Europe ETF   ESR

iShares MSCI Emerging Markets EMEA ETF   EEME

iShares MSCI Emerging Markets Energy Capped ETF   EMEY

iShares MSCI Emerging Markets ETF   EEM

iShares MSCI Emerging Markets Financials ETF   EMFN

iShares MSCI Emerging Markets Growth ETF   EGRW

iShares MSCI Emerging Markets Latin America ETF   EEML

iShares MSCI Emerging Markets Materials ETF   EMMT

iShares MSCI Emerging Markets Minimum Volatility ETF   EEMV

iShares MSCI Emerging Markets Small-Cap ETF   EEMS

iShares MSCI Emerging Markets Value ETF   EVAL

iShares MSCI EMU ETF   EZU

iShares MSCI Europe Financials ETF   EUFN

iShares MSCI Far East Financials ETF   FEFN

iShares MSCI Finland Capped ETF   EFNL

iShares MSCI France ETF   EWQ

iShares MSCI Frontier 100 Fund   FM

iShares MSCI Germany ETF   EWG

iShares MSCI Germany Small-Cap ETF   EWGS

iShares MSCI Global Agriculture Producers ETF   VEGI

iShares MSCI Global Energy Producers ETF   FILL

iShares MSCI Global Gold Miners ETF   RING

iShares MSCI Global Metals & Mining Producers ETF   PICK

iShares MSCI Global Silver Miners ETF   SLVP

iShares MSCI Hong Kong ETF   EWH

iShares MSCI Hong Kong Small-Cap ETF   EWHS

iShares MSCI India ETF   INDA

iShares MSCI India Small-Cap ETF   SMIN

iShares MSCI Indonesia ETF   EIDO

iShares MSCI Ireland Capped ETF   EIRL

iShares MSCI Israel Capped ETF   EIS

iShares MSCI Italy Capped ETF   EWI

iShares MSCI Japan ETF   EWJ

iShares MSCI Japan Small-Cap ETF   SCJ

iShares MSCI KLD 400 Social ETF   DSI

iShares MSCI Kokusai Fund   TOK

iShares MSCI Malaysia ETF   EWM

iShares MSCI Mexico Capped ETF   EWW

iShares MSCI Netherlands ETF   EWN

iShares MSCI New Zealand Capped ETF   ENZL

iShares MSCI Norway Capped ETF   ENOR

iShares MSCI Pacific ex Japan ETF   EPP

iShares MSCI Philippines ETF   EPHE

iShares MSCI Poland Capped ETF   EPOL

iShares MSCI Russia Capped Index Fund   ERUS

iShares MSCI Singapore ETF   EWS

iShares MSCI Singapore Small-Cap ETF   EWSS

iShares MSCI South Africa ETF   EZA

iShares MSCI South Korea Capped ETF   EWY

iShares MSCI Spain Capped ETF   EWP

iShares MSCI Sweden ETF   EWD

iShares MSCI Switzerland Capped ETF   EWL

iShares MSCI Taiwan ETF   EWT

iShares MSCI Thailand Capped ETF   THD

iShares MSCI Turkey ETF   TUR

iShares MSCI United Kingdom ETF   EUSA

iShares MSCI United Kingdom Small-Cap ETF   EWUS

iShares MSCI USA ESG Select ETF   KLD

iShares MSCI USA ETF   EWU

iShares MSCI USA Minimum Volatility ETF   USMV

iShares MSCI USA Momentum Factor ETF   MTUM

iShares MSCI USA Quality Factor ETF   QUAL

iShares MSCI USA Size Factor ETF   SIZE

iShares MSCI USA Value Factor ETF   VLUE

iShares MSCI World ETF   URTH

iShares Nasdaq Biotechnology ETF   IBB

iShares National AMT-Free Muni Bond ETF   MUB

iShares New York AMT-Free Muni Bond ETF   NYF

iShares North America Real Estate ETF   IFNA

iShares North American Natural Resources ETF   IGE

iShares North American Tech ETF   IGM

iShares North American Tech-Multimedia Networking ETF   IGN

iShares North American Tech-Software ETF   IGV

iShares NYSE 100 ETF   NY

iShares NYSE Composite ETF   NYC

iShares PHLX Semiconductor ETF   SOXX

iShares Real Estate 50 ETF   FTY

iShares Residential Real Estate Capped ETF   REZ

iShares Retail Real Estate Capped ETF   RTL

iShares Russell 1000 ETF   IWB

iShares Russell 1000 Growth ETF   IWF

iShares Russell 1000 Value ETF   IWD

iShares Russell 2000 ETF   IWM

iShares Russell 2000 Growth ETF   IWO

iShares Russell 2000 Value ETF   IWN

iShares Russell 3000 ETF   IWV

iShares Russell 3000 Growth ETF   IWZ

iShares Russell 3000 Value ETF   IWW

iShares Russell Mid-Cap ETF   IWR

iShares Russell Mid-Cap Growth ETF   IWP

iShares Russell Mid-Cap Value ETF   IWS

iShares Russell Top 200 ETF   IWL

iShares Russell Top 200 Growth ETF   IWY

iShares Russell Top 200 Value ETF   IWX

iShares S&P GSCI Commodity-Indexed Trust   GSG

iShares S&P 100 ETF   OEF

iShares S&P 500 Growth ETF   IVW

iShares S&P 500 Value ETF   IVE

iShares S&P Mid-Cap 400 Growth ETF   IJK

iShares S&P Mid-Cap 400 Value ETF   IJJ

iShares S&P Small-Cap 600 Growth ETF   IJT

iShares S&P Small-Cap 600 Value ETF   IJS

iShares Select Dividend ETF   DVY

iShares Short Treasury Bond ETF   SHV

iShares Short-Term National AMT-Free Muni Bond ETF   SUB

iShares Silver Trust   SLV

iShares Target Date 2010 ETF   TZD

iShares Target Date 2015 ETF   TZE

iShares Target Date 2020 ETF   TZG

iShares Target Date 2025 ETF   TZI

iShares Target Date 2030 ETF   TZL

iShares Target Date 2035 ETF   TZO

iShares Target Date 2040 ETF   TZV

iShares Target Date 2045 ETF   TZW

iShares Target Date 2050 ETF   TZY

iShares Target Date Retirement Income ETF   TGR

iShares TIPS Bond ETF   TIP

iShares Transportation Average ETF   IYT

iShares U.S. Aerospace & Defense ETF   ITA

iShares U.S. Basic Materials ETF   IYM

iShares U.S. Broker-Dealers ETF   IAI

iShares U.S. Consumer Goods ETF    IYK

iShares U.S. Consumer Services ETF   IYC

iShares U.S. Energy ETF   IYE

iShares U.S. Financial Services ETF   IYG

iShares U.S. Financials ETF   IYF

iShares U.S. Healthcare ETF   IYH

iShares U.S. Healthcare Providers ETF   IHF

iShares U.S. Home Construction ETF   ITB

iShares U.S. Industrials ETF   IYJ

iShares U.S. Insurance ETF   IAK

iShares U.S. Medical Devices ETF   IHI

iShares U.S. Oil & Gas Exploration & Production ETF   IEO

iShares U.S. Oil Equipment & Services ETF   IEZ

iShares U.S. Pharmaceuticals ETF   IHE

iShares U.S. Preferred Stock ETF   PFF

iShares U.S. Real Estate ETF   IYR

iShares U.S. Regional Banks ETF   IAT

iShares U.S. Technology ETF   IYW

iShares U.S. Telecommunications ETF   IYZ

iShares U.S. Treasury Bond ETF   GOVT

iShares U.S. Utilities ETF   IDU

iShares Utilities Bond ETF   AMPS

iSharesBond 2016 Corporate ex-Financials Term ETF   IBCB

iSharesBond 2016 Corporate Term ETF   IBDA

iSharesBond 2018 Corporate ex-Financials Term ETF   IBCC

iSharesBond 2018 Corporate Term ETF   IBDB

iSharesBond 2020 Corporate ex-Financials Term ETF   IBCD

iSharesBond 2020 Corporate Term ETF   IBDC

iSharesBond 2023 Corporate ex-Financials Term ETF   IBCE

iSharesBond 2023 Corporate Term ETF   IBDD

Isis Pharmaceuticals Inc   ISIS

Isle of Capri Casinos Inc   ISLE

ISOFTSTONE Holdings Ltd.   ISS

IsoRay, Inc.   ISR

Isramco Inc   ISRL

iStar Financial Inc.   SFI

iSTAR Financial Inc. 7.8% Ser F Cumul Rdmble Pfd   SFI-F

ISTAR Financial Inc. 7 7/8 Ser E Cumul Rdmble Pfd Stock   SFI-E

iStar Financial Inc. 7.50% Series I Cumul. Rdmble Pfd Stock   SFI-I

iSTAR Financial Inc. 7.65% Servies G Cumul Rdmble Pfd   SFI-G

iStar Financial Inc. Pfd Cum Redeem Series D 8.00%   SFI-D

ITAU UNIBANCO BANCO MULTIPLO S.A.   ITUB

ITC Holdings Corp.   ITC

Iteris, Inc.   ITI

Itron Inc   ITRI

ITT Corporation   ITT

ITT Educational Services   ESI

Ituran Location and Control Ltd.   ITRN

Ivanhoe Energy Inc   IVAN

IVY HIGH INCOME OPPORTUNITIES FUND   IVH

Ixia   XXIA

IXYS Corp   IXYS

J&J Snack Foods Corp   JJSF

J2 GLOBAL, INC.   JCOM

JA Solar Holdings, Co., Ltd   JASO

Jabil Circuit, Inc.   JBL

Jack in the Box Inc.   JACK

Jacksonville Bancorp Inc   JXSB

Jacksonville Bancorp Inc/FL   JAXB

Jacobs Engineering Group   JEC

Jakks Pacific Inc   JAKK

Jamba, Inc.   JMBA

JAMES HARDIE INDUSTRIES plc.   JHX

James River Coal Company   JRCC

Janus Capital Group, Inc.   JNS

JAPAN EQUITY FUND   JEQ

JAPAN SMALLER CAPITALIZATION FUND   JOF

Jarden Corporation (JAH)   JAH

JAVELIN MORTGAGE INVESTMENT CORP.   JMI

Jazz Pharmaceuticals, Inc.   JAZZ

JB Hunt Transport Services Inc   JBHT

JDS Uniphase Corp   JDSU

Jefferson Bancshares Inc   JFBI

JetBlue Airways Corp   JBLU

Jewett-Cameron Trading   JCTCF

JF CHINA REGION FUND, INC.   JFC

Jiayuan.com International Ltd.   DATE

JINKOSOLAR HOLDINGS CO   JKS

Jinpan International LTD   JST

JIVE SOFTWARE, INC.   JIVE

JMP Group Inc. 8.00% Senior Notes due 2023   JMPB

JMP Group, Inc.   JMP

Joe's Jean Inc.   JOEZ

John B. Sanfilippo & SON   JBSS

John Bean Technologies Corporation   JBT

John Hancock Financial Opportunities Fund   BTO

JOHN HANCOCK HEDGED EQUITY & INCOME FUND   HEQ

JOHN HANCOCK INC SEC   JHS

JOHN HANCOCK INV TR   JHI

John Hancock Preferred Income Fund   HPI

John Hancock Preferred Income Fund II   HPF

John Hancock Preferred Income Fund III   HPS

John Hancock Premium Dividend Fund   PDT

John Hancock Tax-Advantaged Dividend Income Fund   HTD

JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND   HTY

John Wiley & Sons   JW-A

Johnson & Johnson   JNJ

Johnson Controls, Inc.   JCI

Johnson Outdoors Inc   JOUT

JONES ENERGY, INC.   JONE

Jones Lang LaSalle, Inc.   JLL

JOS A Bank Clothiers Inc   JOSB

Journal Communications, Inc.   JRN

Joy Global Inc   JOY

JP MORGAN ALERIAN MLP INDEX ETN 5/24/24   AMJ

JPMorgan Chase & Co.   JPM

JPMorgan Chase & Co.   JPM+W

JPMORGAN CHASE & CO. 5.50% SERIES O   JPM-D

JPMORGAN CHASE & CO. Depositary Shares, each representing a 1/400 interest in a share of 5.45%    JPM-A

JPMorgan Chase Capital XXIX 6.70% Capital Securities, Series CC   JPM-C

JPMorgan Double Short US 10 Year Treasury Futures ETN   DSXJ

JPMorgan Double Short US Long Bond Treasury Futures ETN   DSTJ

JTH Holding Inc Class A Common Stock D/B/A Liberty Tax Service   TAX

Juniper Networks Inc   JNPR

JUST ENERGY GROUP INC.   JE

K12, Inc, Common Stock   LRN

Kadant Inc.   KAI

Kaiser Aluminum Corporation   KALU

KaloBios Pharmaceuticals, Inc.   KBIO

KAMADA LTD   KMDA

Kaman Corp   KAMN

KANDI TECHNOLOGIES GROUP, INC.   KNDI

Kansas City Life Ins Co   KCLI

KANSAS CITY SO. IND 4% PFD   KSU-P

Kansas City Southern Ind.   KSU

KapStone Paper and Packaging Corporation   KS

KAR AUCTION SERVICES, INC.   KAR

Kaydon Corporation   KDN

Kayne Anderson Energy Development Company   KED

Kayne Anderson Energy Total Return Fund, Inc.   KYE

KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.   KMF

Kayne Anderson MLP Investment Company   KYN

KAYNE ANDERSON MLP INVESTMENT COMPANY 3.500% Series F Mandatory Redeemable Preferred Shares, $2   KYN-F

KAYNE ANDERSON MLP INVESTMENT COMPANY Series E Mandatory Redeemable Preferred Shares, $25.00   KYN-E

KB Financial Group Inc   KB

KB Home   KBH

KBR, Inc.   KBR

KCAP FINANCIAL, INC.   KAP

KCAP Financial, Inc. Common Stock   KCAP

KCG HOLDINGS, INC.   KCG

Kearny Financial Corporation   KRNY

Keating Capital, Inc.   KIPO

Kellogg Company   K

Kelly Services Inc   KELYA

Kelly Services Inc   KELYB

KEMET Corporation   KEM

Kemper Corporation   KMPR

Kennametal Inc.   KMT

KENNEDY-WILSON HOLDINGS, INC.   KW

KENNEDY-WILSON HOLDINGS, INC. 7.75% Senior Notes due 2042,   KWN

Kentucky First Federal Bancorp   KFFB

Keryx Biopharmaceuticals Inc   KERX

Kewaunee Scientific Corp   KEQU

Key Energy Services Inc.   KEG

Key Technology Inc   KTEC

KEY Tronic Corp   KTCC

KeyCorp   KEY

KEYCORP   KEY-G

Keynote Systems Inc   KEYN

KEYnotes ETN Linked to the First Trust Enhanced 130/30 Large Cap Index   JFT

kforce Inc   KFRC

KID BRANDS, INC.   KID

Kilroy Realty Corp.   KRC

KILROY REALTY CORPORATION 6.375% Series H Cumulative Redeemable Preferred Stock   KRC-H

KILROY REALTY CORPORATION 6.875% SERIES G CUMULATIVE REDEEMABLE PFD STOCK   KRC-G

Kimball International   KBALB

Kimberly-Clark Corp.   KMB

Kimco Realty Corp.   KIM

KIMCO Realty Corporation   KIM-H

KIMCO REALTY CORPORATION Class I Depositary Shares   KIM-I

KIMCO REALTY CORPORATION Class J Depositary Shares, each of which represents a one-one thousand   KIM-J

KIMCO REALTY CORPORATION Class K Depositary Shares, each of which represents a one-one thousand   KIM-K

Kinder Morgan Energy Ptnr   KMP

Kinder Morgan Management,   KMR

Kinder Morgan, Inc.   KMI

KINDER MORGAN, INC.   KMI+W

Kindred Healthcare, Inc.   KND

KINGOLD JEWELRY INC.   KGJI

Kingstone Companies, Inc.   KINS

Kingsway Financial   KFS

Kingtone Wirelessinfo Solution Holding Ltd   KONE

Kinross Gold Corporation   KGC

KIOR, Inc.   KIOR

Kips Bay Medical, Inc.   KIPS

Kirby Corporation   KEX

Kirkland's Inc   KIRK

Kite Realty Group Trust   KRG

Kite Realty Group Trust   KRG-A

KKR & CO. L.P.   KKR

KKR Financial Holding LLC   KFN

KKR FINANCIAL HOLDINGS LLC 7.375%   KFN-P

KKR FINANCIAL HOLDINGS LLC 7.50% SR NTS DUE 2042   KFI

KKR FINANCIAL HOLDINGS LLC 8.375% Senior Notes due 2041,   KFH

KKR INCOME OPPORTUNITIES FUND   KIO

Kla-Tencor Corp   KLAC

KMG Chemicals Inc   KMG

Knight Transportation Inc   KNX

Knightsbridge Tankers Ltd   VLCCF

Knoll, Inc.   KNL

KNOT OFFSHORE PARTNERS LP   KNOP

Kodiak Oil & Gas Corp.   KOG

Kohls Corporation   KSS

Kona Grill, Inc.   KONA

Konami Corporation   KNM

KongZhong Corporation   KONG

KONINKLIJKE PHILIPS N.V.   PHG

Kopin Corp   KOPN

Koppers Holdings, Inc.   KOP

Korea Electric Power Corp   KEP

KOREA EQUITY FUND    KEF

KOREA FUND, INC (NEW)   KF

Korn/Ferry International   KFY

Kosmos Energy Ltd.   KOS

Koss Corp   KOSS

Kraft Foods Group, Inc.   KRFT

KraneShares CSI China Five Year Plan ETF   KFYP

KraneShares CSI China Internet ETF   KWEB

Kraton Performance Polymers, Inc.   KRA

Kratos Defense & Security Solutions, Inc.   KTOS

Krispy Kreme Doughnuts   KKD

Kroger Company   KR

Kronos Worldwide, Inc.   KRO

KT Corp.   KT

KU6 MEDIA CO. LTD   KUTV

Kulicke & Soffa Industries Inc   KLIC

KVH Industries Inc   KVHI

Kyocera Corporation    KYO

Kythera Biopharmaceuticals, Inc. Common Stock   KYTH

L & L ENERGY, INC.   LLEN

l 3 Communications Hldgs.   LLL

L Brands, Inc.   LTD

LA GAGA HOLDINGS LIMITED   GAGA

Laboratory Corporation of America Holdings   LH

Laclede Group, Inc.    LG

LADENBURG THALMANN FINANCIAL SERVICES INC. 8.00% SER A   LTS-A

Ladenburg Thalmann Fncl.   LTS

Lake Shore Bancorp, Inc.   LSBK

LAKE SHORE GOLD CORP   LSG

Lakeland Bancorp Inc   LBAI

Lakeland Financial Corp   LKFN

Lakeland Industries Inc   LAKE

Lakes Entertainment Inc   LACO

Lam Research Corp   LRCX

Lamar Advertising Co   LAMR

Lancaster Colony Corp   LANC

Landauer, Inc.    LDR

Landec Corp   LNDC

Landmark Bancorp Inc   LARK

Landstar System Inc   LSTR

Lannett Comp   LCI

Lantronix Inc   LTRX

LaPorte Bancorp, Inc.   LPSB

LAREDO PETROLEUM HOLDINGS, INC.   LPI

Las Vegas Sands Corp.   LVS

LaSalle Hotel Properties   LHO

LASALLE HOTEL PROPERTIES 6.375% Series I Cumulative Redeemable Preferred Shares of Beneficial I   LHO-I

LaSalle Hotel Properties 7.25% Series G Cum. Rdmbl. Prfrd. Shares   LHO-G

Lasalle Hotel Properties 7.50% Series H Cumulative Redeemable Preferred Shares of Beneficial In   LHO-H

LATAM Airlines Group S.A.   LFL

LATIN AMERICAN DISCOVERY FD   LDF

Lattice Semiconductor Corp   LSCC

Lawson Products   LAWS

Layne Christensen Co   LAYN

Lazard Global Total Return & Income Fund   LGI

Lazard Ltd. Class A   LAZ

Lazard World Dividend & Income Fund, Inc.   LOR

La-Z-Boy Incorporated   LZB

LCA-Vision Inc   LCAV

LCNB CORPORATION   LCNB

LDK Solar Co., LTD   LDK

Leading Brands Inc NEW   LBIX

Leap Frog Enterprises, Inc. CLA   LF

Leap Wireless International, Inc.   LEAP

Lear Corporation   LEA

Learning Tree International, Inc.   LTRE

Lee Enterprises, Inc.   LEE

Legacy Reserves LP   LGCY

LEGG MASON BW GLOBAL INCOME OPPORTUNITIES FUND INC.   BWG

Legg Mason, Inc.   LM

Leggett & Platt, Inc.   LEG

LEHIGH GAS PARTNERS LP   LGP

Lehman ABS Corp 3.50 Adj Corp Backed Tr Cert Goldman Cap I   JBK

Lehman ABS Corp 6.30% Corp-backed Tr Certs Goldman Sach Cap I   JBO

Lehman ABS Corp Bkd Trust Certs 2001-27, 8.875% Royal Carib   CWZ

Lehman ABS Corp Bkd Trust Certs 2002-06, 7.75% Kinder Morgan Deb   CVB

Lehman ABS Corp Bkd Trust Certs 2002-17,6.125% American General Inst Cap A Cap Sec   XFP

Lehman ABS Corp Bkd Trust Certs 2002-18,6.25% Bristol-Myers Squibb Debenture   XFR

LEHMAN ABS CORP Corp Bckd Trust Certs Kraft Foods Note-Bckd    JZT

Lehman ABS Corp. 7.125% Corp Backd Trst Certs, AT&T Note-Bckd   JZJ

Lehman ABS Corporation 6.0% Corp-Bckd Trust Certs., Goldman Sachs Capital I   JZC

Lehman ABS Corporation 6.05% Corp-Bckd Trust Certs Boeing Note-Backed Series 2003-7   XVG

Lehman ABS Corporation 6.25%Corp-Bckd Trst Certs Boeing Secs-Bckd Ser 2003   JZL

Lehman ABS Corporation 7% Corp-Bckd Trst Certs Sprint Capital Note-Bckd Ser 2003   JZK

Lehman ABS Corporation 7.00% Corp-Bckd Trust Certs, CNS Finan Dbntr-Bckd Ser 2003   JZV

LEHMAN ABS CORPORATION 7.75% CORP BACKED 2001-31 TOYS R US   XKE

LEHMAN ABS CORPORATION 7.75% CORP BKD TRST CERTS, 2001-37   XKO

Lehman ABS Corporation Backed Trust Certs 6.25%   JBJ

LeMaitre Vascular, Inc.   LMAT

Lender Processing Services, Inc   LPS

Lennar Corporation   LEN

LENNAR CORPORATION   LEN-B

Lennox International Inc.   LII

Lentuo International Inc.   LAS

Leucadia National Corp.   LUK

Level 3 Communications Inc   LVLT

Lexicon Pharmaceuticals, Inc.   LXRX

Lexington Realty Trust   LXP

Lexmark International Inc   LXK

LG. Display Co. Ltd.   LPL

LGL Group, Inc. Warrant to purchase Common Stock (Expiring August 6, 2018)   LGL+#

LHC Group LLC   LHCG

Libbey, Inc.   LBY

Liberty All-Star Equity Fund   USA

LIBERTY ALL-STAR GROWTH FD   ASG

Liberty Global plc Class B   LBTYB

Liberty Global, plc. Class A   LBTYA

Liberty Global, plc. Class C   LBTYK

LIBERTY INTERACTIVE CORPORATION INTERACTIVE SER B   LINTB

Liberty Interactive Corporation Series A Liberty Ventures   LVNTA

Liberty Interactive Corporation Series B Liberty Ventures   LVNTB

LIBERTY INTERACTIVE CORPORATOIN INTERACTIVE SER A   LINTA

LIBERTY MEDIA CORP SER A   LMCA

LIBERTY MEDIA CORP SER B   LMCB

Liberty Property Trust   LRY

LIFE PARTNERS HOLDINGS INC   LPHI

Life Sciences Inves.   HQL

Life Technologies Corporation   LIFE

Life Time Fitness, Inc.   LTM

LIFELOCK, INC.   LOCK

LifePoint Hospitals Inc   LPNT

Lifetime Brands, Inc.   LCUT

LIFEVANTAGE CORP   LFVN

Lifeway Foods Inc   LWAY

Ligand Pharmaceuticals Inc.   LGND

Lightbridge Corp.   LTBR

LIGHTINTHEBOX HOLDING CO., LTD.   LITB

Lightpath Technologies Inc   LPTH

Lihua International, Inc.   LIWA

LIME ENERGY CO   LIME

Limelight Networks INC.Common Stock   LLNW

LIMONEIRA CO.   LMNR

LIN Media LLC   LIN

Lincoln Educational Services   LINC

Lincoln Electric Holdings Inc   LECO

Lincoln National Corp.   LNC

Lincoln National Corporation   LNC+W

Lindaay Manufacturing Co.   LNN

Linear Technology Corp   LLTC

LINKEDIN CORPORATION   LNKD

Linkstone Ltd.   LTON

Linn Co, LLC   LNCO

Linn Energy, LLC   LINE

Lionbridge Technologies   LIOX

Lions Gate Entertainment   LGF

LIPOSCIENCE, INC.   LPDX

Liquid Holdings Group, Inc.   LIQD

Liquidity Services, Inc.   LQDT

Lithia Motors, Inc.   LAD

Littelfuse Inc   LFUS

Live Nation Entertainment Inc.   LYV

LiveDeal, Inc.   LIVE

LivePerson Inc   LPSN

LKQ Corporation   LKQ

Lloyds Banking Group PLC   LYG

Lloyds Banking Group PLC 7.75% Public Income Notes due 07/15/2050   LYG-A

LMI Aerospace Inc   LMIA

LMP Capital and Income Fund, Inc.   SCD

LMP Corporate Loan Fund, Inc.   TLI

LMP Real Estate Income Fund, Inc.   RIT

LNB Bancorp Inc   LNBB

Local.com   LOCM

Lockheed Martin Corp.   LMT

Loews Corporation   L

Logitech International SA   LOGI

LogMein, Inc.   LOGM

LoJack Corp   LOJN

LONCOR RESOURCES INC.   LON

LONE PINE RESOURCES INC.   LPR

LookSmart, Ltd.   LOOK

Loral Space and Communications, Inc.   LORL

Lorillard, Inc.   LO

Louisiana Bancorp, Inc.   LABC

Louisiana-Pacific Corp.   LPX

Lowes Companies Inc.   LOW

Lpath, Inc.   LPTN

LPL FINANCIAL HOLDINGS INC.   LPLA

LRAD CORP   LRAD

LRR ENERGY, L.P.   LRE

LSB Financial Corp   LSBI

LSB INDUSTRIES INC   LXU

LSI Corporation   LSI

LSI Industries Inc   LYTS

LTC Properties, Inc.   LTC

LTX-Credence Corp   LTXC

Lubys, Inc.    LUB

LUCAS ENERGY INC   LEI

lululemon athletica inc.   LULU

Lumber Liquidators Holdings, Inc.   LL

Luminex Corp   LMNX

LUMOS NETWORKS CORP   LMOS

Luna Innovations Incorporated   LUNA

LUXFER HOLDINGS PLC   LXFR

LUXOFT HOLDING, INC.   LXFT

Luxottica Group S.p.A.   LUX

Lxngtn.Realty Trust 6.5% Ser. C Cum. Cnvrtbl.   LXP-C

Lydall, Inc.    LDL

LyondellBasell IND NV ORD SHS CL A   LYB

M&T Bank Corp.   MTB

M&T BANK CORPORATION Fixed Rate Cumulative Perpetual Preferred Stock, Series A   MTB-P

M&T BANK CORPORATION Fixed Rate Cumulative Perpetual Preferred Stock, Series C,   MTB-C

M&T BANK CORPORATION Warrants (expiring December 23, 2018),   MTB+W

M&T Capital Trust IV   MTB-A

M.D.C. Holdings, Inc.   MDC

M/A-COM Technology Solutions Holdings, Inc.   MTSI

M/I Homes, Inc.   MHO

M/I HOMES, INC.   MHO-A

MA HLTH & EDU TAX-EXEMPT TR   MHE

MA PREM INC MUNI FD   NMT

Macatawa Bank Corp   MCBC

Macerich Company   MAC

Mac-Gray Corp.   TUC

Mack-Cali Realty Corp.   CLI

Mackinac Financial Corporation   MFNC

Macquarie Global Infrastructure Total Return Fund, Inc.   MGU

Macquarie Infrastructure Company LLC   MIC

Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund   MFD

Macy's Inc.   M

Mad Catz Interactive, Inc   MCZ

Madison County Financial, Inc.   MCBK

Madison Covered Call & Equity Strategy Fund   MCN

Madison Strategic Sector Premium Fund   MSP

Madrona Domestic ETF   FWDD

Madrona Global Bond ETF   FWDB

Madrona International ETF   FWDI

MAG Silver Corp.   MVG

Magal Security Systems Ltd   MAGS

Magellan Health Services, Inc.   MGLN

Magellan Midstream Partners, L.P.   MMP

Magellan Petroleum Corp   MPET

Magic Software Enterprises Ltd   MGIC

MAGICJACK VOCALTEC LTD   CALL

Magna International   MGA

Magnachip Semiconductor Corp.   MX

MagneGas Corporation   MNGA

MagneTek Inc.   MAG

MAGNUM HUNTER RESOURCES CORP 8.00% SERIES D   MHR-D

Magnum Hunter Resources Corporation   MHR

Magnum Hunter Resources Corporation   MHR-E

Magnum Hunters Resources Corp.   MHR-C

Magyar Bancorp, Inc.   MGYR

Maiden Hldgs Ltd   MHLD

MAIDEN HOLDINGS NORTH AMERICA LTD 8.25% NTS DUE 06/15/41   MHNA

MAIDEN HOLDINGS NORTH AMERICA, LTD. 8.000% NOTES DUE 2042   MHNB

MAIDEN HOLDINGS, LTD. 8.25% Non-Cumulative Preference Shares, Series A   MH-A

Maidenform Brands, Inc.   MFB

MAIN STREET CAPITAL CORPORATION 6.125% Senior Notes due 2023   MSCA

Main Street Captial Corporation   MAIN

MainSource Financial Group Inc   MSFG

MAINSTAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND   MMD

Majesco Entertainment Company   COOL

MakeMyTrip Limited   MMYT

MAKO Surgical Corp   MAKO

MALLINCKRODT PUBLIC LIMITED COMPANY   MNK

Malvern Bancorp, Inc.   MLVF

MAM Software Group Inc. New   MAMS

Managed Duration Investment Grade Municipal Fund   MZF

MANAGED HIGH YIELD PLUS FD   HYF

Management Network Group Inc   TMNG

MANCHESTER UNITED PLC   MANU

MANDALAY DIGITAL GROUP INC.   MNDL

Manhattan Associates Inc   MANH

MANHATTAN BRIDGE CAPITAL INC.   LOAN

Manitex International, Inc.   MNTX

Manitowoc Company, Inc.   MTW

Mannatech Inc.   MTEX

MANNING & NAPIER, INC.   MN

Mannkind Corporation   MNKD

ManpowerGroup   MAN

Mantech International Corp   MANT

Manulife Financial Corp.   MFC

Marathon Oil Corporation   MRO

MARATHON PETROLEUM CORPORATION   MPC

Marchex, Inc. Class B   MCHX

Marcus Corporation    MCS

MARIN SOTFWARE INCORPORATED   MRIN

Marine Petroleum Trust   MARPS

Marine Products Corp.   MPX

MarineMax, Inc.   HZO

Markel Corporation   MKL

MARKET INDEX TARGET TERM SECURITIES (MITTS) LINKED TO THE DOW JONES INDUSTRIAL AVERAGE   SHN

Market Index Target Term Securities (MITTS) Linked to the S&P 500 Index   MPE

Market Index Target Term Securities (MITTS) Linked to the S&P 500 Index due 02/28/2014   MGJ

Market Index Target Term Securities (MITTS) Linked to the S&P 500 Index Matures 03/28/2014   SCT

Market Index Target Term Securities Linked to the Dow Jones Industrial Average   SDA

Market Neutral Global Equity ETN Linked to the HS Market Neutral Index Powered by HOLT due Sept   CSMN

Market Vector Junior Gold Miners ETF   GDXJ

Market Vectors - Gulf States ETF   MES

Market Vectors- Africa Index ETF   AFK

Market Vectors Agribusiness ETF   MOO

Market Vectors Bank and Brokerage ETF   RKH

Market Vectors BDC Income ETF   BIZD

Market Vectors Biotech ETF   BBH

Market Vectors Brazil Small-Cap ETF   BRF

Market Vectors CEF Municipal Income ETF   XMPT

Market Vectors China A-Shares ETF   PEK

Market Vectors Colombia ETF   COLX

Market Vectors Double Long Euro ETN   URR

Market Vectors Double Short Euro ETN   DRR

Market Vectors Egypt Index ETF   EGPT

Market Vectors Emerging Markets High Yield Bond ETF   HYEM

Market Vectors Emerging Markets Local Currency Bond ETF   EMLC

Market Vectors Environmental Services Index Fund   EVX

Market Vectors Fallen Angel High Yield Bond ETF   ANGL

Market Vectors Gaming ETF   BJK

Market Vectors Germany Small-Cap ETF   GERJ

Market Vectors Global Alternative Energy ETF   GEX

Market Vectors Gold Miners ETF   GDX

Market Vectors High Yield Municipal Index ETF   HYD

Market Vectors India Small-Cap Index ETF   SCIF

MARKET VECTORS INDONESIA INDEX ETF   IDX

Market Vectors- Intermediate Municipal Index ETF   ITM

Market Vectors International High Yield Bond ETF   IHY

Market Vectors Investment Grade Floating Rate ETF   FLTR

Market Vectors Israel ETF   ISRA

Market Vectors LatAm Aggregate Bond ETF   BONO

Market Vectors Latin America Small-Cap Index ETF   LATM

Market Vectors- Long Municipal Index ETF   MLN

Market Vectors Mortgage REIT Income ETF   MORT

Market Vectors Oil Services ETF   OIH

Market Vectors Pharmaceutical ETF   PPH

Market Vectors Poland ETF   PLND

Market Vectors Preferred Securities ex Financials ETF   PFXF

Market Vectors Pre-Refunded Muni Idx ETF   PRB

Market Vectors Rare Earth/Strategic Metals ETF   REMX

Market Vectors Renminbi Bond ETF   CHLC

Market Vectors Retail ETF   RTH

Market Vectors Russia ETF   RSX

Market Vectors Russia Small-Cap ETF   RSXJ

Market Vectors- RVE Hard Assests Producer ETF   HAP

Market Vectors Semiconductor ETF   SMH

Market Vectors- Short Municipal Index ETF   SMB

Market Vectors Steel Index Fund   SLX

Market Vectors Treasury-Hedged High Yield Bond ETF   THHY

Market Vectors Unconventional Oil & Gas ETF   FRAK

Market Vectors Uranium + Nuclear Energy ETF   NLR

Market Vectors Vietnam ETF   VNM

Market Vectors Wide Moat ETF   MOAT

Market Vectors-Coal ETF   KOL

Market Vectors-Renminbi   CNY

Market Vectors-Rupee   INR

Market Vectors-Solar Energy ETF   KWT

MarketAxess Holdings Inc.   MKTX

MARKETO INC   MKTO

MarkWest Energy Partners, LP   MWE

Marlin Business Services Corp   MRLN

Marlin Midstream Partners, LP Common Units representing Limited Partner Interests   FISH

Marriott Intl Inc. (NEW)   MAR

MARRIOTT VACATIONS WORLDWIDE CORPORATION   VAC

Marrone Bio Innovations, Inc.   MBII

Marsh & McLennan Cos   MMC

Marten Transport Ltd   MRTN

Martha Stewart Living   MSO

Martin Marietta Materials   MLM

Martin Midstream Partners LP   MMLP

Marvell Technology Group Ltd   MRVL

Masco Corporation   MAS

Masimo Corporation   MASI

Mast Therapeutics, Inc.   MSTX

MasTec, Inc.   MTZ

Mastech Holdings, Inc.   MHH

Mastercard Incorporated   MA

MATADOR RESOURCES COMPANY   MTDR

Material Sciences Corp.   MASC

MATERIALS SELECT SECTOR FD   XLB

Materion Corporation   MTRN

Matrix Service Co   MTRX

Matsons, Inc.   MATX

Mattel, Inc.   MAT

Mattersight Corp.   MATR

Matthews International Corp   MATW

Mattress Firm Holding Corp.   MFRM

Mattson Technology Inc   MTSN

Maui Land & Pineapple Co.   MLP

MAXCOM TELECOMUNICACIONES,S.A.B. DE C.V.   MXT

Maxim Integrated Products   MXIM

MAXIMUS, Inc.    MMS

MAXIS Nikkei 225 Index Fund   NKY

MAXLINEAR, INC.   MXL

Maxwell Technologies Inc   MXWL

Maxygen   MAXY

Mayflower Bancorp, Inc.   MFLR

Mays (J.W.) Inc   MAYS

MAZOR ROBOTICS LTD   MZOR

MB Financial Corp   MBFI

MBIA Inc.   MBI

MBT Financial Corporation   MBTF

McClatchy Company   MNI

McCormick & Company, Incorporated Non-VTG CS   MKC

McCormick & Company, Incorporated Voting CS   MKC-V

McDermott International   MDR

McDonalds Corporation   MCD

MCEWEN MINING, INC.   MUX

MCG Capital Corp   MCGC

Mcgrath Rentcorp   MGRC

McGraw Hill Financial, Inc.   MHFI

McKesson Corporation   MCK

MD PREM INC MUNI FD   NMY

MDC Partners Inc. Class A (new)   MDCA

MDU Resources Group, Inc.   MDU

Mead Johnson Nutrition Company   MJN

Meade Instruments Corp.   MEAD

Meadowbrook Insurance   MIG

Meadwestvaco Corp   MWV

Measurement Specialties   MEAS

Mechel OAO   MTL

Mechel OAO   MTL-P

Mecox Lane Limited   MCOX

Medallion Financial Corp   TAXI

MedAssets, Inc.   MDAS

Medgenics, Inc.   MDGN

Medgenics, Inc.   MDGN+W

Media General, Inc.    MEG

Mediabistro Inc.   MBIS

Medical Action Industries Inc   MDCI

Medical Properties Trust, Inc.   MPW

Medicines Co   MDCO

Medicinova, Inc.   MNOV

Medidata Solutions, Inc.   MDSO

Medifast, Inc.   MED

Medivation, Inc.   MDVN

MEDLEY CAPITAL CORPORATION   MCC

MEDLEY CAPITAL CORPORATION   MCQ

MEDLEY CAPITAL CORPORATION 6.125% SENIOR NOTES DUE 2023   MCV

Mednax, Inc (Holding Company)   MD

Medtronic, Inc.   MDT

MedWorth Acquisition Corp.   MWRX

MeetMe, Inc.   MEET

MEI Pharma, Inc.   MEIP

Meidell Tactical Advantage ETF   MATH

MELA SCIENCES INC.   MELA

Melco Crown Entertainment Limited   MPEL

Mellanox Technologies, Ltd.   MLNX

Memorial Production Partners LP Common Units   MEMP

MEMSIC, Inc.   MEMS

Mens Wearhouse, Inc.   MW

Mentor Graphics Corp   MENT

MER Telemanagement Solutions   MTSL

Mercado Libre, Inc   MELI

Mercantile Bank Corp   MBWM

Mercer International Inc   MERC

Merchants Bancshares Inc   MBVT

Merck & Co., Inc. (NEW)   MRK

Mercury General Corp.   MCY

Mercury Systems Inc.   MRCY

Meredith Corporation   MDP

Merge Healthcare Inc   MRGE

Meridian Bioscience Inc   VIVO

Meridian Interstate Bancorp, Inc.   EBSB

Merit Medical Systems Inc   MMSI

Meritage Homes Corporation   MTH

MERITOR, Inc.   MTOR

Merrill Lymch Depositor PPLUS Cl A 6.25% Tr Cert. Ser GSC-1   PYK

Merrill Lynch 6.0518% Index Plus Trust Certificates Series 2003-1   IPB

MERRILL LYNCH CAPITAL TRUST I   MER-K

Merrill Lynch Capital Trust II 6.45% Trust Preferred Securities   MER-M

Merrill Lynch Capital Trust III   MER-P

Merrill Lynch Depositor Inc   PYS

Merrill Lynch Depositor Inc   PYY

Merrill Lynch Depositor Inc   PZB

Merrill Lynch Depositor Inc. PPLUS 7.00% Trust Certs, Sprint Capital Corp.   PYG

Merrill Lynch Depositor PPLUS Floating Rate Call TR Cert. Ser GSC-2(Goldman Sachs)   PYT

Merrill Lynch Depositor, Inc PPLUS CL A 5.75% Trust Certs Series GSG-2   PYB

Merrill Lynch Depositor, Inc. 7.55% /Trust Certificate   PJS

Merrimack Pharmaceuticals, Inc.   MACK

Meru Networks, Inc.   MERU

Merus Labs International Inc.   MSLI

Mesa Laboratories Inc   MLAB

Mesa Royalty Trust    MTR

Mesabi Trust   MSB

Meta Financial Group, Inc.   CASH

Metabolix, Inc.   MBLX

Metalico, Inc.   MEA

Methanex Corp   MEOH

Methes Energies International Ltd   MEIL

Methes Energies International Ltd Class A Warrants   MEILW

Methes Energies International Ltd Class B Warrants   MEILZ

Methode Electronics   MEI

MetLife, Inc.   MET

Metlife, Inc.   MLU

Metlife, Inc. 5.875% Sr. Notes, Nov. 21, 2033   MLG

MetLife, Inc. 6.50% Non Cuml Pfd Stk Series B   MET-B

Metlife, Inc. Floating Rate Non Cuml Series A   MET-A

Met-Pro Corporation    MPR

Metro Bancorp, Inc.   METR

MetroCorp Bancshares Inc   MCBI

Mettler-Toledo Intl   MTD

MEXCO ENERGY CORP   MXC

MEXICO FUND   MXF

MFA FINANCIAL INC   MFA-B

MFA Financial, Inc   MFA

MFA FINANCIAL, INC. 8.00% SR NTS DUE 2042   MFO

MFC Industrial Ltd.   MIL

Mfri Inc   MFRI

MFS California Municipal Fund   CCA

MFS CHARTER INCOME TR   MCR

MFS GVT MKTS INCOME TR   MGF

MFS High Income Municipal Trust   CXE

MFS High Yield Municipal Trust   CMU

MFS INTERM INCOME SBI   MIN

MFS Intermarket Income Trust I   CMK

MFS Intermediate High Income Fund   CIF

MFS Investment Grade Municipal Trust   CXH

MFS MULTIMKT INCOME   MMT

MFS MUNICIPAL INC TR   MFM

MFS SPECIAL VALUE TRUST   MFV

MGC Diagnostics Corporation   MGCD

MGE Energy Inc   MGEE

MGIC Investment Corp.   MTG

MGM RESORTS INTERNATIONAL   MGM

MGP Ingredients Inc   MGPI

MGT Capital Investments, Inc.   MGT

Michael Baker Corporation   BKR

MICHAEL KORS HOLDINGS LIMITED   KORS

Micrel Inc   MCRL

Microchip Technology Inc   MCHP

MicroFinancial Inc.   MFI

Micron Technology, Inc.   MU

MICRONET ENERTEC TECHNOLOGIES INC.   MICT

MICRONET ENERTEC TECHNOLOGIES INC. WARRANT   MICTW

Micros Systems Inc   MCRS

Microsemi Corp   MSCC

Microsoft Corp   MSFT

MicroStrategy Inc   MSTR

Microvision Inc   MVIS

Mid Penn Bancorp, Inc.   MPB

Mid-America Apartment   MAA

MID-CON ENERGY PARTNERS, LP   MCEP

Middleburg Financial Corp   MBRG

Middleby Corp   MIDD

Middlesex Water Co   MSEX

Midsouth Bancorp, Inc.   MSL

MIDSTATES PETROLEUM COMPANY, INC.   MPO

Midway Gold Corp   MDW

MidWestOne Financial Group   MOFG

MILLENNIAL MEDIA, INC.   MM

MILLER ENERGY RESOURCES, INC.   MILL

MILLER ENERGY RESOURCES, INC. 10.75% Series C Cumulative, Redeemable Preferred Stock $0.0001par   MILL-C

Miller Industries, Inc.   MLR

MIMEDX GROUP INC   MDXG

Minco Gold Corporation   MGH

Mind CTI Ltd   MNDO

Mindray Medical International Limited American Depositary Shares (One Class A ordinary share, H   MR

Mindspeed Technologies Inc.   MSPD

Mine Safety Appliances   MSA

Minerals Technologies Inc   MTX

Mines Management, Inc.   MGN

Mirati Therapeutics, Inc. Common Stock   MRTX

Misonix Inc   MSON

Mississippi Power Co. 5.25% Ser. D Cum. Prfrd. Stock   MP-D

Mistras Group Inc.   MG

Mitcham Industries Inc   MIND

Mitek Systems, Inc.   MITK

Mitel Networks Corporation   MITL

Mitsubishi UFJ Financial group, Inc.   MTU

MITTS linked to Dow Jones Industrial Average   MMF

MITTS LINKED to S&P 500   SMU

MITTS Linked to the Dow Jones Industrial Average   MSC

MITTS linked to the Dow Jones Industrial Average due April 24, 2015   MHW

MITTS Linked to the Dow Jones Industrial Average due June 26, 2015   DFF

MITTS Linked to the S&P 500 Index due 09/27/2013   MLA

Mizuho Financial Group, Inc.   MFG

MKS Instruments Inc   MKSI

ML PREFCPTRIV7.12%TOPRS   MER-E

ML CAP TR V 7.28%TOPRS   MER-F

ML Depositor PreferredPlus 7.625% Verizon Global Cert. VER-1    PJL

ML Depositor PreferredPlus 7.75% Qwest Commun Cert. QWS-1    PKH

ML Depositor PreferredPlus 8.00% Qwest Capital Cert. QWS-2    PJA

ML Depositor PreferredPlus 8.375% Citizens Commun Cert. CZN-1    PIY

ML PREFCPTRIII 7%TOPRS   MER-D

MN MUNI INC PORTFOLIO   MXA

Mobile Mini Inc   MINI

Mobile Telesystems OJSC   MBT

Mocon Inc   MOCO

MODEL N, INC.   MODN

Modine Manufacturing Co   MOD

MOD-PAC Corp   MPAC

ModusLink Global Solutions, Inc.   MLNK

Mohawk Industries, Inc.   MHK

Molex Inc   MOLX

Molex Inc Class A   MOLXA

Molina Healthcare, Inc.   MOH

Molson Coors Brewing Company Class A   TAP-A

Molson Coors Brewing Company Class B   TAP

MOLYCORP, INC.   MCP

MolyCorp, Inc.   MCP-A

Momenta Phamaceuticals, Inc.   MNTA

Monarch Casino & Resort Inc   MCRI

Monarch Financial Holdings, Inc.   MNRK

Mondelez International, Inc. Class A   MDLZ

MoneyGram International, Inc. New   MGI

Monmouth Real Estate Investment Corp   MNR

MONMOUTH REAL ESTATE INVESTMENT CORPORATION   MNR-B

Monmouth Real Estate Invetment Corporation 7.625% Series A Cumulative Redeemable Preferred Stoc   MNR-A

Monolithic Power Systems, Inc.   MPWR

Monotype Imaging Holdings Inc.   TYPE

Monro Muffler Inc   MNRO

Monroe Capital Corporation   MRCC

Monsanto Company   MON

MONSTER BEVERAGE CORPORATION   MNST

Monster Worldwide Inc   MWW

MONTGOMERY ST INC SEC   MTS

MONTPELIER RE HOLDINGS LTD 8.875% SER A   MRH-A

Montpelier Re Holdings Ltd.   MRH

Moodys Corporation   MCO

MOOG INC CL B   MOG-B

Moog Inc.   MOG-A

Morg St.D.W. Income Sec   ICB

MORGAN STAN ASIA-PAC FD INC   APF

Morgan Stanley   MS

Morgan Stanley Capital Trust III 6 1/4% Capital Securities   MWR

Morgan Stanley Capital Trust IV   MWG

Morgan Stanley Capital Trust V 5.75% Capital Securities   MWO

Morgan Stanley Capital Trust VI 6.60% Capital Securities   MSJ

MORGAN STANLEY CAPITAL TRUST VII   MSZ

Morgan Stanley Capital Trust VIII 6.45% Capital Securities   MSK

MORGAN STANLEY CHINA A SHARE FUND, INC   CAF

Morgan Stanley Cushing MLP High Income Index ETN   MLPY

Morgan Stanley Eastern Europe Fund, Inc.   RNE

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.   EDD

Morgan Stanley Floating Rate non-cumulative Preferred Series A   MS-A

Morgan Stanley S&P 500 Crude Oil Linked ETNs due July 1, 2031   BARL

Morgans Hotel Group Co.   MHGC

Morningstar, Inc.   MORN

MoSys, Inc.   MOSY

Motorcar Parts of America, Inc.   MPAA

Motorola Solutions, Inc. New   MSI

MOUNTAIN PROV DIAMONDS INC   MDM

Movado Group, Inc.    MOV

Move, Inc.   MOVE

MPG Office Trust, Inc   MPG

MPG Office Trust, Inc. 7.625% Ser A Cumul Rdmble Pfd Stock   MPG-A

MPLX LP   MPLX

MRC GLOBAL INC.   MRC

Mrrll Lnch Dpstr, Inc. PPLUS Class A 6% Trst Certs, Series GSC-3   PYC

Mrrll Lnch Dpstr, Inc. PPLUS Fltng Rt Trst Cert. Series JPM-1   PYV

MS DW INDIA INVSMT FD   IIF

MS EMERG MKTS DEBT FD   MSD

MS EMERG MKTS FD   MSF

MS Structured Asset Corp   HJR

MS Structured Asset Corp 6.00% Goldman Sachs Capital I SATURNS   HJJ

MS Structured Asset SATURNS 2005-01, 6.125% Goldman Sachs Capital I   HJN

MSB Financial Corp.   MSBF

MSC Industrial Direct Co.   MSM

MSCI, Inc.   MSCI

MTR Gaming Group Inc   MNTG

MTS Systems Corp   MTSC

Mueller Industries, Inc.   MLI

Mueller Water Products, Inc.   MWA

Multiband Corporation   MBND

Multi-Color Corp   LABL

Multi-Fineline Electronix, Inc.   MFLX

Multimedia Games Holding Company, Inc.   MGAM

Murphy Oil Corp.   MUR

MutualFirst Financial Inc   MFSF

MV Oil Trust   MVO

MVC Capital, Inc.   MVC

MVC CAPITAL, INC. 7.25% Senior Notes due 2023   MVCB

MWI Veterinary Supply, Inc.   MWIV

Myers Industries, Inc.   MYE

Mylan Inc.   MYL

MYR Group, Inc.   MYRG

Myriad Genetics Inc   MYGN

Nabors Industries Ltd.   NBR

NACCO Industries, Inc.   NC

Nam Tai Electronics, Inc   NTE

Nanometrics Inc   NANO

Nanosphere, Inc   NSPH

NanoString Technologies, Inc.   NSTG

Napco Security Technologies, Inc   NSSC

NASB Financial Inc   NASB

NASDAQ OMX Group, Inc. (The)   NDAQ

NASDAQ Prmium Income and Growth Fund, Inc.   QQQX

Nash-Finch Company   NAFC

Nashville Area ETF   NASH

Nathan's Famous Inc   NATH

National American University Holdings, Inc.   NAUH

NATIONAL BANK HOLDINGS CORP.   NBHC

National Bank of Greece S.A. (New)   NBG

National Bank of Greece, S.A.   NBG-A

National Bankshares Inc/VA   NKSH

National Beverage Corp.   FIZZ

National CineMedia, Inc.   NCMI

National Fuel Gas Co.   NFG

National Grid PLC   NGG

National Health Investors   NHI

National Healthcare Corp.   NHC

National Healthcare Corp.   NHC-A

National Instruments Corp   NATI

National Interstate Corporation   NATL

National Oilwell Varco, Inc.   NOV

National Penn Bancshares Inc   NPBC

National Presto Indust.   NPK

NATIONAL RESEARCH CORP CL A   NRCIA

National Research Corp Class B   NRCIB

National Retail Properties, Inc.   NNN

National Retail Properties, Inc.   NNN-D

NATIONAL RETAIL PROPERTIES, INC. 5.70% SER E   NNN-E

National Security Group Inc   NSEC

National Technical SYS Inc   NTSC

National Western Life INS   NWLI

NATIONSTAR MORTGAGE HOLDNGS INC.   NSM

NATL WESTMINSTER PREFCADS   NW-C

Natural Alternatives Internati   NAII

Natural Gas Futures Contango ETN due June 14, 2041   GASZ

Natural Gas Services Group, Inc.   NGS

NATURAL GROCERS BY VITAMIN COTTAGE, INC   NGVC

Natural Resource Partners L.P.   NRP

Nature's Sunshine Products Inc.   NATR

Natus Medical Inc   BABY

Natuzzi, S.p.A   NTZ

Naugatuck Valley Financial Corporation New   NVSL

Nautilus, Inc.   NLS

Navarre Corp   NAVR

NAVASTAR INTL CV JR D PREF   NAV-D

NAVIDEA BIOPHARMACEUTICALS, INC.   NAVB

Navigant Consulting, Inc.   NCI

Navigators Group Inc   NAVG

Navios Maritime Acquisition Corporation   NNA

Navios Maritime Holdings Inc.(Marshall Islands)   NM

Navios Maritime Partners L.P.   NMM

Navistar International   NAV

NB&T Financial Group, Inc.   NBTF

NBT Bancorp Inc   NBTB

NCI Building Systems, Inc   NCS

NCI, Inc.   NCIT

NCR Corporation   NCR

Neenah Paper, Inc.   NP

Nektar Therapeutics   NKTR

Nelnet, Inc. Class A   NNI

Neogen Corp   NEOG

NEOGENOMICS INC   NEO

Neonode Inc. Common Stock   NEON

NEOPHOTONICS CORP   NPTN

NeoStem,Inc   NBS

Neptune Technologies & Bioresources Inc.   NEPT

Net 1 UEPS Technologies, Inc.   UEPS

Net Element International, Inc.   NETE

NET Servicos de Comunicacao SA   NETC

NetApp, Inc   NTAP

NetEase, inc.   NTES

NetFlix Inc   NFLX

NETGEAR, Inc.   NTGR

Netlist, Inc.   NLST

Netscout Systems Inc   NTCT

NetSol Technologies, Inc.   NTWK

NETSUITE INC.   N

Neuberger Berman CA Intermediate Muni Fund, Inc.   NBW

Neuberger Berman High Yield Strategies Fund   NHS

NEUBERGER BERMAN INTMDT FD CLOSED END    NBH

Neuberger Berman MLP Income Fund Inc.   NML

Neuberger Berman NY Intermediate Muni Fund, Inc.   NBO

Neuberger Berman Real Estate Sec. Income Fund Inc.   NRO

Neuralstem, Inc.   CUR

Neurocrine Biosciences Inc   NBIX

NeuroMetrix, Inc.   NURO

Neustar, Inc. Class A   NSR

Nevada Gold & Casinos, Inc.   UWN

Nevsun Resources Ltd.   NSU

NEW AMER HI INCOME FUND, INC (NEW)   HYB

New Century Bancorp, Inc.   NCBC

New Concept Energy   GBR

New England Realty Associates Limited Partnership   NEN

New Field Exploration Co.   NFX

NEW GERMANY FUND Inc   GF

New Gold Inc.   NGD

New Hampshire Thrift Bancshare   NHTB

NEW IRELAND FUND INC   IRL

New Jersey Resources Corp   NJR

NEW MOUNTAIN FINANCE CORPORATION   NMFC

New Oriental Education and Technology Group, Inc.   EDU

NEW RESIDENTIAL INVESTMENT CORP   NRZ

NEW SOURCE ENERGY PARTNERS L.P.   NSLP

New York & Company, Inc.   NWY

New York Community Bancorp, Inc.   NYCB

New York Community Capital Trust V (BONUSES)   NYCB-U

New York Mortgage Trust, Inc.   NYMT

New York Mortgage Trust, Inc. 7.75% Series B Cumulative Redeemable Preferred Stock   NYMTP

New York Times Co.   NYT

NewBridge Bancorp Class A Common Stock   NBBC

Newcastle Investment Corp 8.375% Series D Cumulative Redeemable Pfd. Stock $.01 par value   NCT-D

Newcastle Investment Corp. 8.05% Cum. Rdmbl. Prfrd. Stock   NCT-C

Newcastle Investment Corporation   NCT

Newcastle Investment Corporation 9.75% Series B Cumulative   NCT-B

Newell Rubbermaid Inc.   NWL

NEWLEAD HOLDINGS LTD   NEWL

NewLink Genetics Corporation   NLNK

NewMarket Corporation   NEU

Newmont Mining Corp.   NEM

Newpark Resources, Inc.   NR

Newport Bancorp, Inc.   NFSB

Newport Corp   NEWP

News Corporation Class A Common Stock   NWSA

News Corporation Class B Common Stock   NWS

NewStar Financial, Inc.   NEWS

Newtek Business Services, Inc.   NEWT

NexPoint Credit Strategies Fund   NHF

Nexstar Broadcasting Group, Inc.Class A   NXST

NEXTERA ENERGY CAPITAL HOLDINGS, INC.   NEE-H

NEXTERA ENERGY CAPITAL HOLDINGS, INC.   NEE-J

NextEra Energy Capital Holdings, Inc. 8.75% SERIES F DUE 03/01/2069   NEE-F

NEXTERA ENERGY CAPITAL HOLDINGS, INC. SERIES G JUNIOR SUBORDINATED DEBENTURES DUE MARCH 1, 2072   NEE-G

NEXTERA ENERGY CAPITAL HOLDINGS, INC. Series I Junior Subordinated Debentures due November 15,    NEE-I

NEXTERA ENERGY, INC.   NEE-O

Nextra Energy, Inc.   NEE

NF Energy Saving Corporation OF AMERICA   NFEC

NGL ENERGY PARTNERS LP   NGL

NGP Capital Resources Company   NGPC

Niagara Mohawk Holdings, Inc. 3.60% Ser B Pfd   NMK-B

Niagara Mohawk Holdings, Inc. 3.90% Ser C Pfd   NMK-C

NIC Inc   EGOV

Nice Systems Ltd   NICE

Nicholas Financial Inc   NICK

NIDEC CORP ADR    NJ

Nielsen Holdings N.V.   NLSN

NII Holdings Inc.   NIHD

Nike, Inc.   NKE

Ninetowns Internet Technology Group Company Limited   NINE

Nippon Telegraph & Telep.   NTT

Niska Gas Storage Partners LLC   NKA

NiSource Inc.   NI

NL Industries, Inc.   NL

NN Inc   NNBR

Noah Education Holdings Ltd   NED

Noah Holdings Limited   NOAH

Noble Corporation (Switzerland) (New)   NE

Noble Energy, Inc.   NBL

Nokia Corporation   NOK

Nomura Holdings, Inc   NMR

Noodles & Company Class A   NDLS

Noranda Aluminum Holdings Corporation   NOR

Nordic American Tanker   NAT

Nordion Inc.   NDZ

Nordson Corp   NDSN

Nordstrom, Inc.   JWN

Norfolk Southern Corp.   NSC

Nortech Systems Inc   NSYS

NORTEK INC COM NEW (DE)   NTK

Nortel Inversora S.A.   NTL

North American Energy Partners, Inc.   NOA

North American Palladium Ltd.   PAL

North European Oil Rylty   NRT

North Valley Bancorp   NOVB

Northeast Bancorp   NBN

Northeast Community Bancorp, Inc.   NECB

Northeast Utilities    NU

Northern Dynasty Minerals, Ltd.   NAK

Northern Oil and Gas, Inc. Common Stock   NOG

Northern Technologies International Corp.   NTIC

NORTHERN TIER ENERGY LP   NTI

Northern Trust Corp   NTRS

Northfield Bancorp, Inc.   NFBK

Northrim BanCorp Inc   NRIM

Northrop Grumman Corp.   NOC

NorthStar Realty Finance Corp.   NRF

Northstar Realty Finance Corp.   NRF-B

NORTHSTAR REALTY FINANCE CORP. 8.500% Series D Cumulative Redeemable Preferred Stock, liquidati   NRF-D

NORTHSTAR REALTY FINANCE CORP. 8.875% Series C Cumulative Redeemable Preferred Stock   NRF-C

Northstar Realty Finance Corporation   NRF-A

Northwest Bancshares, Inc   NWBI

Northwest Biotherapeutics, Inc.   NWBOW

Northwest Biotherapeutics, Inc. Common stock   NWBO

Northwest Natural Gas   NWN

Northwest Pipe Co   NWPX

NorthWestern Corporation   NWE

Norwegian Cruise Line Holdings Ltd. Ordinary Shares   NCLH

Norwood Financial Corp   NWFL

Nova Measuring Instruments Ltd   NVMI

NovaBay Pharmaceuticals, Inc.   NBY

NOVACOPPER, INC.   NCQ

Novadaq Technologies Inc.   NVDQ

NovaGold Resources Inc.   NG

Novartis AG   NVS

Novatel Wireless Inc   NVTL

Novavax Inc   NVAX

Novogen Ltd.   NVGN

Novo-Nordisk A/S   NVO

NPS Pharmaceuticals Inc   NPSP

NQ MOBILE INC.   NQ

NRG Energy, Inc.   NRG

NRG Yield, Inc.   NYLD

NTELOS Holdings Corp. New   NTLS

NTN Buzztime, Inc   NTN

NTS Realty Holdings Limited Partnership   NLP

NTS, Inc.   NTS

NTT DOCOMO, Inc.   DCM

Nuance Communications, Inc.   NUAN

Nucor Corporation   NUE

Numerex Corp   NMRX

NuPathe Inc.   PATH

NuSkin Enterprises, Inc.   NUS

Nustar Eneergy L.P.   NS

Nustar GP Holdings, LLC   NSH

NUSTAR LOGISTICS, L.P. 7.625% Fixed-to-Floating Rate Subordinated Notes due 2043   NSS

Nutraceutical International Co   NUTR

NutriSystem, Inc.   NTRI

NuVasive, Inc.   NUVA

NUVEEN DIV ADV MUNI FD II   NXZ

NUVEEN A DIV ADV MUNI FD II   NVX

Nuveen AMT-Free Municipal Income Fund   NEA

Nuveen AMT-Free Municipal Income Fund   NEA-C

Nuveen AMT-Free Municipal Value Fund   NUW

Nuveen Arizona Premium Income Municipal Fund   NAZ-C

NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND MuniFund Term Preferred Shares of Beneficial Inter   NAZ-D

NUVEEN AZ PREM INC MUNI FD   NAZ

Nuveen Build America Bond Fund   NBB

NUVEEN BUILD AMERICA BOND OPPORTUNITY FUND   NBD

NUVEEN CA DIV ADVTG MUNI FD   NAC

NUVEEN CA INV QUAL MUNI   NQC

NUVEEN CA MUNI MKT OPPT   NCO

NUVEEN CA PERF PLUS MUNI   NCP

NUVEEN CA PREM INC MUNI   NCU

NUVEEN CA QUAL INCOME MUNI   NUC

NUVEEN CA SEL TAX-FREE INC   NXC

NUVEEN CA SELECT QUAL MUNI   NVC

Nuveen California AMT-Free Municipal Income Fund   NKX

NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2   NVX-A

Nuveen California Dividend Advantage Municipal Fund 2   NVX-C

NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3   NZH-B

NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 MuniFund Term Preferred Shares of Benefi   NZH-A

NUVEEN CALIFORNIA MUNICIPAL VALUE FUND 2   NCB

Nuveen California Municipal Value Fund, Inc.   NCA

NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL MUNIFUND TERM PFD   NCU-C

NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND   NTC-C

NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND   NTC-D

NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND   NTC-E

NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND   NTC-F

NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND   NTC-G

Nuveen Core Equity Alpha Fund   JCE

Nuveen Credit Strategies Income Fund   JQC

NUVEEN CT PREM INC MUNI   NTC

NUVEEN DIV ADV MUNI FD 3   NZF

NUVEEN DIV ADV MUNI FD 3   NZH

NUVEEN DIV ADVTG MUNI FD   NAD

NUVEEN DIVERSIFIED COMMODITY FUND   CFD

Nuveen Diversified Currency Opportunities Fund   JGT

Nuveen Diversified Dividend and Income Fund   JDD

Nuveen Dividend Advantage Municipal Fund   NAD-C

NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3   NZF-C

Nuveen Dividend Advantage Municipal Income Fund   NVG

Nuveen Dividend Advantage Municipal Income Fund   NVG-C

NUVEEN ELECT TAX-FREE INC 2   NXQ

NUVEEN ELECT TAX-FREE INC 3   NXR

NUVEEN ENERGY MLP TOTAL RETURN FUND   JMF

NUVEEN ENHANCED MUNICIPAL VALUE FUND   NEV

Nuveen Equity Premium Advantage Fund   JLA

Nuveen Equity Premium and Growth Fund   JPG

Nuveen Equity Premium Income Fund   JPZ

Nuveen Equity Premium Opportunity Fund   JSN

NUVEEN FLEXIBLE INVESTMENT INCOME FUND   JPW

Nuveen Floating Rate Income Fund   JFR

Nuveen Fltng Rt Incm Opprtnty Fnd   JRO

NUVEEN GA DIV ADV MUN   NKG

Nuveen Georgia Dividend Advantage Municipal Fund 2   NKG-C

NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2   NKG-D

Nuveen Georgia Dividend Advantage Municipal Fund 2   NKG-E

Nuveen Global Income Opportunities Fund   JGG

Nuveen Global Value Opportunity Fund   JGV

NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND   NID

NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND   NIQ

NUVEEN INV QUALITY MUNI   NQM

Nuveen Long/Short Commodity Total Return Fund   CTF

NUVEEN MA DIV ADVANT MUNI FD   NMB

Nuveen Maryland Premium Income Municipal Fund   NMY-C

NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND   NMY-D

NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND   NMY-E

NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND   NMY-F

NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND   NMY-G

NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND   NMY-H

NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND   NPV-D

Nuveen Massachusetts AMT-Free Municipal Income Fund   NGX

Nuveen Massachusetts AMT-Free Municipal Income Fund   NGX-C

NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND   NMB-C

NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND   NMT-C

Nuveen Massachusetts Premium Income Municipal Fund   NMT-D

NUVEEN MI QUAL INCOME MUNI   NUM

NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND   NUM-C

NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND   NOM-C

NUVEEN MO PREM INC MUNI   NOM

Nuveen Mortage Opportunity Term Fund 2   JMT

Nuveen Motgage Opportunity Term Fund   JLS

NUVEEN MUNI ADVANTAGE FD   NMA

Nuveen Muni High Inc Opp Fund   NMZ

NUVEEN MUNI MKT OPPT   NMO

NUVEEN MUNI VALUE FD   NUV

Nuveen Municipal Income   NMI

Nuveen Municipal Opportunity Fund, Inc.   NIO

NUVEEN NC PREM INC MUNI   NNC

NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND   NXJ-A

Nuveen New Jersey Dividend Advantage Municipal Fund 2   NUJ-C

NUVEEN NEW JERSEY MUNICIPAL VALUE FUND   NJV

Nuveen New York AMT-Free Municipal Income Fund   NRK

Nuveen New York AMT-Free Municipal Income Fund   NRK-C

NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND   NAN-D

NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2   NXK-C

NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 3 MuniFund Term Preferred Shares of Benefici   NZH-C

NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND MUNIFUND TERM PFD SHRS OF BEN INT $10.00 LIQU   NAN-C

NUVEEN NEW YORK MUNICIPAL VALUE FUND 2   NYV

NUVEEN NJ DIV ADV MUNI FD   NXJ

Nuveen NJ DIV FD II   NUJ

NUVEEN NJ INV QUAL MUNI   NQJ

NUVEEN NJ PREM INC MUNI   NNJ

NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND   NNC-C

NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND   NNC-D

NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND   NNC-E

NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND   NNC-F

NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND   NNC-G

NUVEEN NY DIV ADVTG MUNI FD   NAN

Nuveen NY Municipal Value   NNY

NUVEEN NY PERFORM PLUS MUNI   NNP

NUVEEN NY SEL TAX-FREE INC   NXN

NUVEEN OH QUAL INCOME MUNI   NUO

Nuveen Ohio Quality Income Municipal Fund   NUO-A

Nuveen Ohio Quality Income Municipal Fund   NUO-D

NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND MuniFund Term Preferred Shares of Beneficial Interest   NUO-C

NUVEEN PA DIV ADV MUNI FD   NXM

NUVEEN PA INV QUAL MUNI   NQP

NUVEEN PA PREM INC MUNI 2   NPY

Nuveen PENN DVD FD   NVY

Nuveen Pennsylvania Dividend Advantage Municipal Fund   NXM-C

Nuveen Pennsylvania Dividend Advantage Municipal Fund 2   NVY-C

NUVEEN PENNSYLVANIA MUNICIPAL VALUE FUND   NPN

NUVEEN PERFORM PLUS MUNI   NPP

NUVEEN PREFERRED AND INCOME TERM FUND   JPI

Nuveen Preferred Income Opportunities Fund   JPC

NUVEEN PREM INCOME MUNI   NPI

NUVEEN PREM INCOME MUNI 2   NPM

NUVEEN PREM INCOME MUNI 4   NPT

NUVEEN PREM MUNI INCOME   NPF

NUVEEN QUAL INCOME MUNI FD   NQU

Nuveen Quality Municipal Fund, Inc   NQI

Nuveen Quality Preferred 2   JPS

Nuveen Quality Preferred Income Fund 3   JHP

NUVEEN QUALITY PREFERRED INCOME FUND SHARES OF BENIFICIAL INTEREST   JTP

NUVEEN REAL ASSET INCOME AND GROWTH FUND   JRI

Nuveen Real Estate Fund   JRS

NUVEEN SELECT MATURITIES MUNI   NIM

NUVEEN SELECT QUAL MUNI   NQS

NUVEEN SELECT TAX-FREE INC   NXP

NUVEEN SENIOR INCM FD   NSL

NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND   JSD

NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND   JTD

Nuveen Tax-Advantaged Total Return Strategy Fund   JTA

NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND   NTX-C

NUVEEN TX QUAL INCOME MUNI   NTX

NUVEEN VA PREM INC MUNI FD   NPV

NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND   NPV-A

NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND   NPV-C

NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND   NPV-E

NUVEEN Y DIV ADV MUNI FD II   NXK

Nuverra Environmental Solutions   NES

NV Energy, Inc   NVE

NV5 Holdings, Inc. Unit   NVEEU

NVE Corp   NVEC

Nvidia Corp   NVDA

NVR, Inc.   NVR

NXP Semiconductors N.V.   NXPI

NxStage Medical Inc.   NXTM

Nymox Pharmaceutical Corp   NYMX

NYSE Euronext   NYX

Oak Valley Bancorp   OVLY

OAKTREE CAPITAL GROUP, LLC   OAK

OASIS PETROLEUM INC.   OAS

OBA Financial Services, Inc.   OBAF

Occidental Petroleum Corporation   OXY

Ocean Bio-Chem Inc   OBCI

Ocean Power Technologies, Inc.   OPTT

Ocean Rig UDW Inc.   ORIG

Ocean Shore Holding Co.   OSHC

Oceaneering International Inc.   OII

OceanFirst Financial Corp   OCFC

Ocera Therapeutics, Inc.   OCRX

Och-Ziff Capital Managment Group LLC   OZM

Oclaro Inc.   OCLR

OCONEE FEDERAL FINANCIAL CORP   OFED

Oculus Innovative Sciences, Inc. New   OCLS

Ocwen Financial Corporation   OCN

OCZ TECHNOLOGY GROUP INC   OCZ

ODYSSEY MARINE EXPLORATION INC   OMEX

Office Depot Inc.   ODP

OfficeMax, Inc.   OMX

OFFICIAL PAYMENTS HOLDINGS, INC.   OPAY

OFG BANCORP   OFG

OFG BANCORP 7.0% SER B   OFG-B

OFG BANCORP 7.125% Non-Cumulative Perpetual Preferred Stock, Series D   OFG-D

OFG BANCORP Ser. A 7.125%   OFG-A

OFS Capital Corporation   OFS

OGE Energy Corp.   OGE

Ohio Valley Banc Corp   OVBC

OHR PHARMACEUTICAL INC   OHRP

OI S.A.   OIBR

Oi S.A.   OIBR-C

Oil Futures Contango ETN due June 14, 2041   OILZ

OIL STATES INTERNATIONAL, INC. 4   OIS

Oil-Dri Corporation of America   ODC

OILTANKING PARTNERS, L.P.   OILT

Old Dominion Freight Line   ODFL

OLD LINE Bancshares, Inc.   OLBK

OLD NATIONAL BANCORP 4   ONB

Old Point Financial Corp   OPOF

Old Republic International Corporation   ORI

Old Second Bancorp Inc   OSBC

Old Second Capital Trust I   OSBCP

Olin Corp.   OLN

Olympic Steel, Inc.   ZEUS

OM Group, Inc.   OMG

Omega Flex, Inc.   OFLX

Omega Healthcare Investors Inc.   OHI

Omega Protein Corporation   OME

Omeros Corporation   OMER

Ominicare Cap Tr II Ser B 4.00% Trust (PIERS) Pfd.   OCR-B

OmniAmerican Bancorp, Inc.   OABC

Omnicare Capital Trust I (PIERS)   OCR-A

Omnicare Inc.   OCR

Omnicell Inc   OMCL

Omnicom Group Inc.   OMC

Omnivision Technologies Inc   OVTI

Omnova Solutions Inc.   OMN

On Assignment Inc   ASGN

ON Semiconductor Corp   ONNN

OncoGenex Pharmaceuticals Inc.   OGXI

Oncolytics Biotech Inc   ONCY

OncoMed Pharmaceuticals, Inc.   OMED

Onconova Therapeutics, Inc.   ONTX

Oncothyreon Inc.   ONTY

One Liberty Properties, Inc.   OLP

Onebeacon Insurance Group, Ltd. Class A   OB

Oneida Financial Corp   ONFC

Oneok Partners, L.P.   OKS

Oneok, Inc.   OKE

Onvia, Inc.   ONVI

Onyx Pharmaceuticals Inc   ONXX

OPEN TABLE, INC.   OPEN

Open Text Corp   OTEX

Opexa Therapeutics, Inc.   OPXA

Opko Health INC.   OPK

Oplink Communications, Inc.   OPLK

Oppenheimer Holdings, Inc.   OPY

Optibase Ltd   OBAS

Optical Cable Corp.   OCC

Optimer Pharmaceuticals, Inc.   OPTR

OptimumBank Holdings, Inc.   OPHC

Oracle Corp   ORCL

ORACLE CORPORATION 2.250% 01/10/21 TRADES IN EUROS   U68308AC6

ORACLE CORPORATION 3.125% 07/10/25 TRADES IN EUROS   U68308AD4

ORAGENICS   OGEN

Oramed Pharmaceuticals Inc.   ORMP

Orange   ORAN

OraSure Technologies Inc   OSUR

ORBCOMM, Inc.   ORBC

Orbit International Corp   ORBT

Orbital Corporation, Ltd.   OBT

Orbital Sciences Corporation   ORB

Orbitz Worldwide, Inc.   OWW

Orbotech Ltd   ORBK

Orchid Island Capital, Inc.   ORC

Orchids Paper Products, Inc.   TIS

O'Reilly Automotive, Inc.   ORLY

Orexigen Therapeutics, Inc.   OREX

ORGANOVO HLDGS INC   ONVO

ORIENT PAPER INC.   ONP

ORIENT-EXPRESS HOTELS LTD. CLASS A COMMON SHARES   OEH

Origin Agritech Limited   SEED

Orion Energy Systems, Inc.   OESX

Orion Marine Group, Inc.   ORN

Oritani Financial Corp. New   ORIT

ORIX Corporation   IX

Ormat Technologies, Inc.   ORA

ORRSTOWN FINL SVCS INC   ORRF

Orthofix International NV   OFIX

Oshkosh Corp.   OSK

OSI Systems Inc   OSIS

Osiris Therapeutics, Inc.   OSIR

Ossen Innovation Co., Ltd.   OSN

Otelco, Inc. Class A   OTEL

OTI On Track Innovations Ltd   OTIV

Otter Tail Corp   OTTR

OUTERWALL INC.   OUTR

OVASCIENCE INC   OVAS

Overhill Farms, Inc.   OFI

Overland Storage Inc   OVRL

Overstock.com Inc   OSTK

Owens & Minor, Inc.   OMI

Owens Corning   OC

Owens Corning Series B Expiring 10/30/2013   OC+B

Owens Illinois Inc.   OI

Owens Realty Mortgage, Inc.   ORM

Oxford Industries, Inc.   OXM

OXFORD LANE CAPITAL CORP   OXLC

OXFORD LANE CAPITAL CORP   OXLCP

Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023   OXLCO

Oxford Resource Partners, LP   OXF

Oxigene Inc   OXGN

OXYGEN BIOTHERAPEUTICS, INC.   OXBT

P&F Industries   PFIN

PAA Natural Gas Storage, L.P.   PNG

Paccar Inc   PCAR

Pacer International Inc   PACR

Pacholder High Yield Fund Inc.   PHF

Pacific Biosciences of California, Inc.   PACB

Pacific Booker Minerals, Inc.   PBM

PACIFIC COAST OIL TRUST   ROYT

Pacific Continental Corp   PCBK

PACIFIC DRILLING S.A.   PACD

Pacific Ethanol, Inc. New   PEIX

Pacific Gas & Electric Company 4.36% Red 1st Pfd   PCG-I

Pacific Gas and Electric Company 4.50% Red. 1st Pfd.   PCG-H

Pacific Gas and Electric Company 4.80% Red. 1st Pfd.   PCG-G

Pacific Gas and Electric Company 5 1/2% 1st Pfd.   PCG-B

Pacific Gas and Electric Company 5% 1st Pfd.   PCG-C

Pacific Gas and Electric Company 5% Red. 1st Pfd.   PCG-D

Pacific Gas and Electric Company 5% Red. 1st Pfd.A   PCG-E

Pacific Gas and Electric Company 6% 1st Pfd.   PCG-A

Pacific Mercantile Bancorp   PMBC

Pacific Premier Bancorp Inc   PPBI

Pacific Sunwear Of California   PSUN

PACIRA PHARMACEUTICALS, INC.   PCRX

Packaging Corp of America   PKG

Pactera Technology International Ltd American Depositary Shares   PACT

PacWest Bancorp   PACW

Pain Therapeutics Inc   PTIE

Palatin Technologies, Inc.   PTN

Pall Corporation   PLL

Palmetto Bancshares, Inc.   PLMT

PALO ALTO NETWORKS, INC   PANW

PAM Transportation Services   PTSI

PAMPA ENERGIA S.A.   PAM

PAN American Silver Corp   PAAS

PANDORA MEDIA, INC.   P

Panera Bread Co   PNRA

Panhandle Oil and Gas Inc.   PHX

Pantry Inc/The   PTRY

Papa John's International Inc   PZZA

PAR Technology Corp.   PAR

Paragon Shipping Inc. Class A   PRGN

PARAMETRIC SOUND CORPORATION   PAMT

PARAMOUNT GOLD AND SILVER CORP.   PZG

Parexel International Corp   PRXL

Park City Group, Inc. new   PCYG

Park Electrochemical Corp.   PKE

Park National Corporation   PRK

Park Sterling Corp.   PSTB

Parke Bancorp Inc.   PKBK

Parker Drilling Company   PKD

Parker Hannifin Corp   PH

Parkervision Inc   PRKR

Park-Ohio Holdings Corp   PKOH

Parkway Properties, Inc.   PKY

Partner Communications   PTNR

PARTNERRE LTD   PRE-F

PartnerRe Ltd.   PRE

PARTNERRE LTD.   PRE-E

PartnerRe Ltd. 6.5% Ser D Cumul Rdmble   PRE-D

Pathfinder Bancorp Inc   PBHC

Patrick Industries Inc   PATK

Patriot National Bancorp Inc   PNBK

Patriot Transportation Holding   PATR

Patterson Companies, Inc.   PDCO

Patterson-UTI Energy Inc   PTEN

Paulson Capital Corp   PLCC

Pax MSCI EAFE ESG Index ETF   EAPS

Paychex Inc   PAYX

PBF ENERGY INC.   PBF

PC Connection Inc   PCCC

PCM Fund, Inc.   PCM

PCM, Inc   PCMI

PC-Tel Inc   PCTI

PDC Energy, Inc.   PDCE

PDF Solutions Inc   PDFS

PDI Inc   PDII

PDL BioPharma, Inc.   PDLI

Peabody Energy Corp.   BTU

Peapack-Gladstone Financial Corp   PGC

Pearson plc    PSO

Pebblebrook Hotel Trust   PEB

Pebblebrook Hotel Trust   PEB-A

PEBBLEBROOK HOTEL TRUST 6.50% SER C   PEB-C

PEBBLEBROOK HOTEL TRUST 8.00% SER B CUMULATIVE REDEEMABLE PFD SHRS OF BEN INT   PEB-B

Peerless Systems Corp   PRLS

Pegasystems Inc   PEGA

PEMBINA PIPELINE CORPORATION   PBA

PENDRELL CORP   PCO

Penford Corp   PENX

Pengrowth EnergyCorp. New   PGH

Penn National Gaming Inc   PENN

Penn Virginia Corp.   PVA

Penn West Petroleum Ltd. (New)   PWE

Pennant Investment Corp   PNNT

PENNANTPARK FLOATING RATE CAPITAL LTD   PFLT

PENNANTPARK INVESTMENT CORPORATION 6.25% Senior Notes due 2025   PNTA

Penney Company, Inc.   JCP

Penns Woods Bancorp Inc   PWOD

Pennsylvania Real Estate Investment Trust   PEI

PENNSYLVANIA REAL ESTATE INVESTMENT TRUST 7.375% Series B Cumulative Redeemable Perpetual Prefe   PEI-B

PENNSYLVANIA REAL ESTATE INVESTMENT TRUST 8.25% SER A   PEI-A

PENNYMAC FINANCIAL SERVICES, INC.   PFSI

PENNYMAC MORTGAGE TRUST   PMT

Penske Automotive Group, Inc.   PAG

Pentair Inc.   PNR

Peoples Bancorp Inc/OH   PEBO

Peoples Bancorp of North Carol   PEBK

PEOPLES FEDERAL BANCSHARES, INC.   PEOP

Peoples Financial Corp/MS   PFBX

People's United Financial,Inc   PBCT

Pep Boys (The)   PBY

PEPCO Holdings, Inc.   POM

PepsiCo, Inc.   PEP

Perceptron Inc   PRCP

Peregrine Pharmaceuticals Inc   PPHM

Peregrine Semiconductor Corp. Common Stock   PSMI

Perfect World Co.,Ltd.   PWRD

Perficient Inc   PRFT

Performance Technologies Inc   PTIX

Performant Financial Corporation   PFMT

Perfumania Holdings, Inc.   PERF

Pericom Semiconductor Corp   PSEM

Perion Network Ltd.   PERI

Peritus High Yield ETF   HYLD

PerkinElmer, Inc.   PKI

Perma-Fix Environmental Servic   PESI

Permian Basin Royalty Trust   PBT

Pernix Therapeutics Holdings, Inc.   PTX

Perrigo Co   PRGO

Perry Ellis International Inc   PERY

PetMed Express, Inc.   PETS

Petrobras Argentina S.A.   PZE

PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)   PTR

Petroleo Brasileiro S.A.   PBR-A

PETROLEO BRASILEIRO S.A.-PETROBRAS ADS (REP 1 COMMON SHARE)   PBR

Petroleum & Resources Corporation   PEO

PETROLOGISTICS LP   PDH

Petroquest Energy Inc   PQ

Petsmart Inc   PETM

Pfizer Inc.   PFE

PFSweb, Inc.   PFSW

PG&E Corp   PCG

PGT, Inc.   PGTI

Pharmacyclics Inc   PCYC

PharmAthene,Inc   PIP

PHARMERICA CORP.   PMC

PHH Corporation   PHH

PHI, Inc.   PHII

PHI, Inc. Non-Voting Common Stock   PHIIK

Philip Morris International Inc.   PM

Philippine Long Distance Telephone Company   PHI

PHILLIPS 66   PSX

PHILLIPS 66 PARTNERS LP   PSXP

PHOENIX NEW MEDIA LIMITED   FENG

PhotoMedex, Inc.   PHMD

Photronics Inc   PLAB

PHYSICIANS REALTY TRUST   DOC

Pico Holdings Inc   PICO

Piedmont Natural Gas Company, Inc.   PNY

Piedmont Office Realty Trust, Inc.   PDM

Pier 1 Imports, Inc.   PIR

Pike Electric Corporation   PIKE

Pilgrims Pride Corporation   PPC

PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund   HYS

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund   TUZ

PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund   STPZ

PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund   LTPZ

PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund   ZROZ

PIMCO 3-7 Year U.S. Treasury Index Exchange-Traded Fund   FIVZ

PIMCO 7-15 Year U.S. Treasury Index Exchange-Traded Fund   TENZ

PIMCO Australia Bond Index Exchange-Traded Fund   AUD

PIMCO Broad U.S. TIPS Index Exchange-Traded Fund   TIPZ

PIMCO Broad U.S. Treasury Index Exchange-Traded Fund   TRSY

PIMCO Build America Bond Exchange-Traded Fund   BABZ

Pimco California Municipal Income Fund   PCQ

PIMCO CALIFORNIA MUNICIPAL INCOME FUND II COMMON SHARES OF BENEFICIAL INT.   PCK

PIMCO California Municipal Income Fund III   PZC

PIMCO Canada Bond Index Exchange-Traded Fund   CAD

PIMCO Corporate & Income Opportunity Fund   PTY

PIMCO Corporate & Income Strategy Fund   PCN

PIMCO DYNAMIC CREDIT INCOME FUND   PCI

PIMCO Dynamic Income Fund   PDI

PIMCO Enhanced Short Maturity Exchange-Traded Fund   MINT

PIMCO Foreign Currency Strategy Exchange-Traded Fund   FORX

PIMCO Germany Bond Index Exchange-Traded Fund   BUND

PIMCO Global Advantage Inflation-Linked Bond Exchange-Traded Fund   ILB

PIMCO Global StockPLUS & Income Fund   PGP

PIMCO High Income Fund   PHK

Pimco Income Opportunity Fund   PKO

PIMCO Income Strategy Fund   PFL

PIMCO Income Strategy Fund II   PFN

PIMCO Intermediate Municipal Bond Exchange-Traded Fund   MUNI

PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund   CORP

PIMCO MUNICIPAL INCOME FUND COMMON SHARES OF BENEFICIAL INTERST   PMF

PIMCO MUNICIPAL INCOME FUND II COMMON SHARES OF BENEFICIAL INT.   PML

PIMCo Municipal Income Fund III   PMX

PIMCO NEW YORK MUNICIPAL INCOME FUND COMMON SHARES OF BENIFICIAL INTERST   PNF

PIMCO NEW YORK MUNICIPAL INCOME FUND II COMMON SHARES OF BENEFICIAL INT.   PNI

PIMCO New York Municipal Income Fund III   PYN

PIMCO Short Term Municipal Bond Exchange-Traded Fund   SMMU

PIMCO Strategic Global Government Fund, Inc.   RCS

PIMCO Total Return Exchange-Traded Fund   BOND

Pingtan Marine Enterprise Ltd.   PME

Pinnacle Entertainment Inc.   PNK

Pinnacle Financial Partners In   PNFP

PINNACLE FOODS, INC.   PF

Pinnacle West Capital Corporation   PNW

Pioneer Diversified High Income Trust   HNW

Pioneer Energy Services Corp.   PES

Pioneer Floating Rate Trust   PHD

PIONEER HIGH INCOME TRUST COMMON SHARES OF BENFICIAL INTEREST   PHT

Pioneer Municipal High Income Advantage Trust   MAV

Pioneer Municipal High Income Trust   MHI

Pioneer Natural Resource Co.   PXD

Pioneer Southwest Energy Partners L.P.   PSE

Piper Jaffray Companies   PJC

PITNEY BOWES INC .6.70% Notes Due 2043,   PBI-B

Pitney Bowes Inc.   PBI

PITNEY BOWES INC. 5.25% Notes Due 2022   PBI-A

Pixelworks Inc   PXLW

Pizza INN Holdings, Inc   PZZI

Plains All American Pipeline, L.P.   PAA

Planar Systems Inc   PLNR

PLANET PAYMENT INC   PLPM

Plantronics, Inc.   PLT

Platinum Group Metals LTD.   PLG

Platinum Underwriters Holdings, Ltd.   PTP

PLC Capital Trust V 6.125% TOPrs   PL-B

Plexus Corp   PLXS

Plug Power Inc.   PLUG

Plum Creek Timber Company, Inc.   PCL

PLUMAS BANCORP (Quincy,CA)   PLBC

PLURISTEM THERAPEUTICS INC   PSTI

PLX Technology Inc   PLXT

PLY GEM HOLDINGS, INC.   PGEM

PMC - Sierra Inc   PMCS

PMC Commercial Trust   PCC

PMFG, Inc.   PMFG

PNC Financial Services Group   PNC

PNC Financial Services Group   PNC+W

PNM Resources, Inc.   PNM

Poage Bankshares, Inc.   PBSK

Point.360   PTSX

Pointer Telocation Ltd.   PNTR

Points International Ltd. (Canada)   PCOM

PokerTek, Inc.   PTEK

Polaris Industries Inc.   PII

Polonia Bancorp Inc.   PBCP

Polycom Inc   PLCM

PolyMet Mining Corp.   PLM

POLYONE CORPORATION COMMON SHARES   POL

Polypore International, Inc.   PPO

Pool Corporation   POOL

Pope Resources Depositary Receipts of Limited Partnership Units   POPE

Popular Capital Trust I 6.70% Cumul Mnthly Income Tr Pfd Secs.   BPOPN

Popular Inc   BPOP

Popular, Inc. Popular Capital Tr II 6.125%   BPOPM

Porter Bancorp, Inc.   PBIB

Portfolio Recovery Associates   PRAA

Portland General Electric Company   POR

PORTOLA PHARMACEUTICALS, INC.   PTLA

Portugal Telecom SGPS S.A.   PT

POSCO   PKX

POSIROCK ENERGY CORPORATION   PSTR

POST HOLDINGS, INC.   POST

Post Properties, Inc.   PPS

Post Properties, Inc. Preferred 8.50%   PPS-A

Potash Corporation of Saskatchewan Inc.   POT

Potlatch Corporation   PCH

Powell Industries Inc   POWL

Power Integrations Inc   POWI

Power REIT   PW

POWER SOLUTIONS INTERNATIONAL INC   PSIX

PowerSecure International, Inc.   POWR

PowerShares Water Resource Portfolio   PHO

PowerShares 1-30 Laddered Treasury Portfolio   PLW

PowerShares Active U.S. Real Estate Fund   PSR

PowerShares Aerospace & Defense Portfolio   PPA

POWERSHARES BUILD AMERICA BOND PORTFOLIO   BAB

PowerShares Buyback Achievers Portfoilio   PKW

PowerShares CEF Income Composite Portfolio   PCEF

PowerShares Chinese Yuan Dim Sum Bond Portfolio   DSUM

PowerShares Cleantech Portfolio   PZD

PowerShares DB 3x German Bund Futures Exchange Traded Notes due March 31, 2021   BUNT

PowerShares DB 3x Inverse Japanese Govt Bond Futures Exchange Traded Notes   JGBD

PowerShares DB 3x Italian Treasury Bond Futures Exchange Traded Notes due March 31, 2021   ITLT

PowerShares DB 3x Japanese Govt Bond Futures Exchange Traded Notes due March 31, 2021   JGBT

PowerShares DB 3x Long 25+ Year Treasury Bond Exchange Traded Note   LBND

PowerShares DB 3x Long US Dollar Index Futures Exchange Traded Notes due June 30, 2031   UUPT

PowerShares DB 3x Short 25+ Year Treasury Bond Exchange Traded Note   SBND

PowerShares DB 3x Short US Dollar Index Futures Exchange Traded Notes due June 30, 2031   UDNT

PowerShares DB Agricultural Fund   DBA

PowerShares DB Agriculture Double Long ETN   DAG

PowerShares DB Agriculture Double Short ETN   AGA

PowerShares DB Agriculture Long ETN   AGF

PowerShares DB Agriculture Short ETN   ADZ

PowerShares DB Base Metals Double Long Exchange Traded Notes due 6/1/38   BDD

PowerShares DB Base Metals Double Short Exchange Traded Notes due 6/1/38   BOM

PowerShares DB Base Metals Fund   DBB

PowerShares DB Base Metals Long Exchange Traded Notes due 6/1/38   BDG

PowerShares DB Base Metals Short Exchange Traded Notes due 6/1/2038   BOS

PowerShares DB Commodity Double Long ETN   DYY

PowerShares DB Commodity Double Short ETN   DEE

PowerShares DB Commodity Index Tracking Fund   DBC

PowerShares DB Commodity Long ETN   DPU

PowerShares DB Commodity Short ETN   DDP

PowerShares DB Crude Oil Double Short Exchange Traded Notes due 6/1/2038   DTO

PowerShares DB Crude Oil Short Exchange Traded Notes due 6/1/2038   OLO

PowerShares DB Energy Fund   DBE

PowerShares DB G10 Currency Harvest Fund   DBV

PowerShares DB German Bund Futures Exchange Traded Notes due March 31, 2021   BUNL

PowerShares DB Gold Fund   DGL

PowerShares DB Inverse Japanese Govt Bond Futures Exchange Traded Notes   JGBS

PowerShares DB Italian Treasury Bond Futures Exchange Traded Notes due March 31, 2021   ITLY

PowerShares DB Japanese Govt Bond Futures Exchange Traded Notes due March 31, 2021   JGBL

PowerShares DB Oil Fund   DBO

PowerShares DB Precious Metals Fund   DBP

PowerShares DB Silver Fund   DBS

PowerShares DB US Deflation Exchange Traded Notes   DEFL

PowerShares DB US Dollar Index Bearish Fund   UDN

PowerShares DB US Dollar Index Bullish Fund   UUP

PowerShares DB US Inflation Exchange Traded Notes   INFL

PowerShares Deutsche Bank Gold Double Long ETN   DGP

PowerShares Deutsche Bank Gold Double Short ETN   DZZ

PowerShares Deutsche Bank Gold Short ETN   DGZ

PowerShares Dividend Achievers Portfolio   PFM

PowerShares DWA Developed Markets Technical Leaders Portfolio   PIZ

PowerShares DWA Emerging Markets Technical Leaders Portfolio   PIE

PowerShares DWA SmallCap Technical Leaders Portfolio   DWAS

Powershares DWA Technical Leaders Portfolio   PDP

PowerShares Dynamic Basic Materials Sector Portfolio   PYZ

PowerShares Dynamic Biotechnology & Genome Portfolio   PBE

PowerShares Dynamic Building & Construction Portfolio   PKB

PowerShares Dynamic Consumer Discetionary Sector Portfolio   PEZ

PowerShares Dynamic Consumer Staples Sector Portfolio   PSL

PowerShares Dynamic Energy Exploration & Production Portfolio   PXE

PowerShares Dynamic Energy Sector Portfolio   PXI

PowerShares Dynamic Financial Sector Portfolio   PFI

PowerShares Dynamic Food & Beverage   PBJ

PowerShares Dynamic Healthcare Sector Portfolio   PTH

PowerShares Dynamic Industrials Sector Portfolio   PRN

PowerShares Dynamic Large Cap Growth Portfolio   PWB

PowerShares Dynamic Large Cap Value Portfolio   PWV

PowerShares Dynamic Leisure & Entertainment Portfolio   PEJ

PowerShares Dynamic MagniQuant Portfolio   PIQ

PowerShares Dynamic Market Portfolio   PWC

PowerShares Dynamic Media Portfolio   PBS

PowerShares Dynamic Netwoking Portfolio   PXQ

PowerShares Dynamic Oil Svcs Portfolio   PXJ

PowerShares Dynamic OTC Portfolio   PWO

PowerShares Dynamic Pharmaceuticals Portfolio   PJP

PowerShares Dynamic Retail Portfolio   PMR

PowerShares Dynamic Semiconductors Portfolio   PSI

PowerShares Dynamic Software Portfolio   PSJ

PowerShares Dynamic Technology Sector Portfolio   PTF

PowerShares Dynamic Utilities Porfolio   PUI

PowerShares Emerging Infrastructure Portfolio   PXR

PowerShares Emerging Markets Sovereign Debt Portfolio   PCY

PowerShares Financial Preferred Portfolio   PGF

Powershares FTSE RAFI Asia Pacific ex-Japan Portfolio   PAF

PowerShares FTSE RAFI Developed Markets Ex-U.S.Portfolio   PXF

PowerShares FTSE RAFI Developed Markets ex-US Small-Mid Portfolio   PDN

PowerShares FTSE RAFI Emerging Markets Portfolio   PXH

PowerShares FTSE RAFI US 1000 Portfolio   PRF

PowerShares FTSE RAFI US 1500 Small-Mid Portfolio   PRFZ

PowerShares Fundamental Emerging Markets Local Debt Portfolio   PFEM

PowerShares Fundamental High Yield Corporate Bond Portfolio (based on the RAFI High Yield Bond    PHB

PowerShares Fundamental Investment Grade Corporate Bond Portfolio   PFIG

PowerShares Fundamental Pure Large Core Portfolio   PXLC

PowerShares Fundamental Pure Large Growth Portfolio   PXLG

PowerShares Fundamental Pure Large Value Portfolio   PXLV

PowerShares Fundamental Pure Mid Core Portfolio   PXMC

PowerShares Fundamental Pure Mid Growth Portfolio   PXMG

PowerShares Fundamental Pure Mid Value Portfolio   PXMV

PowerShares Fundamental Pure Small Core Portfolio   PXSC

PowerShares Fundamental Pure Small Growth Portfolio   PXSG

PowerShares Fundamental Pure Small Value Portfolio   PXSV

PowerShares Global Agriculture Portfolio   PAGG

PowerShares global Clean Energy Portfolio   PBD

PowerShares Global Gold & Prcious metals Portfolio   PSAU

PowerShares Global Listed Private Equity Portfolio   PSP

PowerShares Global Short Term High Yield Bond Portfolio   PGHY

PowerShares Global Water Portfolio   PIO

PowerShares Golden Dragon China Portfolio   PGJ

PowerShares High Yield Equity Dividend Achievers Portfolio   PEY

PowerShares India Portfolio   PIN

PowerShares Insured California Municipal Bond Portfolio   PWZ

PowerShares Insured National Municipal Bond Portfolio   PZA

PowerShares Insured New York Municipal Bond Portfolio   PZT

PowerShares International Corporate Bond Portfolio   PICB

PowerShares International Dividend Achievers Portfolio   PID

PowerShares KBW Bank Portfolio   KBWB

PowerShares KBW Capital Markets Portfolio   KBWC

PowerShares KBW High Dividend Yield Financial Portfolio   KBWD

PowerShares KBW Insurance Portfolio   KBWI

PowerShares KBW International Financial Portfolio   KBWX

PowerShares KBW Premium Yield Equity REIT Portfolio   KBWY

PowerShares KBW Property & Casualty Insurance Portfolio   KBWP

PowerShares KBW Regional Banking Portfolio   KBWR

PowerShares Lux Nanotech Portfolio   PXN

Powershares MENA Frontier Countries Portfolio   PMNA

PowerShares Nasdaq Internat Portfoilio   PNQI

PowerShares Preferred Portfolio   PGX

PowerShares QQQ Trust, Series 1   QQQ

PowerShares S&P 500 BuyWrite Portfolio   PBP

PowerShares S&P 500 Downside Hedged Portfolio   PHDG

PowerShares S&P 500 High Dividend Portfolio   SPHD

PowerShares S&P 500r High Beta Portfolio   SPHB

PowerShares S&P 500r Low Volatility Portfolio   SPLV

PowerShares S&P Emerging Markets High Beta Portfolio   EEHB

PowerShares S&P Emerging Markets Low Volatility Portfolio   EELV

PowerShares S&P International Developed High Beta Portfolio   IDHB

PowerShares S&P International Developed High Quality Portfolio   IDHQ

PowerShares S&P International Developed Low Volatility Portfolio   IDLV

PowerShares S&P MidCap Low Volatility Portfolio   XMLV

PowerShares S&P SmallCap Consumer Discretionary Portfolio   PSCD

PowerShares S&P SmallCap Consumer Staples Portfolio   PSCC

PowerShares S&P SmallCap Energy Portfolio   PSCE

PowerShares S&P SmallCap Financials Portfolio   PSCF

PowerShares S&P SmallCap Health Care Portfolio   PSCH

PowerShares S&P SmallCap Industrials Portfolio   PSCI

PowerShares S&P SmallCap Information Technology Portfolio   PSCT

PowerShares S&P SmallCap Low Volatility Portfolio   XSLV

PowerShares S&P SmallCap Materials Portfolio   PSCM

PowerShares S&P SmallCap Utilities Portfolio   PSCU

PowerShares Senior Loan Portfolio   BKLN

PowerShares VRDO Tax Free Weekly Portfolio   PVI

PowerShares WilderHill Clean Energy Portfolio   PBW

PowerShares WilderHill Progressive Energy Portifolio   PUW

PowerShares Zacks Micro Cap Portfolio   PZI

Pozen Inc   POZN

PPG Industries, Inc.   PPG

PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073   PPX

PPL Corporation   PPL

PPL CORPORATION   PPL-W

Prana Biotechnology Ltd   PRAN

Praxair Inc.   PX

Precision Castparts Corp.   PCP

Precision Drilling Corporation   PDS

Preferred Apartment Communities, Inc.   APTS

Preferred Bank   PFBC

Preformed Line Products Co   PLPC

Premier Exhibitions, Inc.   PRXI

Premier Financial Bancorp   PFBI

Premiere Global Services, Inc.   PGI

Prestige Brands Holdings, Inc.   PBH

PRETIUM RESOURCES INC.   PVG

PRGX Global, Inc.   PRGX

Priceline.com Inc.   PCLN

Pricesmart Inc   PSMT

Pricipal Financial Group, Inc. 6.518% Ser.B Non-Cum. Prptl. Prfrd. Stock   PFG-B

PRIMA BIOMED LTD   PBMD

PRIME ACQUISITION CORP   PACQU

Prime Acquisition Corp.   PACQ

Prime Acquisition Corp.   PACQW

PrimeEnergy Corp   PNRG

PRIMERICA, INC.   PRI

PRIMERO MINING CORP   PPP

Primo Water Corporation   PRMW

Primoris Services Corporation   PRIM

PRIMUS TELECOMMUNICATIONS GROUP, INCORPORATED   PTGI

Principal Financial Group, Inc.   PFG

PRINCIPAL REAL ESTATE INCOME FUND   PGZ

Principal-Protected Trust Certificate Linked to the Dow Jones Industrial Average 5/8/14   ABI

PrivateBancorp Inc   PVTB

PRIVATEBANCORP, INC. 7.125% Subordinated Debentures due 2042   UBP-F

PRIVATEBANCORP, INC. 7.125% Subordinated Debentures due 2042,   PVTD

PrivateBancorp, Inc. Capital Trust IV Trust Preferred   PVTBP

PROASSURANCE CORPORATION (HOLDING COMPANY) 4   PRA

Procera Networks, Inc.   PKT

Procter & Gamble Company   PG

Pro-Dex Inc New   PDEX

Professional Diversity Network, Inc.   IPDN

Progenics Pharmaceuticals Inc   PGNX

Progress Software Corp   PRGS

Progressive Corporation   PGR

Progressive Waste Solutions Ltd.   BIN

PROLOGIS, INC.   PLD

PROLOR BIOTECH INC   PBTH

Promotora de Informaciones, S.A. (New)   PRIS

Promotora de Informaciones, S.A. (New) each representing (4) Class B covertible non-voting shar   PRIS-B

PROOFPOINT, INC.   PFPT

PROPHASE LABS, INC.   PRPH

Pros Holdings, Inc.   PRO

Prosensa Holding N.V. Ordinary Sharess   RNA

ProShares UltraPro QQQ   TQQQ

ProShares 30 Year TIPS/TSY Spread   RINF

ProShares German Sovereign/Sub-Sovereign ETF   GGOV

ProShares Global Listed Private Equity ETF   PEX

ProShares Hedge Replication ETF   HDG

ProShares High Yield-Interest Rate Hedged ETF   HYHG

ProShares Large Cap Core Plus   CSM

ProShares Merger ETF   MRGR

ProShares RAFI Long/Short   RALS

ProShares Short 20+ Year Treasury ETF   TBF

ProShares Short 30 Year TIPS/TSY Spread   FINF

ProShares Short 7-10 Year Treasury   TBX

ProShares Short Basic Materials   SBM

ProShares Short Dow30   DOG

ProShares Short Euro   EUFX

ProShares Short Financials   SEF

ProShares Short FTSE China 25   YXI

ProShares Short High Yield   SJB

ProShares Short Investment Grade Corporate   IGS

ProShares Short KBW Regional Bank   KRS

ProShares Short MidCap400   MYY

Proshares Short Oil & Gas   DDG

ProShares Short QQQ   PSQ

ProShares Short Real Estate   REK

ProShares Short Russell2000   RWM

ProShares Short S&P500   SH

ProShares Short SmallCap600   SBB

ProShares Short VIX Short-Term Futures ETF   SVXY

ProShares Trust Short MSCI EAFE   EFZ

ProShares Trust Short MSCI Emerging Markets   EUM

ProShares Trust UltraPro Short QQQ   SQQQ

ProShares Trust UltraShort FTSE China 25   FXP

ProShares Trust UltraShort Lehman 20+ Year Treasury   TBT

ProShares Trust UltraShort Lehman 7-10 Year Treasury   PST

ProShares Trust UltraShort MSCI EAFE   EFU

ProShares Trust UltraShort MSCI Emerging Markets   EEV

ProShares Trust UltraShort MSCI Japan   EWV

ProShares Ulta SmallCap600   SAA

ProShares Ultra 20+ Year Treasury   UBT

ProShares Ultra 7-10 Year Treasury   UST

ProShares Ultra Australian Dollar   GDAY

ProShares Ultra Basic Materials   UYM

ProShares Ultra Consumer Good   UGE

ProShares Ultra Consumer Services   UCC

ProShares Ultra DJ-UBS Commodity   UCD

ProShares Ultra DJ-UBS Crude Oil   UCO

ProShares Ultra DJ-UBS Natural Gas   BOIL

ProShares Ultra Dow30   DDM

ProShares Ultra Euro   ULE

ProShares Ultra Europe   UPV

ProShares Ultra Financials   UYG

ProShares Ultra FTSE China 25   XPP

ProShares Ultra Gold   UGL

ProShares Ultra Health Care   RXL

ProShares Ultra High Yield   UJB

ProShares Ultra Industrials   UXI

ProShares Ultra Investment Grade Corporate   IGU

ProShares Ultra KBW Regional Bank   KRU

ProShares Ultra MidCap400   MVV

ProShares Ultra MSCI Brazil Capped   UBR

ProShares Ultra MSCI EAFE   EFO

ProShares Ultra MSCI Emerging Markets   EET

ProShares Ultra MSCI Japan   EZJ

ProShares Ultra MSCI Mexico Capped IMI   UMX

ProShares Ultra MSCI Pacific ex-Japan   UXJ

ProShares Ultra NASDAQ Biotechnology   BIB

ProShares Ultra Oil & Gas   DIG

ProShares Ultra QQQ   QLD

ProShares Ultra Real Estate   URE

ProShares ULTRA RUSSELL 1000 GROWTH   UKF

ProShares ULTRA RUSSELL 1000 VALUE   UVG

ProShares ULTRA RUSSELL 2000 VALUE   UVT

ProShares Ultra Russell 3000   UWC

ProShares ULTRA RUSSELL MIDCAP GROWTH   UKK

ProShares ULTRA RUSSELL MIDCAP GROWTH   UKW

ProShares ULTRA RUSSELL MIDCAP VALUE   UVU

ProShares Ultra Russell2000   UWM

ProShares Ultra S&P500   SSO

ProShares Ultra Semiconductors   USD

ProShares Ultra Silver   AGQ

ProShares Ultra Technology   ROM

ProShares Ultra Telecommunications   LTL

ProShares Ultra Utilities   UPW

ProShares Ultra VIX Short-Term Futures ETF   UVXY

ProShares Ultra Yen   YCL

ProShares UltraPro 10 Year TIPS/TSY Spread   UINF

ProShares UltraPro Dow 30   UDOW

ProShares UltraPro Financials   FINU

ProShares UltraPro MidCap400   UMDD

ProShares UltraPro Russell2000   URTY

ProShares UltraPro S&P 500   UPRO

ProShares UltraPro Short 10 Year TIPS/TSY Spread   SINF

ProShares UltraPro Short 20+ Year Treasury   TTT

ProShares UltraPro Short Dow 30   SDOW

ProShares UltraPro Short Financials   FINZ

ProShares UltraPro Short MidCap400   SMDD

ProShares UltraPro Short Russell2000   SRTY

ProShares UltraPro Short S&P 500   SPXU

ProShares UltraShort 3-7 Year Treasury   TBZ

ProShares UltraShort Australian Dollar   CROC

ProShares UltraShort Basic Materials   SMN

ProShares UltraShort Consumer Goods   SZK

ProShares UltraShort Consumer Services   SCC

ProShares UltraShort DJ-UBS Commodity   CMD

ProShares UltraShort DJ-UBS Crude Oil   SCO

ProShares UltraShort DJ-UBS Natural Gas   KOLD

ProShares UltraShort Dow 30   DXD

ProShares UltraShort Euro   EUO

ProShares UltraShort Europe   EPV

ProShares UltraShort Financials   SKF

ProShares UltraShort Gold   GLL

ProShares UltraShort Health Care   RXD

ProShares UltraShort Industrials   SIJ

ProShares UltraShort MidCap400   MZZ

PROSHARES ULTRASHORT MSCI BRAZIL CAPPED   BZQ

ProShares UltraShort MSCI Mexico Capped IMI   SMK

PROSHARES ULTRASHORT MSCI PACIFIC EX-JAPAN   JPX

ProShares UltraShort NASDAQ Biotechnology   BIS

ProShares UltraShort QQQ   QID

ProShares ULTRASHORT RUSSELL 1000 GROWTH   SFK

ProShares ULTRASHORT RUSSELL 1000 VALUE   SJF

ProShares ULTRASHORT RUSSELL 2000 GROWTH   SKK

ProShares ULTRASHORT RUSSELL 2000 VALUE   SJH

ProShares UltraShort Russell 3000   TWQ

ProShares ULTRASHORT RUSSELL MIDCAP GROWTH   SDK

ProShares ULTRASHORT RUSSELL MIDCAP VALUE   SJL

ProShares UltraShort Russell2000   TWM

ProShares UltraShort S&P500   SDS

ProShares UltraShort Semiconductors   SSG

ProShares UltraShort Silver   ZSL

ProShares UltraShort SmallCap600   SDD

Proshares UltraShort Technology   REW

ProShares UltraShort Telecommunications   TLL

ProShares UltraShort Tips   TPS

ProShares UltraShort Utilities   SDP

ProShares UltraShort Yen   YCS

ProShares UltraShsort Real Estate   SRS

ProShares USD Covered Bond   COBO

ProShares VIX Mid-Term Futures ETF   VIXM

ProShares VIX Short-Term Futures ETF   VIXY

ProSharesUltraShort Oil & Gas   DUG

Prospect Capital Corporation   PSEC

PROSPECT CAPITAL CORPORATION 6.95% SR NTS DUE 2022   PRY

PROSPECT GLOBAL RESOURCES INC.   PGRX

Prosperity Bancshares Inc   PB

Protalix BioTherapeutics, Inc. Common Stock   PLX

Protective Life Corporation   PL

PROTECTIVE LIFE CORPORATION   PLP

PROTECTIVE LIFE CORPORATION 6.00% Subordinated Debentures due 2042   PL-E

PROTECTIVE LIFE CORPORATION 6.25% Subordinated Debentures due 2042   PL-C

Prothena Corporation plc Ordinary Shares   PRTA

PROTO LABS, INC.   PRLB

Providence & Worcester Railroad Company   PWX

Provident Financial Hldgs   PROV

Provident Financial Services, Inc.   PFS

Provident New York Bancorp   PBNY

Prudential Bancorp, Inc. of Pennsylvania   PBIP

Prudential Financial Inc   PFK

Prudential Financial, Inc.   PRU

PRUDENTIAL FINANCIAL, INC. 5.70% DUE 2053   PRH

PRUDENTIAL FINANCIAL, INC. 5.75% Junior Subordinated Notes due 2052   PJH

PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND INC   GHY

PRUDENTIAL PLC ADS (REP 2 ORD SHARES)   PUK

Prudential Public Limited Co. 6.50% Perp Sub Capital Sec.   PUK-A

Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.   PUK-P

PRUDENTIAL SHORT DURATION HIGH YIELD FUND, INC   ISD

PS BUSINESS PARKS INC   PSB-T

PS Business Parks, Inc.   PSB

PS BUSINESS PARKS, INC.   PSB-U

PS BUSINESS PARKS, INC. 6.875% CUMULATIVE SER R   PSB-R

PS Business Parks, Inc. Depositary Shares Each Representing 1/1,000 of a Share of 6.45% Cumulat   PSB-S

PS BUSINESS PKS INC CALIF DEP SHS REPSTG 1/1000 SH CUM PFD STK SER V   PSB-V

PSB Holdings, Inc.   PSBH

pSivida Corp.   PSDV

Psychemedics Corporation   PMD

PT Telekomunikasi Indonesia   TLK

PTC Therapeutics, Inc.   PTCT

PTC, INC   PMTC

Public Service Enterprise Group Incorporated   PEG

Public Storage   PSA-O

Public Storage   PSA-P

PUBLIC STORAGE   PSA-Q

Public Storage   PSA-T

PUBLIC STORAGE   PSA-W

PUBLIC STORAGE 5.625% CUM PFD SHR OF BEN INT   PSA-U

PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.20% Cumulative Preferred Shar   PSA-X

PUBLIC STORAGE Depositary Shares Each Representing 1/1,000 of a 5.375% Cumulative Preferred Sha   PSA-V

PUBLIC STORAGE- Depositary Shares Each Representing 1/1,000 of a 5.90% Cumulative Preferred Sha   PSA-S

Public Storage(MARYLAND), Inc.   PSA

Pulaski Financial Corp   PULB

PULSE ELECTRONICS CORPORATION   PULS

Pultegroup, Inc.   PHM

Pultegroup, Inc. 7.375% Senior Notes due June 1, 2046   PHA

PUMA BIOTECHNOLOGY INC   PBYI

Pure Cycle Corporation   PCYO

PureFunds ISE Diamond/Gemstone ETF   GEMS

PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF   SILJ

PureFunds ISE Mining Service ETF   MSXX

Putnam High Income Securities Fund   PCF

Putnam Managed Municipal Income   PMM

Putnam Master Intermediate Income Trust   PIM

Putnam Municipal Opportunities Trust   PMO

Putnam Premier Income Trust   PPT

PVF Capital Corp   PVFC

PVH Corp.   PVH

PVR Partners, L.P.   PVR

PYRAMID OIL CO   PDO

Pzena Investment Management, Inc. Class A   PZN

QAD Inc.   QADA

QAD Inc. Class B   QADB

QC Holdings, Inc.   QCCO

QCR Holdings Inc   QCRH

QEP RESOURCES, INC.   QEP

Qiagen NV   QGEN

QIHOO 360 Technology Co. Ltd.   QIHU

QIWI PLC   QIWI

QKL STORES INC   QKLS

Qlik Technologies Inc.   QLIK

QLogic Corp   QLGC

QLT Inc   QLTI

QR Energy, LP Common Units   QRE

QUAD/GRAPHICS, INC.   QUAD

Quaker Chemical Corp.   KWR

Qualcomm Inc   QCOM

Quality Distribution, Inc.   QLTY

Quality Systems Inc   QSII

Qualstar Corp   QBAK

Qualys, Inc. Common Stock   QLYS

Quanex Building Products Corporation   NX

Quanta Services, Inc.   PWR

QuantShares U.S. Market Neutral Anti-Beta Fund   BTAL

QuantShares U.S. Market Neutral Momentum Fund   MOM

QuantShares U.S. Market Neutral Size Fund   SIZ

QuantShares U.S. Market Neutral Value Fund   CHEP

Quantum Corporation   QTM

Quantum Fuel Systems Technologies Worldwide, Inc   QTWW

Quaterra Resources Inc.   QMM

Quest Diagnostics Inc.   DGX

QUEST RARE MINERALS LTD   QRM

Questar Corporation   STR

Questcor Pharmacueticals, Inc.   QCOR

QuickLogic Corp   QUIK

Quicksilver Inc.   ZQK

Quicksilver Resources Inc   KWK

Quidel Corp   QDEL

QuinStreet, Inc.   QNST

QUINTILES TRANSNATIONAL HOLDINGS INC.   Q

QWEST CORPORATION 6.125% NOTES DUE 2053   CTY

QWEST CORPORATION 7.00% Notes due 2052   CTU

QWEST CORPORATION 7.00% NOTES DUE 2052   CTX

QWEST CORPORATION 7.375% NOTES DUE 2051   CTQ

QWEST CORPORATION 7.50% Notes due 2051,   CTW

R E L M WIRELESS   RWC

R.G. Barry Corporation   DFZ

Rackspace Hosting, Inc.   RAX

Rada Electronic Industries Ltd   RADA

Radcom Ltd.   RDCM

Radian Group Inc.   RDN

Radiant Logistics, Inc.   RLGT

Radio One Inc   ROIA

Radio One Inc   ROIAK

Radioshack Corp.   RSH

Radisys Corp   RSYS

RadNet, Inc. Common Stock   RDNT

RADWARE Ltd   RDWR

RAIT Financial Trust 7.75% Ser A Cum Reedml   RAS-A

RAIT Financial Trust 8.375% Ser B   RAS-B

Rait Financial Trust 8.875% Series C Cumulative Redeemable Preferred Shares of Beneficial Inter   RAS-C

RAIT Financial Trust New   RAS

RALLY SOFTWARE DEVELOPMENT CORP.   RALY

Ralph Lauren Corporation   RL

Rambus Inc   RMBS

RAMCO-Gershenson Properties Trust   RPT

RAMCO-GERSHENSON PROPERTIES TRUST 7.25% SER D   RPT-D

Rand Capital Corp   RAND

Rand Logistics, Inc.   RLOG

Randgold Resources Ltd   GOLD

Range Resources Corp   RRC

Raptor Pharmaceutical Corp.   RPTP

RARE ELEMENT RESOURCES LTD   REE

Raven Industries Inc   RAVN

Raymond James Financial, Inc.   RJF

RAYMOND JAMES FINANCIAL, INC. 6.90% SENIOR NOTES DUE 2042   RJD

Rayonier Inc.   RYN

Raytheon Company   RTN

RBC Bearings Incorporated   ROLL

RBS Capital Funding Trust V   RBS-E

RBS Capital Funding Trust VI   RBS-I

RBS Capital Funding Trust VII   RBS-G

RBS China Trendpilot Exchange Traded Notes   TCHI

RBS Global Big Pharma Exchange Traded Notes   DRGS

RBS Gold Trendpilot Exchange Traded Notes   TBAR

RBS NASDAQ 100 Trendpilot Exchange Traded Notes   TNDQ

RBS Oil Trendpilot Exchange Traded Notes   TWTI

RBS Rogers Enhanced Agriculture ETN   RGRA

RBS Rogers Enhanced Commodity Exchange Traded Notes   RGRC

RBS Rogers Enhanced Energy Exchange Traded Notes   RGRE

RBS Rogers Enhanced Industrial Metals Exchange Traded Notes   RGRI

RBS Rogers Enhanced Precious Metals Exchange Traded Notes   RGRP

RBS US Large Cap Alternator Exchange Traded Note   ALTL

RBS US Large Cap Trendpilot Exchange Traded Notes   TRND

RBS US Mid Cap Trendpilot Exchange Traded Notes   TRNM

RCM Technologies Inc   RCMT

RCS CAPITAL CORPORATION   RCAP

RDA Microelectronics, Inc.   RDA

ReachLocal, Inc.   RLOC

Reading International, Inc (Class B   RDIB

Reading International, Inc Class A Common Stock   RDI

Real Goods Solar, Inc. Class A   RSOL

RealD Inc.   RLD

RealNetworks Inc   RNWK

REALOGY HOLDINGS CORP.   RLGY

RealPage, Inc.   RP

REALTY INCOME CORP   O-E

Realty Income Corporation   O

REALTY INCOME CORPORATION 6.625% Monthly Income Class F Cumulative Redeemable Preferred Stock   O-F

Reaves Utility Income Fund   UTG

Receptos, Inc   RCPT

Recon Technology, Ltd.   RCON

RECOVERY ENERGY INC   RECV

Red Hat Inc   RHT

Red Lion Hotels Capital Trust 9.5% Trust   RLH-A

Red Lions Hotel Corporation   RLH

Red Robin Gourmet Burgers Inc   RRGB

REDHILL BIOPHARMA LTD   RDHL

Rediff.Com India Ltd   REDF

Redwood Trust, Inc.   RWT

Reed Elsevier NV   ENL

Reed Elsevier PLC   RUK

REEDS, INC. COM STK   REED

Regal Entertainment Group   RGC

Regal-Beloit Corporation   RBC

Regency Centers Corporation   REG

REGENCY CENTERS CORPORATION 6.0% Series 7 Cumulative Redeemable Preferred Stock, par value $0.0   REG-G

REGENCY CENTERS CORPORATION 6.625% Series 6 Cumulative Redeemable Preferred Stock, $0.01 par va   REG-F

Regency Energy Partners, Ltd.   RGP

Regeneron Pharmaceuticals Inc   REGN

REGIONAL MANAGMENT CORP   RM

Regions Financial Corp.   RF

REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share    RF-A

Regis Corporation   RGS

Regulus Therapeutics Inc.   RGLS

Reinsurance Group of America, Incorporated   RGA

REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures   RZA

Reis, Inc.   REIS

Reliance Steel & Aluminum Co.   RS

Reliv International Inc   RELV

REMARK MEDIA, INC   MARK

REMY INTL INC   REMY

RENAISSANCERE HOLDINGS LTD 5.375% SER E   RNR-E

RenaissanceRe Holdings Ltd.   RNR

Renaissancere Holdings Ltd. 6.08% Series C Preference Shares   RNR-C

Renasant Corporation   RNST

Renesola LTD   SOL

Renewable Energy Group, Inc.   REGI

RENN Global Enterpreneurs Fund, Inc   RCG

RENREN INC.   RENN

Rent-A-Center Inc   RCII

RENTECH NITROGEN PARTNERS, L.P.   RNF

Rentech, Inc.   RTK

Rentrak Corp   RENT

Repligen Corp   RGEN

Repros Therapeutics Inc.   RPRX

Repros Therapeutics Inc.   RPRXW

Repros Therapeutics, Inc. Series B   RPRXZ

Republic Airways Holding, Inc.   RJET

Republic Bancorp Inc/KY   RBCAA

Republic First Bancorp Inc   FRBK

Republic Services Inc.   RSG

Research Frontiers Inc   REFR

ResMed Inc.   RMD

RESOLUTE ENERGY CORP.   REN

RESOLUTE ENERGY CORP.   REN+W

Resolute Forest Products Inc.   RFP

Resource America Inc   REXI

Resource Capital Corp.   RSO

RESOURCE CAPITAL CORP. 8.50% Series A Cumulative Redeemable Preferred Stock, $0.001 par value,   RSO-A

RESOURCE CAPITAL CORP.8.25% Series B Cumulative Redeemable Preferred Stock, $0.001 par value   RSO-B

Resources Connection   RECN

Response Genetics, Inc.   RGDX

Responsys, Inc.   MKTG

RESTORATION HARDWARE HOLDINGS INC.   RH

Retail Opportunity Investments Corp.   ROIC

Retail Opportunity Investments Corp.   ROICU

Retail Opportunity Investments Corp.   ROICW

RETAIL PROPERTIES OF AMERICA INC   RPAI-A

RETAIL PROPERTIES OF AMERICA, INC.   RPAI

RetailMeNot, Inc. Series 1   SALE

Retractable Technologies, Inc   RVP

RevenueShares ADR Fund   RTR

RevenueShares Financials Sector Fund   RWW

RevenueShares Large Cap ETF   RWL

RevenueShares Mid Cap ETF   RWK

RevenueShares Navellier Overall A-100 Fund   RWV

RevenueShares Small Cap ETF   RWJ

Revett Minerals Inc.   RVM

Revlon, Inc. (NEW)   REV

REVOLUTION LIGHTING TECHNOLOGIES, INC.   RVLT

Rex American Resources Corp.   REX

Rex Energy Corporation   REXX

Rexahn Pharmaceuticals, Inc.   RNN

REXFORD INDUSTRIAL REALTY, INC.   REXR

REXNORD CORPORATION   RXN

Reynolds American Inc.   RAI

RF Industries Ltd   RFIL

RF Micro Devices Inc   RFMD

RGC Resources Inc   RGCO

Rhino Resources, Inc.   RNO

Richardson Electronics Ltd   RELL

Richmont Mines, Inc.   RIC

Rick's Cabaret International I   RICK

Rigel Pharmaceuticals Inc. (New)   RIGL

RigNet, Inc.   RNET

Rimage Corp   RIMG

RIO ALTO MINING LIMITED   RIOM

Rio Tinto plc   RIO

RIT Technologies Ltd   RITT

Ritchie Bros. Auctioneers Incorporated   RBA

Rite Aid Corporation   RAD

River Valley Bancorp   RIVR

Riverbed Technology, Inc.   RVBD

Riverview Bancorp Inc   RVSB

RLI Corp.   RLI

RLJ Entertainment, Inc.   RLJE

RLJ Lodging Trust   RLJ

RMG Networks Holding Corporation   RMGN

RMR Real Estate Income Fund New   RIF

RoadRunner Transportation Systems, Inc.   RRTS

Robert Half International Inc.   RHI

Roberts Realty Invs Inc   RPI

Rochester Medical Corp   ROCM

Rock-Tenn Company   RKT

Rockville Financial, Inc.   RCKB

Rockwell Automation, Inc.   ROK

Rockwell Collins, Inc.   COL

Rockwell Medical, Inc.   RMTI

Rockwood Holdings, Inc.   ROC

Rocky Brands, Inc.   RCKY

Rocky Mountain Choc Fact Inc   RMCF

Rofin-Sinar Technologies Inc   RSTI

Rogers Communications, Inc.   RCI

Rogers Corporation   ROG

Rollins, Inc.   ROL

Roma Financial Corporation   ROMA

Roper Industries Inc.   ROP

ROSE ROCK MIDSTREAM, L.P.   RRMS

Rosetta Genomics Ltd.   ROSG

Rosetta Resources, Inc.   ROSE

ROSETTA STONE INC   RST

Ross Stores Inc   ROST

ROUNDY'S, INC.   RNDY

Rouse Properties, Inc.   RSE

Rovi Corporation   ROVI

Rowan Companies, Inc.   RDC

Royal Bancshares Of Pennsylvan   RBPAA

Royal Bank of Canada   RY

Royal Bank of Scotland Group PLC   RBS-N

Royal Bank of Scotland Group PLC (The)   RBS-Q

Royal Bank of Scotland Group PLC Series P   RBS-P

Royal Bank of Scotland Group PLC(The)   RBS-M

Royal Bank of Scotland Pfd 8.0556% SER H NON ADR   RBS-H

Royal Bank of Scotland Pfd 8.50% SER F NON ADR   RBS-F

Royal Caribbean Cruises Ltd.   RCL

Royal Dutch Shell PLC Class A   RDS-A

Royal Dutch Shell PLC Class B   RDS-B

Royal Gold Inc   RGLD

Royale Energy Inc   ROYL

Royce Focus Trust Inc   FUND

Royce Micro-Cap Trust Inc   RMT

Royce Value Trust, Inc.   RVT

RPC, Inc.   RES

RPM International, Inc.   RPM

RPX Corporation   RPXC

RR Donnelley & Sons Co.   RRD

RRSat Global Communications Network Ltd.   RRST

RTI International Metals Inc Ohio   RTI

RTI Surgical, Inc   RTIX

Rubicon Minerals Corporation   RBY

Rubicon Technology, Inc.   RBCN

Ruby Tuesday, Inc.   RT

RUCKUS WIRELESS, INC.   RKUS

Rudolph Technologies Inc   RTEC

rue21, Inc.   RUE

Rush Enterprises Inc   RUSHA

Rush Enterprises Inc   RUSHB

Russell Exchange Traded Funds Trust--Russell Equity ETF   ONEF

Ruth's Hospitality Group, Inc.   RUTH

Ryanair Holdings plc   RYAAY

Ryder System, Inc.   R

Ryland Group, Inc. (The)   RYL

Ryman Hospitality Properties, Inc   RHP

S & P 500 Index PPC Maturity 10/10/2013   AHY

S&P 500 High Quality Portfolio   SPHQ

S&T Bancorp Inc   STBA

S&W Seed Company   SANW

S&W Seed Company Class B Warrants   SANWZ

S.Y. Bancorp, Inc   SYBTP

S.Y. Bancorp, Inc.   SYBT

Sabine Royalty Trust   SBR

Sabra Healthcare REIT, Inc.   SBRA

Sabra Healthcare REIT, Inc. 7.125% Preferred Series A   SBRAP

SAExploration Holdings, Inc.   SAEX

Safe Bulkers, Inc.   SB

SAFE BULKERS, INC. 8.00% Series B Cumulative Redeemable Perpetual Preferred Shares   SB-B

Safeguard Scientifics, Inc.   SFE

Safety First Trust Certificate on S&P 500 due 03/27/2014   AJB

Safety Insurance Group Inc   SAFT

Safeway Inc.   SWY

Saga Communications, Inc. New   SGA

Sagent Pharmaceuticals, Inc.   SGNT

Saia, Inc.   SAIA

SAIC, Inc.   SAI

Saks Incorporated   SKS

Salem Communications Corp /DE   SALM

Salesforce.com, Inc.   CRM

Salient Midstream & MLP Fund   SMM

SALIENT MLP AND ENERGY INFRASTRUCTURE FUND   SMF

Salisbury Bancorp, Inc.   SAL

Salix Pharmaceuticals Ltd   SLXP

Sally Beauty Holdings, Inc.   SBH

Samson Oil & Gas Limited   SSN

San Diego Gas & Electric Co.   SDO-A

San Diego Gas & Electric Co.   SDO-B

San Diego Gas & Electric Co.   SDO-C

San Diego Gas & Electric Co.   SDO-H

San Juan Basin Royalty Trust UBI   SJT

SANCHEZ ENERGY CORPORATION   SN

Sanderson Farms Inc   SAFM

Sandisk Corp   SNDK

Sandridge Energy, Inc.   SD

SANDRIDGE MISSISSIPPIAN TRUST I   SDT

SANDRIDGE MISSISSIPPIAN TRUST II   SDR

SANDRIDGE PERMIAN TRUST   PER

Sandstorm Gold Ltd   SAND

Sandy Spring Bancorp Inc   SASR

Sangamo Biosciences Inc   SGMO

Sanmina Corp   SANM

Sanofi   SNY

Sanofi Contingent Value Rights   GCVRZ

Santander Finance Pfd S.A. Unipersonal 6.41% Non-Cumul Guaranteed Pfd Ser 1   SAN-I

Santander Finance Preferred A.A. Unipersonal 6.5%   SAN-C

Santander Finance Preferred S.A. Unipersonal   SAN-A

SANTANDER FINANCE PREFERRED S.A. UNIPERSONAL Floating Rate Non-cumulative Series 6 Guaranteed P   SAN-B

Santander Finance Preferred, S.A. Unipersonal 10.5% Non-Cumulative Guaranteed Series 10 Preferr   SAN-E

Santander Finance Preferred, S.A. Unipersonal Fixed-to-Floating Non-Cumulative Guaranteed Serie   SAN-F

Santander Holdings USA, Inc   SOV-C

Santarus, Inc.   SNTS

SAP AKTIENGESELLSCHAFT   SAP

Sapiens International Corp. N.V.   SPNS

Sapient Corp   SAPE

Sappi LTD   SPP

SARATOGA INVESTMENT CORP.   SAQ

SARATOGA INVESTMENT CORP. NEW   SAR

SARATOGA RESOURCES INC   SARA

Sarepta Therapeutics,, Inc. Common Stock   SRPT

Sasol Limited   SSL

SATURNS J.C. Penney Company Inc. Deb Backed Ser 2007-1 7.00% Callable Class A Units   HJV

SAUL CENTERS, INC   BFS-C

Saul Centers, Inc.   BFS

Saul Centers, Inc. 8.00% Series A Cumul Rdmble Pfd   BFS-A

Savient Pharmaceuticals Inc.   SVNT

SB FINANCIAL GROUP, INC.   SBFG

SBA Communications Corp   SBAC

SCANA Corporation   SCG

SCANA CORPORATION   SCU

Scansource Inc   SCSC

SCE TRUST I 5.625% Trust Preference Securities   SCE-F

SCE TRUST II 5.10% Trust Preference Securities   SCE-G

Schawk, Inc.    SGK

Schlumberger Limited   SLB

Schmitt Industries Inc   SMIT

Schnitzer Steel Industries Inc   SCHN

Scholastic Corp   SCHL

Schulman (A.) Inc   SHLM

Schwab Charles Corporation (The)   SCHW

SCHWAB EMERGING MARKETS EQUITY ETF   SCHE

Schwab Intermediately-Term U.S. Treasury ETF   SCHR

Schwab International Equity ETF   SCHF

SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF   SCHC

Schwab Short-Term U.S. Treasury ETF   SCHO

Schwab U.S Small- Cap ETF   SCHA

Schwab U.S. Broad Market ETF   SCHB

Schwab U.S. Large- Cap ETF   SCHX

Schwab U.S. Large-Cap Growth ETF   SCHG

Schwab U.S. Large-Cap Value ETF   SCHV

Schwab U.S. Mid-Cap ETF   SCHM

Schwab U.S. REIT ETF   SCHH

Schwab U.S. TIPS ETF   SCHP

Schwab US Aggregate Bond ETF   SCHZ

Schwab US Dividend Equity ETF   SCHD

Schweitzer-Mauduit International, Inc.   SWM

Sciclone Pharmaceuticals Inc   SCLN

Scientific Games Corp   SGMS

SciQuest, Inc.   SQI

Scorpio Tankers Inc.   STNG

SCRIPPS NETWORKS INTERACTIVE, INC.   SNI

Seaboard Corp.   SEB

Seabridge Gold, Inc.   SA

Seachange International Inc   SEAC

Seacoast Banking Corp of Flori   SBCF

Seacor Holdings Inc.   CKH

SEADRILL LIMITED   SDRL

SEADRILL PARTNERS LLC   SDLP

Seagate Technology   STX

Sealed Air Corp.   SEE

Seanergy Maritime Holdings Corp.   SHIP

Sears Holding Corporation   SHLD

Sears Hometown and Outlet Stores, Inc.   SHOS

SEASPAN CORP   SSW-D

Seaspan Corporation   SSW

SEASPAN CORPORATION 9.50% SERIES C   SSW-C

Seattle Genetics Inc /wa   SGEN

SEAWORLD ENTERTAINMENT INC   SEAS

Security National Financial Co   SNFCA

SED INTERNATIONAL HLDGS INC   SED

SEI Investments Co   SEIC

SELECT ASSET INC CBTC SERIES 2006 - 1   JBR

SELECT ASSET INC JC PENNY DEBENTURE 2007-1 TRUST   JBN

Select Comfort Corp   SCSS

SELECT INCOME REIT   SIR

SELECT MEDICAL HOLDINGS CORP   SEM

Selectica, Inc.   SLTC

Selective Insurance Group   SIGI

SELECTIVE INSURANCE GROUP, INC.   SGZA

SEMGROUP CORPORATION   SEMG

SEMGROUP CORPORATION   SEMG+W

Semiconductor Manufacturing International Corporation   SMI

SemiLEDS Corporation   LEDS

Sempra Energy   SRE

Semtech Corp   SMTC

Seneca Foods Corp   SENEA

Seneca Foods Corp   SENEB

Senior Housing Properties Trust   SNH

SENIOR HOUSING PROPERTIES TRUST 5.625% Senior Notes due 2042   SNHN

Senomyx, Inc.   SNMX

Sensata Technologies Holding N.V.   ST

Sensient Technology Corporation   SXT

SEQUANS COMMUNICATIONS S.A.   SQNS

Sequenom, Inc.   SQNM

Service Corp Intl.   SCI

SERVICENOW, INC.   NOW

ServiceSource International, Inc.   SREV

Servotronics, Inc.   SVT

SEVCON, INC.   SEV

Severn Bancorp Inc/MD   SVBI

SGOCO Group, Ltd (Caymen Islands)   SGOC

Shanda Games Ltd.   GAME

Shares DB Crude Oil Long Exchange Traded Notes due 6/1/2038   SZO

Sharps Compliance Corp   SMED

Shaw Communications Inc.   SJR

Shenandoah Telecom Co   SHEN

SHFL Entertainment, Inc.   SHFL

Shiloh Industries Inc   SHLO

Shinhan Financial Group Co.,Ltd.   SHG

Ship Finance International Limited   SFL

Shire pic   SHPG

Shoe Carnival Inc   SCVL

Shore Bancshares Inc   SHBI

ShoreTel, Inc.   SHOR

Shutterfly, Inc.   SFLY

SHUTTERSTOCK, INC.   SSTK

SI Financial Group, Inc. NEW MD   SIFI

SIBANYE GOLD LIMITED   SBGL

Siebert Financial Corp   SIEB

Siemens AG   SI

Sierra Bancorp   BSRR

Sierra Wireless   SWIR

SIFCO Industries, Inc.   SIF

Sify Technologies Limited   SIFY

SIGA Technologies Inc   SIGA

Sigma Designs Inc   SIGM

Sigma-Aldrich Corp   SIAL

Sigmatron International Inc   SGMA

Signature Bank   SBNY

Signature Bank Warrant   SBNYW

Signet Jewelers Limited (NEW)   SIG

Silgan Holdings Inc   SLGN

Silicom Ltd   SILC

Silicon Graphics Intl.   SGI

Silicon Image Inc   SIMG

Silicon Laboratories Inc   SLAB

Silicon Motion Technology Corporation   SIMO

Siliconware Precision Industri   SPIL

SILVER BAY REALTY TRUST CORP.   SBY

SILVER BULL RESOURCES, INC.   SVBL

Silver Eagle Acquisition Corp. Unit   EAGLU

Silver Miners ETF   SIL

SILVER SPRING NETWORKS, INC   SSNI

Silver Standard Resources   SSRI

Silver Wheaton Corp   SLW

SILVERCORP METALS, INC.   SVM

Silvercrest Asset Management Group Inc.   SAMG

SilverCrest Mines Inc.   SVLC

Simcere Pharmaceutical Group   SCR

Simmons First National Corp   SFNC

Simon Prop. Grp., Inc. 8 3/8% Ser. J Cum. Rdmbl.   SPG-J

Simon Property Group, Inc.   SPG

SIMPLICITY BANCORP INC.   SMPL

Simpson Manufacturing Co., Inc.   SSD

Sims Metal Management Limited   SMS

SIMULATIONS PLUS, INC   SLP

Sina Corp   SINA

Sinclair Broadcast Group Inc   SBGI

Singapore Fund, Inc.   SGF

SinoCoking Coal and Coke Chemical Industries, Inc.   SCOK

Sino-Global Shipping America, Ltd   SINO

Sinopec Shanghai Petrochemical Co., Ltd.   SHI

Sinovac Biotech, Ltd   SVA

Sirius XM Radio Inc   SIRI

Sirona Dental Systems, Inc.   SIRO

Six Flags Entertainment Corp.   SIX

SJW Corporation   SJW

SK Telecom Co., Ltd. Sponsored   SKM

Skechers U.S.A., Inc.   SKX

SKILLED HEALTHCARE GROUP INC.   SKH

SKULLCANDY INC.   SKUL

Skyline Corporation   SKY

Sky-mobi Limited ADS   MOBI

SKYPEOPLE FRUIT JUICE INC   SPU

SKYSTAR BIO-PHARMACEUTICAL CO NEW   SKBI

Skywest Inc   SKYW

Skyworks Solutions Inc   SWKS

SL GREEN REALTY CORP 6.50% Series I Cumulative Redeemable Preferred Stock   SLG-I

SL Green Realty Corp.   SLG

SL Industries, Inc.   SLI

SLM Corp 6.0% Sr Nts Due 12/15/2043   JSM

SLM Corporation   ISM

SLM Corporation   SLM

SLM Corporation CPI-Linked Medium Term Notes, Ser A 03/15/17   OSM

SLM Corporation Floating-Rate Non-Cumulative Series B   SLMBP

SLM Corporation PFD STK Ser A 6.97%   SLMAP

SM Energy Company   SM

SM TEST STOCK II D9   WJZZT

SMART Technologies, Inc.   SMT

SmartPros Ltd.   SPRO

Smith & Nephew plc   SNN

Smith & Wesson Holding Corporation   SWHC

Smith Micro Software Inc   SMSI

Smithfields Foods, Inc.   SFD

SMTC Corporation   SMTX

Smucker Company (The J.M.)   SJM

Snap-on Incorporated   SNA

Snyders-Lance, Inc.   LNCE

Sociedad Quimica y Minera de Chile SA   SQM

SodaStream International Ltd   SODA

Sohu.com Inc   SOHU

Solar Capital Ltd.   SLRC

SOLAR CAPITAL LTD. 6.75% Senior Notes due 2042   SLRA

SOLAR SENIOR CAPITAL LTD   SUNS

SolarCity Corporation   SCTY

Solarwinds, Inc.   SWI

Solazyme, Inc.   SZYM

Solera Holdings, Inc.   SLH

Solitario Eploration & Royalty Corp.   XPL

Solta Medical, Inc.   SLTM

Sonde Resources Corp.   SOQ

Sonic Automotive, Inc.   SAH

Sonic Corp   SONC

Sonic Foundry Inc NEW   SOFO

Sonoco Products Company   SON

Sonus Networks, Inc.   SONS

Sony Corporation ADRS   SNE

SORL Auto Parts, Inc.   SORL

Sotheby's   BID

Sotherly Hotels Inc. Common Stock   SOHO

Soufun Holdings Limited   SFUN

Sound Financial Bancorp, Inc.   SFBC

Source Capital, Inc.   SOR

SOURCEFIRE, INC.   FIRE

South Jersey Industries, Inc.   SJI

SOUTHCOAST FINANCIAL CORP   SOCB

SOUTHCROSS ENERGY PARTNERS, L.P.   SXE

Southern California Edison Company 4.08% Cum. Pfd.   SCE-B

Southern California Edison Company 4.24% Cum. Pfd.   SCE-C

Southern California Edison Company 4.32% Cum. Pfd.   SCE-D

Southern California Edison Company 4.78% Cum. Pfd.   SCE-E

Southern Company (The)   SO

Southern Copper Corporation   SCCO

Southern First Bancshares, Inc.   SFST

Southern Missouri Bancorp   SMBC

Southern National Bancorp of Virginia, Inc.   SONA

Southside Bancshares Inc   SBSI

Southwest Airlines Co.   LUV

Southwest Bancorp Inc/OK   OKSB

SOUTHWEST BANCORP, INC. SOUTWEST CAPITAL TRUST II   OKSBP

Southwest Gas Corporation   SWX

Southwest Georgia Financial Corporation   SGB

Southwestern Energy Company   SWN

Sovran Self Storage, Inc.   SSS

SP Bancorp, Inc.   SPBC

Span-America Medical Systems I   SPAN

Spanish Broadcasting System Inc.   SBSA

Spansion Inc.   CODE

SPAR Group Inc   SGRP

Spark Networks Inc.   LOV

Spartan Motors Inc   SPAR

Spartan Stores Inc   SPTN

Sparton Corporation   SPA

SPDR Dow Jones Global Real Estate ETF   RWO

SPDR S&P INTERNATIONAL FINANCIAL SECTOR   IPF

SPDR Barclays 1-10 Year TIPS ETF   TIPX

SPDR Barclays 1-3 Month T-Bill ETF   BIL

SPDR Barclays Aggregate Bond ETF   LAG

SPDR BARCLAYS CONVERTIBLE SECURITIES ETF   CWB

SPDR Barclays Emerging Markets Local Bond ETF   EBND

SPDR Barclays High Yield Bond ETF   JNK

SPDR Barclays Intermediate Term Credit Bond ETF   ITR

SPDR Barclays Intermediate Term Treasuure ETF   ITE

SPDR Barclays International Corporate Bond ETF   IBND

SPDR Barclays International Treasury Bond ETF   BWX

SPDR Barclays Investment Grade Floating Rate ETF   FLRN

SPDR Barclays Issuer Scored Corporate Bond ETF   CBND

SPDR Barclays Long Term Credit Bond ETF   LWC

SPDR Barclays Long Term Treasury ETF   TLO

SPDR Barclays Mortage Backed Bond ETF   MBG

SPDR Barclays Short Term Corporate Bond ETF   SCPB

SPDR Barclays Short Term High Yield Bond ETF   SJNK

SPDR Barclays Short Term International Treasury Bond ETF   BWZ

SPDR Barclays Short Term Treasury ETF   SST

SPDR Barclays TIPS ETF   IPE

SPDR Blackstone / GSO Senior Loan ETF   SRLN

SPDR BofA Merrill Lynch Crossover Corporate Bond ETF   XOVR

SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF   EMCD

SPDR DB International Govt Inflation-Protected Bond   WIP

SPDR Dow Jones International Real Estate ETF   RWX

SPDR Dow Jones Industrial Average ETF Trust   DIA

SPDR Dow Jones REIT ETF   RWR

SPDR EURO STOXX 50 ETF   FEZ

SPDR Global Dow ETF (based on The Global Dow)   DGT

SPDR Gold Trust, SPDR Gold Shares   GLD

SPDR Index Shares Funds SPDR S&P International Mid Cap ETF   MDD

SPDR Morgan Stanley Technology ETF   MTK

SPDR MSCI ACWI ex-US ETF   CWI

SPDR MSCI ACWI IMI ETF   ACIM

SPDR MSCI EM 50 ETF   EMFT

SPDR Nuveen Barclays Build America Bond ETF   BABS

SPDR Nuveen Barclays California Municipal Bond ETF   CXA

SPDR Nuveen Barclays Municipal Bond ETF   TFI

SPDR Nuveen Barclays New York Municipal Bond ETF   INY

SPDR Nuveen Barclays Short Term Municipal Bond ETF   SHM

SPDR Nuveen S&P High Yield Municipal Bond ETF   HYMB

SPDR Nuveen S&P VRDO MUNICIPAL BOND ETF   VRD

SPDR Russell 1000 ETF   ONEK

SPDR Russell 1000 Low Volatility ETF   LGLV

SPDR Russell 2000 Low Volatility ETF   SMLV

SPDR Russell 2000r ETF   TWOK

SPDR Russell 3000 ETF   THRK

SPDR Russell Small Cap Completeness ETF   RSCO

SPDR Russell/Nomura PRIME Japan ETF   JPP

SPDR Russell/Nomura Small Cap Japan ETF   JSC

SPDR S&P 1500 Momentum Tilt ETF   MMTM

SPDR S&P 1500 Value Tilt ETF   VLU

SPDR S&P 400 Mid Cap Growth ETF (based on S&P MidCap 400 Growth Index--symbol MUV   MDYG

SPDR S&P 400 Mid Cap Value ETF (based on S&P MidCap 400 Value Index--symbol: MGD)   MDYV

SPDR S&P 500 ETF Trust   SPY

SPDR S&P 500 Growth ETF (based on S&P 500 Growth Index symbol--SGX)   SPYG

SPDR S&P 500 Growth ETF (based on S&P 500 Growth Index symbol--SGX)   SPYV

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)   SLY

SPDR S&P 600 Small Cap Growth ETF (based on S&P SmallCap 600 Growth Index--symbol: CKG)   SLYG

SPDR S&P 600 Small Cap Value ETF (based on S&P SmallCap 600 Value Index symbol--CVK)   SLYV

SPDR S&P Aerospace & Defense ETF   XAR

SPDR S&P Bank ETF   KBE

SPDR S&P Biotech ETF   XBI

SPDR S&P BRIC 40 ETF   BIK

SPDR S&P Capital Markets ETF   KCE

SPDR S&P China ETF   GXC

SPDR S&P Dividend ETF   SDY

SPDR S&P Emerging Asia Pacific ETF   GMF

SPDR S&P Emerging Europe ETF   GUR

SPDR S&P Emerging Latin America ETF   GML

SPDR S&P Emerging Markets Dividend ETF   EDIV

SPDR S&P Emerging Markets ETF   GMM

SPDR S&P Emerging Markets Small Cap ETF   EWX

SPDR S&P Emerging Middle East & Africa ETF   GAF

SPDR S&P Global Dividend ETF   WDIV

SPDR S&P Global Infrastructure ETF   GII

SPDR S&P Global Natural Resources ETF   GNR

SPDR S&P Health Care Equipment ETF   XHE

SPDR S&P Health Care Services ETF   XHS

SPDR S&P Homebuilders ETF   XHB

SPDR S&P Insurance ETF   KIE

SPDR S&P INTERNATIONAL CONSUMER DISCRETIONARY SECTOR   IPD

SPDR S&P INTERNATIONAL CONSUMER STAPLES SECTOR   IPS

SPDR S&P International Dividend ETF   DWX

SPDR S&P INTERNATIONAL ENERGY SECTOR   IPW

SPDR S&P INTERNATIONAL HEALTH CARE SECTOR   IRY

SPDR S&P INTERNATIONAL INDUSTRIAL SECTOR   IPN

SPDR S&P INTERNATIONAL MATERIALS SECTOR   IRV

SPDR S&P International Small Cap ETF   GWX

SPDR S&P INTERNATIONAL TECHNOLOGY SECTOR   IPK

SPDR S&P INTERNATIONAL TELECOMMUNICATIONS SECTOR   IST

SPDR S&P INTERNATIONAL UTILITIES SECTOR   IPU

SPDR S&P Metals & Mining ETF   XME

SPDR S&P MidCap 400 ETF Trust   MDY

SPDR S&P Mortgage Finance ETF   KME

SPDR S&P Oil & Gas Equipment & Services ETF   XES

SPDR S&P Oil & Gas Exploration & Production ETF   XOP

SPDR S&P Pharmaceuticals ETF   XPH

SPDR S&P Regional Banking ETF   KRE

SPDR S&P Retail ETF   XRT

SPDR S&P Russia ETF   RBL

SPDR S&P Semiconductor ETF   XSD

SPDR S&P Small Cap Emerging Asia Pacific ETF   GMFS

SPDR S&P Software & Services ETF   XSW

SPDR S&P Telecom ETF   XTL

SPDR S&P Transportation ETF   XTN

SPDR S&P World ex-US ETF   GWL

SPDR SSgA Global Allocation ETF   GAL

SPDR SSgA Income Allocation ETF   INKM

SPDR SSgA Multi-Asset Real Return ETF   RLY

SPDR STOXX Europe 50 ETF   FEU

SPDR Wells Fargo Preferred Stock ETF   PSK

Special Opportunities Fund, Inc.   SPE

SPECIAL OPPORTUNITIES FUND, INC. 3.00% Convertible Preferred Stock   SPE-P

Spectra Energy Corp.   SE

SPECTRA ENERGY PARTNERS, LP   SEP

Spectranetics Corp   SPNC

Spectrum Brands Holdings inc. New   SPB

Spectrum Pharmaceuticals Inc   SPPI

Speedway Motorsports, Inc.   TRK

Spherix Inc New   SPEX

Spirit Aerosystems Holdings, Inc.   SPR

Spirit Airlines, Inc.   SAVE

SPIRIT REALTY CAPITAL, INC.   SRC

SPLUNK, INC.   SPLK

Sport Chalet Inc. Class B   SPCHB

Sport Chalet, Inc.   SPCHA

SPREADTRUM COMMUNICATIONS,INC. AMERICAN DEPOSITORY SHARES   SPRD

SPRINT CORPORATION Series 1   S

Sprott Physical Gold Trust   PHYS

Sprott Physical Platinum and Palladium Trust   SPPP

Sprott Physical Silver Trust   PSLV

Sprouts Farmers Market, Inc.   SFM

SPS Commerce, Inc.   SPSC

SPX Corporation   SPW

SPX MITTS   MHM

SS&C Technologies Inc   SSNC

St. Joe Company   JOE

St. Jude Medical, Inc.   STJ

Staar Surgical Co   STAA

STAG INDUSTRIAL, INC   STAG-B

STAG INDUSTRIAL, INC.   STAG

STAG INDUSTRIAL, INC. SER A   STAG-A

Stage Stores Inc   SSI

Stamps.com, Inc.   STMP

StanCorp Financial Group   SFG

Standard Financial Corporation   STND

Standard Motor Products   SMP

Standard Pacific Corp.   SPF

Standard Parking   STAN

Standex International Corporation   SXI

Stanley Black & Decker Covertible Preferred Units   SWU

STANLEY BLACK & DECKER, INC.   SWJ

Stanley Black & Decker, Inc.   SWK

Stanley Furniture Co Inc   STLY

Stantec, Inc.   STN

Staples Inc   SPLS

Star Bulk Carriers Corp.   SBLK

Star Gas Partners, L.P.   SGU

Star Scientific Inc   STSI

Starbucks Corp   SBUX

Startek Inc.   SRT

Starwood Hotels & Resorts   HOT

STARWOOD PROPERTY TRUST, INC.   STWD

STARZ SERIES A   STRZA

STARZ SERIES B   STRZB

State Auto Financial Corp   STFC

State Bank Financial Corporation. Common Stock   STBZ

State Investors Bancorp, Inc.   SIBC

State Street Corporation   STT

STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in   STT-C

Statoil ASA   STO

StealthGas, Inc.   GASS

STEC, INC.   STEC

Steel Dynamics Inc   STLD

STEEL PARTNERS HOLDINGS L.P.   SPLP

Steelcase, Inc.   SCS

Stein Mart Inc   SMRT

Steiner Leisure Ltd   STNR

Steinway Musical Instrum.   LVB

StellarOne Corporation   STEL

STELLUS CAPITAL INVESTMENT CORPORATION   SCM

StemCells Inc.   STEM

Stemline Therapeutics, Inc.   STML

Stepan Co.   SCL

Stereotaxis, Inc.   STXS

Stericycle Inc   SRCL

STERIS Corporation   STE

Sterling Bancorp   STL

STERLING BANCORP TRUST I 8.375% CUMUL TRST PFD SEC   STL-A

STERLING CONSTRUCTION COMPANY, INC   STRL

Sterling Financial Corp.   STSA

Sterlite Industries (India) Limited   SLT

Steven Madden Ltd   SHOO

STEWARDSHIP FINL CORP   SSFN

Stewart Enterprises Inc   STEI

Stewart Information Services Corporation   STC

Stifel Financial Corp.   SF

STIFEL FINANCIAL CORP.   SFN

STIFEL FINANCIAL CORP.6.70% Senior Notes due 2022   SFB

Stillwater Mining Company   SWC

STMicroelectronics N.V.   STM

Stone Energy Corporation   SGY

STONE HARBOR EMERGING MARKETS INCOME FUND   EDF

STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND   EDI

StoneMor Partners L.P.   STON

Stoneridge, Inc   SRI

STR Holdings, Inc.   STRI

Strageic Hotels & Resorts, Inc. 8.25% Series B Cumulative Redeemable Pfd Stock   BEE-B

Straight Path Communications Inc.   STRP

Stratasys Inc (ISRAEL)   SSYS

Strategic Global Income Fund, Inc.   SGL

Strategic Hotels & Resorts, Inc.   BEE

Strategic Hotels & Resorts, Inc.   BEE-A

STRATEGIC HOTELS & RESORTS, INC. 8.25 % series C Cumulative Redeemable Preferred Stk   BEE-C

Strattec Security Corp   STRT

Stratus Properties Inc   STRS

Strayer Education Inc   STRA

Streamline Health Solutions, Inc.   STRM

Structured Products Corp. 6.00% CorTS Cl A Certificates   HYL

Structured Products CorTS Aon Capital A, 8.205% Cert.   KTN

Structured Products CorTS J.C. Penney Debs, 7 5/8% Cert.   KTP

Structured Products CorTS PECO Energy Cap Trust III, 8% Cert.   KTH

Structured Products CorTS Provident Financing Tr I, 8.20% Cert.    KCC

Stryker Corporation   SYK

STUDENT TRANSPORTATION, INC.   STB

Sturm, Ruger & Company, Inc.   RGR

Suburban Propane Partners L P   SPH

Sucampo Pharmaceuticals, Inc.   SCMP

Suffolk Bancorp   SUBK

Sumitomo Mitsui Financial Group, Inc   SMFG

SUMMER INFANT, INC   SUMR

Summit Financial Group, Inc.   SMMF

Summit Hotel Properties, Inc.   INN

SUMMIT HOTEL PROPERTIES, INC. 7.125% SER C   INN-C

SUMMIT HOTEL PROPERTIES, INC. 7.875% Series B Cumulative Redeemable Preferred Stock, $0.01 par    INN-B

SUMMIT HOTEL PROPERTIES, INC. 9.25% SER A   INN-A

SUMMIT MIDSTREAM PARTNERS LP   SMLP

Summit State Bank   SSBI

Sun Bancorp Inc-NJ   SNBC

Sun Communities, Inc   SUI

SUN COMMUNITIES, INC. 7.125% SERIES A   SUI-A

Sun Hydraulics Inc   SNHY

Sun Life Financial Inc.   SLF

Sun Trust Banks, Inc. Depositary Shares (1/4,000th Interest in Preferred Stock, Series A)   STI-A

SUNCOKE ENERGY INC   SXC

SunCoke Energy Partners, L.P.   SXCP

Suncor Energy, Inc.   SU

SUNEDISON, INC.   SUNE

Sunesis Pharmaceuticals, Inc.   SNSS

SunLink Health Systems, Inc   SSY

SUNOCO LOGISTICS PARTNERS L.P. COMMON UNITS REP LTD PARTNER INT.   SXL

SunOpta, Inc.   STKL

SunPower Corporation Common Stock   SPWR

Sunshine Heart Inc.   SSH

Sunstone Hotel Investors, Inc.   SHO

Sunstone Hotel Investors, Inc.   SHO-D

Suntech Power Holdings Co., Ltd. (Each representing one ordinary share)   STP

SunTrust Banks, Inc.   STI

SUNTRUST BANKS, INC. SERIES E   STI-E

SUNTRUST BANKS, INC. WARRANTS EXPIRING 11/14/18   STI+B

SUNTRUST BANKS, INC. WARRANTS EXPIRING 12/31/18   STI+A

Super Micro Computer, Inc.   SMCI

Superconductor Technologies Inc.   SCON

Superior Energy Services Inc.   SPN

Superior Industries International, Inc.   SUP

Superior Uniform Group, Inc.   SGC

SUPERMONTAGE TEST   WJZST

Supernus Pharmaceuticals, Inc.   SUPN

Supertel Hospitality, Inc.   SPPR

Supertel Hospitality, Inc. Series A Convertible Preferred Stock   SPPRP

Supertel Hospitality, Inc. Series B Cumulative   SPPRO

Supertex Inc   SUPX

SUPERVALU INC.   SVU

support.com, Inc.   SPRT

Supreme INDS, Inc. Cl A   STS

SurModics Inc   SRDX

Susquehanna Bancshares Inc   SUSQ

Susser Holdings Corporation   SUSS

SUSSER PETROLEUM PARTNERS LP   SUSP

Sussex Bancorp   SBBX

Sutor Technology Group Limited Common Stock   SUTR

SUTRON CORP   STRN

SVB Capital II Cumulative Trust Preferred Securities   SIVBO

SVB Financial Group   SIVB

Swift Energy   SFY

Swift Transportation Co.   SWFT

SWISHER HYGIENE INC.   SWSH

Swiss Helvetia Fund, Inc.   SWZ

SWS Group, Inc.   SWS

SYKES Enterprises Inc   SYKE

Symantec Corp   SYMC

Symetra Financial Corp.   SYA

Symmetricom Inc   SYMM

Symmetry Medical, Inc.   SMA

Synacor, Inc.   SYNC

SYNAGEVA BIOPHARMA CORP.   GEVA

Synalloy Corp   SYNL

Synaptics Inc   SYNA

Synchronoss Technologies, Inc.   SNCR

Synergetics USA, Inc.   SURG

Synergy Pharmaceuticals, Inc Common Stock   SGYP

SYNERGY PHARMACEUTICALS, INC.   SGYPW

Synergy Pharmaceuticals, Inc. Unit   SGYPU

SYNERGY RES CORP   SYRG

Syneron Medical Ltd   ELOS

SYNGENTA AG ADS (REP 1/5TH ORD SHARE)   SYT

Synnex Corporation   SNX

Synopsys Inc   SNPS

Synovus Financial Corp.   SNV

SYNOVUS FINANCIAL CORP. Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series   SNV-C

Synta Pharmaceuticals, Inc.   SNTA

Syntel Inc   SYNT

Synthesis Energy Systems Inc.   SYMX

Synthetic Biologics, Inc.   SYN

Synthetic Fixed Income Sec on behalf of STRATS for Wal-Mart Series 2005-4   GJO

Synthetic Fixed Income Securities   GJR

Synthetic Fixed Income Securities   GJS

Synthetic Fixed Income Securities   GJT

Synthetic Fixed Income Securities on the behalf of STRATS for Dominion Resources Series 2005-6   GJP

SYNTHETIC FIXED INCOME SECURITIES, INC   GJV

Synthetic Fixed-Income Sec STRATS 2004-02, 6.50% Sprint Capital Corp.   GJD

Synthetic Fixed-Income Sec STRATS 2004-06, 6.375% US Cellular Corp.   GJH

Synthetic Fixed-Income Sec STRATS 2004-08, Float Rate Goldman Sachs   GJJ

Synthetic Fixed-Income Sec STRATS 2004-09, Float Rate JPMorgan Chase   GJK

Syntroleum Corp   SYNM

Synutra International, Inc.   SYUT

Sypris Solutions Inc   SYPR

Sysco Corporation   SYY

Systemax Inc.   SYX

T Rowe Price Group Inc   TROW

TABLEAU SOFTWARE, INC.   DATA

TAHOE RESOURCES INC.   TAHO

Taitron Components Inc   TAIT

Taiwan Fund, Inc.   TWN

Taiwan Semiconductor Manufacturing   TSM

Take-Two Interactive Softwar   TTWO

TAL EDUCATION GROUP   XRS

Tal International Group, Inc.   TAL

Talisman Energy Inc.   TLM

TALLGRASS ENERGY PARTNERS LP   TEP

TAMINCO CORP   TAM

Tandy Brands Accessories Inc   TBAC

Tandy Leather Factory, Inc.   TLF

TANGER FACTORY OUTLET CENTERS   SKT

Tangoe, Inc.   TNGO

Tanzanian Royalty Exploration Corporation   TRX

TAOMEE HOLDINGS LIMITED   TAOM

Targa Resources Corp.   TRGP

Targa Resources Partners LP   NGLS

Targacept, Inc.   TRGT

Target Corporation   TGT

TARO PHARMACEUTICAL INDS LTD   TARO

Taseko Mines Limited   TGB

Taser International Inc   TASR

Tasman Metals Ltd.   TAS

TAT Technologies Ltd   TATT

Tata Motors Limited   TTM

Taubman Centers Inc.   TCO

TAUBMAN CENTERS, INC. 6.25% SER K   TCO-K

TAUBMAN CENTERS, INC. 6.500% Series J Cumulative Redeemable Preferred Stock   TCO-J

Taylor Capital Group Inc   TAYC

TAYLOR CAPITAL GROUP, INC. PERPETUAL NON CUMULATIVE PFD   TAYCO

Taylor Capital Trust   TAYCP

Taylor Devices Inc   TAYD

TAYLOR MORRISON HOME CORPORATION   TMHC

TC Pipelines LP   TCP

TCF FINANCIAL CORP   TCB-C

TCF Financial Corp.   TCB

TCF Financial Corp.   TCB+W

TCF FINANCIAL CORPORATION Depositary Shares, each representing 1/1,000th interest in a share of   TCB-B

TCP CAPITAL CORP   TCPC

TCW Strategic Income Fund, Inc.   TSI

TD Ameritrade Holding Corp   AMTD

TE CONNECTIVITY LTD   TEL

Team Health Holdings, Inc.   TMH

Team, Inc.   TISI

TEARLAB CORP   TEAR

Tech Data Corp   TECD

Teche Holding Company   TSH

Techne Corp   TECH

TECHNICAL COMMCTN CP   TCCO

TECHNOLOGY Select Sector SPDR Fund   XLK

TechTarget, Inc.   TTGT

Teck Resources Limited   TCK

TECO Energy Inc.   TE

Tecumseh Products Co   TECUA

Tecumseh Products Co   TECUB

Teekay Corporation   TK

Teekay LNG Partners L.P.   TGP

Teekay Offshore Partners L.P.   TOO

Teekay Offshore Partners L.P. 7.25% Series A Cumulative Redeemable Preferred Units,   TOO-A

Teekay Tankers LTD   TNK

Tejon Ranch Co.   TRC

TEKMIRA PHARMACEUTICALS CORP   TKMR

Telecom Argentina S.A.   TEO

Telecom Italia SpA   TI

Telecom Italia SpA Class A   TI-A

Telecommunication Systems Inc   TSYS

Teledyne Tech Inc.   TDY

Teleflex Incorporated   TFX

TELEFONICA BRASIL, S.A.   VIV

Telefonica, S.A.   TEF

Telenav Inc.   TNAV

Telephone & Data System New   TDS

TELEPHONE AND DATA SYSTEMS, INC. 5.875% Senior Notes due 2061   TDA

Telephone and Data Systems, Inc. 6.625% Senior Notes Due 03-31-2045   TDI

TELEPHONE AND DATA SYSTEMS, INC. 6.875% SER NTS DUE 2059   TDE

TELEPHONE AND DATA SYSTEMS, INC. 7% Senior Notes due 2060,   TDJ

TeleTech Holdings Inc   TTEC

Telik Inc   TELK

TEL-INSTRUMENT ELECTRONICS CORP   TIK

Tellabs Inc   TLAB

Telus Corporation   TU

Templeton Dragon Fund   TDF

Templeton Emerging Markets Fund   EMF

Templeton Emerging Markets Income Fund (Delaware)   TEI

Templeton Global Income Fund (Delaware)   GIM

Templeton Russia and East European Fund, Inc.   TRF

TEMPUR SEALY INTERNATIONAL, INC.   TPX

Tenaris S. A.   TS

Tenet Healthcare Corporation New   THC

Tengasco, Inc.   TGC

TENNANT COMPANY 4   TNC

Tenneco Inc.   TEN

Tennessee Valley Authority Pfd Stk Series A 6.50% 5/01/29   TVE

Tennessee Valley Authority-PFD D   TVC

TERADATA CORPORATION   TDC

Teradyne, Inc.   TER

Terex Corporation   TEX

Ternium S.A. American Dep Shares(each rep ten shares, USD)   TX

Terra Nitrogen Company, LP   TNH

Terreno Realty Corp.   TRNO

TERRENO REALTY CORPORATION   TRNO-A

Territoral Bancorp Inc.   TBNK

TESARO, Inc.   TSRO

Tesco Corp   TESO

Tesla Motors, Inc.   TSLA

Tesoro Corporation   TSO

Tesoro Logistics LP   TLLP

Tessco Technologies Inc   TESS

Tessera Technologies, Inc.   TSRA

Tetra Tech Inc   TTEK

TETRA Technologies, Inc.   TTI

TETRAPHASE PHARMACEUTICALS, INC.   TTPH

Teucrium Agricultural Fund   TAGS

Teucrium Corn Fund   CORN

Teucrium Crude Oil Fund   CRUD

Teucrium Natural Gas Fund   NAGS

Teucrium Soybean Fund   SOYB

Teucrium Sugar Fund   CANE

Teucrium Wheat Fund   WEAT

Teva Pharmaceutical Industries   TEVA

Texas Capital Bancshares, Inc.   TCBI

Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042   TCBIL

Texas Capital Bancshares, Inc. Non Cumulative Preferred Perpetual Stock Series A   TCBIP

Texas Capital Bancshares, Inc. Warrant   TCBIW

Texas Industries, Inc.   TXI

Texas Instruments Incorporated   TXN

Texas Pacific Land Trust   TPL

Texas Roadhouse, Inc.   TXRH

Textainer Group Holdings limited   TGH

Textron, Inc.   TXT

TEXTURA CORPORATION   TXTR

TF Financial Corp   THRD

TFS Financial Corporation   TFSL

TG THERAPEUTICS INC   TGTX

TGC Industries, Inc.   TGE

Thai Capital Fund Inc.   TF

Thai Fund, Inc.   TTF

THE ACTIVE NETWORK, INC.   ACTV

THE ADT CORPORATION   ADT

THE ALLSTATE CORPORATION   ALL-A

THE ALLSTATE CORPORATION 5.100% Fixed-To-Floating Rate Subordinated Debentures due 2053,   ALL-B

THE BABCOCK & WILCOX CO.   BWC

The Bancorp Inc.   TBBK

THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th intere   BK-C

The Blackstone Group L.P   BX

The Brink's Company   BCO

The Buckle, Inc.   BKE

The Carlyle Group L.P. Common Units   CG

The Cash Store Financial Services Inc.   CSFS

THE CENTRAL EUROPE, RUSSIA AND TURKEY FUND, INC.   CEE

THE CHARLES SCHWAB CORPORATION Depositary Shares representing a 1/40 interest in a share of 6.0   SCHW-B

The Chef's Warehouse Inc   CHEF

THE CUSHING MLP TOTAL RETURN FUND   SRV

THE CUSHING RENAISSANCE FUND   SZC

THE CUSHING ROYALTY & INCOME FUND   SRF

The Denali Fund Inc.   DNY

The E.W. Scripps Company (NEW)   SSP

The Ensign Group, Inc.   ENSG

The European Equity Fund, Inc.   EEA

The ExOne Company   XONE

THE FEMALE HEALTH CO   FHCO

The First Marblehead Corp.   FMD

The Fresh Market, Inc.   TFM

The Gabelli Convertible and Income Securities Fund, Inc.   GCV

The Gabelli Dividend & Income Trust   GDV

THE GABELLI EQUITY TRUST INC   GAB-G

THE GABELLI EQUITY TRUST INC. 5.00% Series H Cumulative Preferred Stock   GAB-H

The Gabelli Equity Trust Inc. 5.875% Ser D Cumul Pfd   GAB-D

The Gabelli Global Utility & Income Trust   GLU-A

The Gabelli Healthcare & Wellness Trust   GRX

The Gabelli Healthcare & wellness Trust 5.76% Series A Cumulative Preferred Shares   GRX-A

THE GABELLI MULTIMEDIA TRUST INC.   GGT

The Gabelli Utility & Income Trust   GLU

The GDL Fund   GDL

THE GDL FUND   GDL-B

The GEO Group, Inc.   GEO

THE GOLDMAN SACHS GROUP, INC. 5.95% NON-CUMULATIVE PFD STOCK SERIES I   GS-I

The Goodyear Tire & Rubber Company 5.875% Mandatory Convertible Preferred Stock   GTPPP

The Hanover Insurance Group, Inc.   THG

THE HANOVER INSURANCE GROUP, INC. 6.35% Subordinated Debentures due 2053   THGA

The Hartford Financial Services Group, Inc.   HIG+W

THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE   HGH

The Hershey Company   HSY

The Hillshire Brands Company (New)   HSH

The Howard Hughes Corporation   HHC

The Jones Group Inc.   JNY

THE KEYW HOLDING CORPORATION   KEYW

The L.S. Starrett Company   SCX

The LGL Group, Inc.   LGL

The Madison Square Garden Company   MSG

The Market Vectors Indonesia Small-Cap ETF   IDXJ

The Mosaic Company   MOS

The Phoenix Companies Inc.   PFX

The Phoenix Companies Inc. (NEW)   PNX

THE PNC FINANCIAL SERVICES GROUP, INC.   PNC-P

THE PNC FINANCIAL SERVICES GROUP, INC.   PNC-Q

The Providence Service Corporation   PRSC

The Royal Bank of Scotland Group PLC   RBS-R

The Royal Bank OF Scotland Group PLC   RBS-S

THE ROYAL BANK OF SCOTLAND GROUP PLC (NEW)   RBS

The Royal Bank Of Scotland Group Plc.   RBS-T

The Scotts Miracle-Gro Company   SMG

The Sherwin-Williams Company   SHW

The Standard Register Company   SR

The Timken Company   TKR

The Travelers Companies, Inc.   TRV

The Walt Disney Company   DIS

The Wendy's Company   WEN

The Western Union Company   WU

THE WHITEWAVE FOODS COMPANY   WWAV

THE WHITEWAVE FOODS COMPANY CL B   WWAV-B

The Zweig Fund Inc. (New)   ZF

The9 Limited   NCTY

Theragenics Corporation   TGX

TherapeuticsMD, Inc.   TXMD

Theravance, Inc.   THRX

Thermo Fisher Scientific, Inc.   TMO

Thermogenesis Corp.   KOOL

THERMON GROUP HOLDINGS, INC.   THR

TheStreet, Inc.   TST

THL Credit, Inc.   TCRD

Thomas Properties Group, Inc.   TPGI

Thompson Creek Metals Company Inc.   TC

Thompson Creek Metals Company Inc.   TC-T

Thomson Reuters Corporation   TRI

Thomson Reuters/Jefferies CRB Global Commodity Equity Index Fund   CRBQ

Thor Industries, Inc.   THO

Thoratec Corp   THOR

Threshold Pharmaceuticals, Inc.   THLD

THT Heat Transfer Technology, Inc.   THTI

Tianli Agritech, Inc.   OINK

TIANYIN PHARMACEUTICALS CO INC.   TPI

TIBCO Software Inc   TIBX

TICC Capital Corp.   TICC

Tidewater, Inc.   TDW

Tiffany & Co.   TIF

Tiger Media Inc   IDI

Tiger Media, Inc.   IDI+W

TigerLogic Corp.   TIGR

Tile Shop Holdings, Inc.   TTS

Tilly's Inc.   TLYS

Tim Hortons, Inc.   THI

TIM Participacoes S.A., ( NEW)   TSU

Timberland Bancorp Inc   TSBK

Timberline Resources Corporation   TLR

Time Warner Cable Inc.   TWC

Time Warner Inc.   TWX

Timmins Gold Corp.   TGD

Titan International, Inc.   TWI

Titan Machinery Inc.   TITN

Tivo Inc   TIVO

TJX Companies, Inc. (The)   TJX

T-Mobile US, Inc. (New)   TMUS

TMS INTERNATIONAL CORP.   TMS

Tofutti Brands Inc.   TOF

Toll Brothers, Inc.   TOL

Tompkins Financial Corporation   TMP

Tootsie Roll Industries, Inc.   TR

TOP Image Systems Ltd   TISA

TOP Ships, Inc.   TOPS

TOR Minerals International Inc   TORM

Torchmark Corporation   TMK

TORCHMARK CORPORATION   TMK-B

Tornier N.V.   TRNX

Toro Company (The)   TTC

Toronto Dominion Bank   TD

TORTOISE ENERGY CAPITAL COPRORATION SERIES C   TYY-C

Tortoise Energy Capital Corporation   TYY

TORTOISE ENERGY INDEPENDENCE FUND, INC.   NDP

Tortoise Energy Infrastructure Corp.   TYG

TORTOISE ENERGY INFRASTRUCTURE CORPORATION Series B Mandatory Redeemable Preferred Shares, $10.   TYG-B

TORTOISE MLP FUND INC.   NTG

Tortoise North American Energy Corporation   TYN

TORTOISE PIPELINE & ENERGY FUND, INC.   TTP

Tortoise Power and Energy Infrastructure Fund, Inc.   TPZ

TOTAL S.A.   TOT

Total System Services, Inc.   TSS

Tower Financial Corp   TOFC

TOWER GROUP INTL LTD COM STK (BERMUDA)   TWGP

Tower International, Inc.   TOWR

Tower Semiconductor Ltd   TSEM

Towers Watson & Co.   TW

Towerstream Corporation Common Stock   TWER

Town Sports International Holdings, Inc.   CLUB

TOWNE BANK (VA)   TOWN

Toyota Motor Corporation   TM

Tractor Supply Co   TSCO

Trade Street Residential, Inc.   TSRE

Trans World Entertainment   TWMC

Transact Technologies Inc   TACT

TransAlta Corporation   TAC

Transamerica Income Shares, Inc.   TAI

TRANSATLANTIC PETROLEUM LTD.   TAT

TransCanada Corporation   TRP

Transcat Inc   TRNS

Transcept Pharmaceuticals, Inc.   TSPT

Transcontinental Realty Investors, Inc.   TCI

Transdigm Group Incorporated   TDG

TRANSGLOBE ENERGY CORP (CANADA)   TGA

Transition Therapeutics, Inc.(Canada)   TTHI

Transmontaigne Partners L.P.   TLP

Transocean LTD.(SWITZERLAND) (NEW)   RIG

Transportadora de Gas del Sur S.A. (TGS)   TGS

Transwitch Corp   TXCC

TravelCenters of America LLC   TA

TravelCenters of America LLC 8.25% Senior Notes due 2028   TANN

TRAVELZOO INC   TZOO

TRC Companies, Inc.   TRR

Tredegar Corporation   TG

Tree.com, Inc.   TREE

Treehouse Foods, Inc.   THS

TREMOR VIDEO, INC.   TRMR

Trex Company, Inc.   TREX

TRI POINTE HOMES, INC.   TPH

TRIANGLE CAPITAL COPRORATION 7.00% SR NTS DUE 2019   TCC

Triangle Capital Corporation   TCAP

TRIANGLE CAPITAL CORPORATION 6.375% Senior Notes due 2022   TCCA

Triangle Petroleum Corporation   TPLM

Trico Bancshares   TCBK

Tri-Continental $2.50 Series   TY-P

TRI-Continental Corp.   TY

Trimas Corporation   TRS

Trimble Navigation Ltd   TRMB

TrimTabs Float Shrink ETF   TTFS

Trina Solar Limited   TSL

Trinity Biotech plc   TRIB

Trinity Industries, Inc.   TRN

Trio-Tech International    TRT

TRIPADVISOR, INC.   TRIP

Triple-s Management Corp.   GTS

Triquint Semiconductor Inc   TQNT

TriState Capital Holdings, Inc.   TSC

Tri-Tech Holdings Inc.   TRIT

Triumph Group, Inc.   TGI

TRIUS THERAPEUTICS, INC.   TSRX

TRONOX LIMITED CL A ORDINARY SHARES   TROX

TROVAGENE, INC.   TROVU

TrovaGene, Inc. NEW Common Stock   TROV

TrovaGene, Inc. Warrant   TROVW

Trueblue, Inc.   TBI

Truett-Hurst, Inc. Class A Common Stock   THST

TRULIA, INC.   TRLA

TRUNKBOW INTERNATIONAL HOLDINGS LTD   TBOW

Trust Units of Brookfield Canada Office Properties   BOXC

Trustco Bank Corp NY   TRST

Trustmark Corp   TRMK

TRW Automotive Holdings Corp.   TRW

TSAKOS ENERGY NAVIGATION LIMITED 8.00% Series B Cumulative Redeemable Perpetual Preferred Share   TNP-B

Tsakos Energy Navigation Ltd.   TNP

TSR Inc. New   TSRI

TTM Technologies Inc   TTMI

Tucows, Inc   TCX

Tuesday Morning Corp   TUES

Tufco Technologies Inc   TFCO

TUMI HOLDINGS, INC.   TUMI

Tupperware Brands Corporation   TUP

TURKCELL ILETISIM HIZMETLERI A.S. (NEW) ADS'S (EA REP 2,500 ORD SHRS)   TKC

Turkish Investment Fund, Inc.   TKF

Turquoise Hill Resources Ltd   TRQ

Tutor Perini Corporation   TPC

tw telecom inc. Class A   TWTC

Twenty-First Century Fox, Inc. Class A   FOXA

Twenty-First Century Fox, Inc. Class B   FOX

Twin Disc, Incorporated   TWIN

Two Harbors Investment Corp.   TWO

Two Harbors Investment Corp.   TWO+W

Two River Bancorp   TRCB

Tyco International Ltd. Switzerland (New)   TYC

Tyler Technologies, Inc.   TYL

Tyson Foods, Inc.   TSN

U S ANTIMONY CORP   UAMY

U.S. Auto Parts Network, Inc.   PRTS

U.S. Bancorp   USB

U.S. Bancorp   USB-A

U.S. BANCORP   USB-M

U.S. BANCORP   USB-N

U.S. BANCORP Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series H No   USB-O

U.S. CONCRETE, INC.   USCR

U.S. Equity High Volatility Put Write Index Fund   HVPW

U.S. Geothermal Inc.   HTM

U.S. SILICA HOLDINGS, INC.   SLCA

UBIC Inc American Depositary Shares   UBIC

UBIQUITI NETWORKS INC   UBNT

UBS AG   UBS

UBS AG 1xMonthly Short Exchange Traded Access Securities (E-TRACS) Linked to the Alerian MLP In   MLPS

UBS AG 2xMonthly Leveraged Long Exchange Traded Access Securities (E-TRACS) linked to the Aleri   MLPL

UBS AG Exchange Traded Access Securities (E-TRACS) Daily Long-Short VIX ETN due November 30, 20   XVIX

UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index    MLPG

UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargor MLP Index due Oct   MLPW

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargor Business Developme   BDCS

UBS E-TRACS Alerian MLP Infrastructure ETN   MLPI

UBS E-TRACS Linked to Dow Jones-ubs Commodity Index Totals Return   DJCI

UBS E-TRACS S&P 500 Gold Hedged ETN   SPGH

UBS Preferred Funding Trust IV   UBS-D

UCP, Inc.   UCP

UDR, Inc.   UDR

UFP Technologies Inc   UFPT

UGI Corporation   UGI

UIL Holdings Corporation   UIL

Ulta Salon, Cosmetics & Fragrance, Inc.   ULTA

Ultimate Software Group Inc   ULTI

Ultra Clean Holdings, Inc.   UCTT

Ultra Petroleum Corp.   UPL

Ultralife Corporation   ULBI

Ultrapar Particpacoes S.A.   UGP

Ultrapetrol (Bahamas)   ULTR

Ultratech Inc.   UTEK

UMB Financial Corp   UMBF

UMH Properties, Inc.   UMH

UMH Properties, Inc. 8.25% Series A Cumulative Redeemable Preferred Stock, Liquidation Prefere   UMH-A

Umpqua Holdings Corp   UMPQ

Under Armour, Inc.   UA

Unico American Corp   UNAM

UNIFI, Inc. New   UFI

Unifirst Corp   UNF

Unilever NV   UN

Unilever plc   UL

Unilife Corporation   UNIS

Union Bankshares, Inc   UNB

UNION FIRST MARKET BANKSHARES CORP   UBSH

Union Pacific Corp.   UNP

Uni-Pixel, Inc.   UNXL

UNISYS Corp.   UIS-A

Unisys Corporation (New)   UIS

UNIT Corporation   UNT

United Bancorp Inc/OH   UBCP

United Bancshares Inc/OH   UBOH

United Bankshares Inc   UBSI

United Community Bancorp   UCBA

United Community Banks Inc.   UCBI

United Community Financial Cor   UCFC

UNITED CONTINENTAL HOLDINGS, INC.   UAL

United Financial Bancorp, Inc. Common Stock   UBNK

United Fire Group Inc.   UFCS

UNITED INS HLDGS CORP   UIHC

United Microelectronic Corp.   UMC

United Natural Foods Inc   UNFI

United Online Inc   UNTD

United Parcel Service, Inc. Class B   UPS

United Rentals, Inc.   URI

United Securities Bancshares   USBI

United Security Bancshares   UBFO

United States 12 Month Natural Gas Fund, LP   UNL

United States 12 Month Oil Fund, LP   USL

United States Agriculture Index Fund   USAG

United States Brent Oil Fund, LP   BNO

United States Cellular Corp. 6.95% Senior Notes due 2060   UZA

United States Cellular Corporation   USM

United States Copper Index Fund   CPER

United States Diesel-Heating Oil Fund, LP   UHN

United States Gasoline Fund, LP   UGA

United States Lime & Minerals   USLM

UNITED STATES METALS INDEX FUND   USMI

United States Natural Gas Fund, LP Unit   UNG

United States Oil Fund, LP   USO

UNITED STATES SHORT OIL FUND   DNO

United States Steel Corporation   X

United Stationers Inc   USTR

UNITED TECHNOLOGIES CORP   UTX-A

United Technologies Corporation   UTX

United Therapeutics Corp   UTHR

United-Guardian, Inc.   UG

UnitedHealth Group Incorporated   UNH

UNITEK GLOBAL SERVICES, INC. NEW   UNTK

Unitil Corporation   UTL

Unity Bancorp   UNTY

Universal American Corp.New   UAM

UNIVERSAL BUSINESS PAYMENT SOLUTIONS AQUISITION CORP COMMON STOCK   UBPS

Universal Corporation   UVV

Universal Display Corp   OLED

Universal Electronics Inc   UEIC

Universal Forest Products Inc   UFPI

Universal Health Realty Income Trust    UHT

Universal Health Services, Inc. Class B   UHS

UNIVERSAL INSURANCE HLDG   UVE

Universal Power Group, Inc.   UPG

UNIVERSAL SECURITY INSTRUMENTS INC   UUU

Universal Stainless & Alloy   USAP

Universal Technical Institute, Inc.   UTI

Universal Truckload Services, Inc.   UACL

Univest Corp of Pennsylvania   UVSP

UNS ENERGY CORP   UNS

Unum Group   UNM

Unwired Planet, Inc.   UPIP

UQM Technologies, Inc.   UQM

Uranez Energy Corporation   URZ

Uranium Energy Corp.   UEC

Uranium Resources, Inc.   URRE

Urban Outfitters Inc   URBN

UR-ENERGY, INC.   URG

Uroplasty, Inc.   UPI

URS Corporation   URS

Urstadt Biddle Properties   UBP

Urstadt Biddle Properties Cl A   UBA

Urstadt Biddle Properties, Inc. 7.5% Ser. D Sr. Cum. Pfrd. Stock   UBP-D

US Airways Group, Inc.   LCC

US Bancorp Depositary Shares (1/1,000 Interest in Ser. B Non-Cum. Prptl. Prfrd. Stock)   USB-H

US Commodity Index   USCI

US Ecology, Inc.   ECOL

US Energy Corp Wyoming   USEG

US Global Investors Inc   GROW

US Physical Therapy Inc   USPH

USA COMPRESSION PARTNERS LP   USAC

USA Mobility, Inc.   USMO

USA TECHNOLOGIES INC CV PFD   USATP

USA Technologies, Inc.   USAT

USA Technologies, Inc.   USATZ

USA Truck Inc   USAK

USANA Health Sciences Inc   USNA

USEC Inc.   USU

US-EUR-JAP Basket PPC (SPX, SX5E, & NKY) Maturity 03/06/2014   ATA

USG Corporation   USG

USMD Holdings, Inc.   USMD

Utah Medical Products Inc   UTMD

UTI Worldwide Inc   UTIW

UTILITIES SEL SECT SPDR FD   XLU

UTStarcom Holdings Corp Ordinary Shares (Cayman Islands)   UTSI

V.F. Corporation   VFC

Vaalco Energy, Inc.   EGY

Vail Resorts, Inc.   MTN

Valassis Communications, Inc.   VCI

VALE S.A.   VALE

VALE S.A. Preferred ADR   VALE-P

Valeant Pharmaceuticals International   VRX

Valero Energy Corporation   VLO

Valhi, Inc.   VHI

VALIDUS hOLDINGS, LTD.   VR

Valley Financial Corporation   VYFC

Valley National Bancorp   VLY

Valley National Bancorp   VLY+W

Valley National Bancorp   VLYWW

Valmont Industries   VMI

Valspar Corporation (The)   VAL

Value Line Inc   VALU

Valueclick Inc   VCLK

Valuevision Media Inc   VVTV

Vanda Pharmaceuticals Inc.   VNDA

Vanguard Consumer Discretionary ETF   VCR

Vanguard Consumer Staples ETF   VDC

Vanguard Dividend Appreciation ETF   VIG

Vanguard Emerging Markets Government Bond ETF   VWOB

Vanguard Energy ETF   VDE

Vanguard Extended Market ETF   VXF

Vanguard Financials ETF   VFH

Vanguard FTSE All-World Ex-US ETF   VEU

VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND   VSS

VANGUARD FTSE DEVELOPED MARKETS ETF   VEA

Vanguard FTSE Emerging Markets ETF   VWO

Vanguard FTSE Europe ETF   VGK

Vanguard FTSE Pacific ETF   VPL

Vanguard Global ex-U.S. Real Estate ETF   VNQI

Vanguard Growth ETF   VUG

Vanguard Health Care ETF   VHT

Vanguard Health Systems, Inc.   VHS

Vanguard High Dividend Yield ETF   VYM

Vanguard Industrials ETF   VIS

Vanguard Information Technology ETF   VGT

Vanguard Intermediate-Term Bond ETF   BIV

VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF   VCIT

VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF   VGIT

Vanguard Large-Cap ETF   VV

Vanguard Long-Term Bond ETF   BLV

VANGUARD LONG-TERM CORPORATE BOND ETF   VCLT

VANGUARD LONG-TERM GOVERNMENT BOND ETF   VGLT

Vanguard Materials ETF   VAW

Vanguard Mega Cap Value ETF   MGV

Vanguard Mega Cap 300 Index ETF   MGC

Vanguard Mega Cap Growth ETF   MGK

Vanguard Mid-Cap ETF   VO

Vanguard Mid-Cap Growth ETF   VOT

Vanguard Mid-Cap Value ETF   VOE

VANGUARD MORTGAGE BACKED SECURITIES ETF   VMBS

VANGUARD NATURAL RESOURCES 7.875% SER A   VNRAP

Vanguard Natural Resources, LLC   VNR

Vanguard REIT ETF   VNQ

Vanguard Russell 1000 ETF   VONE

Vanguard Russell 1000 Growth ETF   VONG

Vanguard Russell 1000 Value ETF   VONV

Vanguard Russell 2000 ETF   VTWO

Vanguard Russell 2000 Growth ETF   VTWG

Vanguard Russell 2000 Value ETF   VTWV

Vanguard Russell 3000 ETF   VTHR

Vanguard S&P 500 ETF   VOO

Vanguard S&P 500 Growth ETF   VOOG

Vanguard S&P 500 Value ETF   VOOV

Vanguard S&P Mid-Cap 400 ETF   IVOO

Vanguard S&P Mid-Cap 400 Growth ETF   IVOG

Vanguard S&P Mid-Cap 400 Value ETF   IVOV

Vanguard S&P Small-Cap 600 ETF   VIOO

Vanguard S&P Small-Cap 600 Growth ETF   VIOG

Vanguard S&P Small-Cap 600 Value ETF   VIOV

Vanguard Short-Term Bond ETF   BSV

VANGUARD SHORT-TERM CORPORATE BOND ETF   VCSH

VANGUARD SHORT-TERM GOVERNMENT BOND ETF   VGSH

Vanguard Short-Term Inflation-Protected Securities Index Fund   VTIP

Vanguard Small-Cap ETF   VB

Vanguard Small-Cap Growth ETF   VBK

Vanguard Small-Cap Value ETF   VBR

Vanguard Telecommunication Services ETF   VOX

Vanguard Total Bond Market   BND

Vanguard Total International Bond ETF   BNDX

Vanguard Total International Stock ETF   VXUS

Vanguard Total Stock Market ETF   VTI

Vanguard Total World Stock ETF   VT

Vanguard Utilities ETF   VPU

Vanguard Value ETF   VTV

Vanguard World Funds Extended Duration ETF   EDV

Vantage Drilling Company   VTG

VantageSouth Bancshares, Inc.   VSB

Vantiv, Inc.   VNTV

Varian Medical Systems, Inc.   VAR

Vasco Data Security Internatio   VDSI

Vascular Solutions Inc   VASC

VCA Antech Inc   WOOF

Vector Group Ltd.   VGR

Vectren Corporation   VVC

Veeco Instruments Inc   VECO

VelocityShares 3x Inverse Crude ETN linked to the S&P GSCIr Crude Oil Index Excess Return   DWTI

VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCIr Natural Gas Index Excess Ret   DGAZ

VelocityShares 3x Long Crude ETN linked to the S&P GSCIr Crude Oil Index Excess Return   UWTI

VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCIr Natural Gas Index Excess Return   UGAZ

VelocityShares Daily 2x VIX Medium Term ETN   TVIZ

VelocityShares Daily 2x VIX Short Term ETN   TVIX

VelocityShares Daily Inverse VIX Medium Term ETN   ZIV

VelocityShares Daily Inverse VIX Short Term ETN   XIV

VelocityShares Emerging Asia DR ETF   ASDR

VelocityShares Emerging Markets DR ETF   EMDR

VelocityShares Equal Risk Weighted Large Cap ETF   ERW

VelocityShares Russia Select DR ETF   RUDR

VelocityShares Tail Risk Hedged Large Cap ETF   TRSK

VelocityShares VIX Medium Term ETN   VIIZ

VelocityShares VIX Short Term ETN   VIIX

VelocityShares Volatility Hedged Large Cap ETF   SPXH

VelocitySharesTM 2x Long Platinum ETN linked to the S&P GSCIr Platinum Index ER   IPLT

VelocitySharesTM 2x Long Platinum ETN linked to the S&P GSCIr Platinum Index ER   LPLT

VelocitySharesTM 3x Inverse Brent Crude ETN linked to the S&P GSCIr Brent Crude Index Excess Re   DOIL

VelocitySharesTM 3x Inverse Gold ETN linked to the S&P GSCIr Gold Index ER   DGLD

VelocitySharesTM 3x Inverse Silver ETN linked to the S&P GSCIr Silver Inverse Index ER   DSLV

VelocitySharesTM 3x Long Brent Crude ETN linked to the S&P GSCIr Brent Crude Index Excess Retur   UOIL

VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCIr Gold Index ER   UGLD

VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCIr Silver Index ER   USLV

Velti plc Ordinary Shares   VELT

Venaxis, Inc. Common Stock   APPY

VENTAS REALTY, LIMITED PARTNERSHIP // VENTAS CAPITAL CORPORATION 5.45% Senior Notes due 2043   VTRB

Ventas, Inc.   VTR

Ventrus Biosciences, Inc.   VTUS

Veolia Environnement   VE

VERA BRADLEY, INC.   VRA

VERASTEM, INC.   VSTM

Verenium Corporation   VRNM

Verifone Systems, Inc.   PAY

Verint Systems Inc   VRNT

VeriSign Inc   VRSN

Verisk Analytics, Inc.   VRSK

Verizon Communications   VZ

VERMILION ENERGY INC.   VET

Vermillion, Inc.   VRML

Versar, Inc.   VSR

Verso Paper Corp.   VRS

VERTEX ENERGY INC   VTNR

Vertex Pharmaceuticals Inc   VRTX

Vestin Realty Mortgage 1, Inc.   VRTA

Vestin Realty Mortgage II, Inc.   VRTB

Viacom Inc. Class A   VIA

Viacom Inc. Class B   VIAB

Viad Corp   VVI

Viasat Inc   VSAT

Viasystems Group, Inc.   VIAS

Vical Inc   VICL

Vicon Industries, Inc.   VII

Vicor Corp   VICR

Video Display Corp   VIDE

ViewPoint Financial Group   VPFG

Village Bank and Trust Financial Corp.   VBFC

Village Super Market   VLGEA

Vimicro International Corporation   VIMC

VIMPELCOM LTD   VIP

Vina Concha Y Toro S.A.   VCO

Vipshop Holdings Limited   VIPS

Virco Mfg. Corporation   VIRC

Virginia Commerce Bancorp   VCBI

Virginia Electric & Power $5.00 Pfd   VEL-E

VIRNETX HOLDING CORP.   VHC

Viropharma Inc   VPHM

VirtualScopics, Inc.   VSCP

VIRTUS GLOBAL MULTI-SECTOR INCOME FUND   VGI

Virtus Investment Partners, Inc   VRTS

VIRTUS TOTAL RETURN FUND   DCA

Virtusa Corporation   VRTU

VISA Inc.   V

Vishay Intertechnology, Inc.   VSH

Vishay Precision Group, Inc.   VPG

VisionChina Media, Inc.   VISN

Vision-Sciences Inc   VSCI

Vista Gold Corp. New   VGZ

VistaPrint NV (The Netherlands)   VPRT

VISTEON CORPORATION   VC

VITACOST.COM, INC.   VITC

Vitamin Shoppe Inc.   VSI

VITESSE SEMICONDUCTOR CORP NEW   VTSS

Vitran Corporation, Inc.   VTNC

Vivus Inc   VVUS

VMWARE,INC.   VMW

VNB CAPITAL TRUST I 7 3/4% TRST ORIG PFD SECS TOPRS   VLY-A

VOC ENERGY TRUST   VOC

VOCERA COMMUNICATIONS, INC.   VCRA

Vocus, Inc.   VOCS

Vodafone Group PLC   VOD

Volcano Corporation   VOLC

Voltari Corporation   VLTC

Volterra Semiconductor Corporation   VLTR

Vonage Holdings Corporation   VG

Vornado Realty LP   VNOD

Vornado Realty Trust   VNO

VORNADO REALTY TRUST 5.70% Series K Cumulative Redeemable Preferred Shares of Beneficial Intere   VNO-K

Vornado Realty Trust 6.625% Ser. G Cum. Rdmbl. Prfrd. Shrs.   VNO-G

VORNADO REALTY TRUST 6.875% SER J   VNO-J

Vornado Rlty Trst 6.625% Ser. I Cum. Rdmbl. Prfrd. Shrs. Bnfcl. Intrst.   VNO-I

VOXX International Corporation Class A   VOXX

VRINGO, INC.   VRNG

VRINGO, INC.   VRNGW

VSB BANCORP INC (NY)   VSBN

VSE Corp   VSEC

Vulcan Materials Company(Holding Company)   VMC

W&T Offshore, Inc.   WTI

W.P. Carey Inc. (REIT) (NEW)   WPC

W.R. Berkley Corporation   WRB

W.R. BERKLEY CORPORATION 5.625% Subordinated Debentures due 2053   WRB-B

W.R. Grace & Co.   GRA

W.W. Grainger, Inc.   GWW

Wabash National Corp.   WNC

WABCO HOLDINGS INC.   WBC

Wabtec Inc.   WAB

Wachovia Preferred Funding Corp. 7.25% Non-cumulative    WNA-P

Waddell & Reed Financial   WDR

WAGEWORKS, Inc.   WAGE

Walgreens Co.   WAG

Walker & Dunlop, Inc.   WD

Wal-Mart Stores, Inc.   WMT

Walter Energy, Inc.   WLT

Walter Investment Management Corp.   WAC

Warner Chilcott plc (Ireland)   WCRX

Warren Resources, Inc.   WRES

Washington Banking Co   WBCO

Washington Federal Inc   WAFD

Washington Federal, Inc.   WAFDW

Washington Post Co.    WPO

Washington Real Estate Investment Trust   WRE

Washington Trust Bancorp Inc   WASH

WASHINGTONFIRST BANKSHARES INC   WFBI

Waste Connections, Inc.   WCN

Waste Management, Inc.   WM

Waters Corp   WAT

WATERSTONE FINANCIAL INC.   WSBF

Watsco, Inc.   WSO

Watsco, Inc. Class B   WSO-B

Watts Water Technologies, Inc. Class A   WTS

Wausau Paper Corporation   WPP

Wave Systems Corp   WAVX

Wayne Savings Bancshares Inc   WAYN

Wayside Technology Group, Inc.   WSTG

WCI COMMUNITIES, INC.   WCIC

WCM / BNY Mellon Focused Growth ADR ETF   AADR

Wd-40 Co   WDFC

Weatherford Intl., LTD.   WFT

Web.com Group, Inc.   WWWW

WebMD Health Corp.   WBMD

WEBSTER FINANCIAL CORPORATION   WBS+W

WEBSTER FINANCIAL CORPORATION   WBS-E

Webster Financial Corporation Waterbury   WBS

Weight Watchers International, Inc.   WTW

Weingarten Realty Investors   WRI

Weingarten Realty Investors   WRI-F

Weingarten Realty Investors 8.10% Notes due 9/15/2019   WRD

Weis Markets, Inc.   WMK

Wellcare Health Plans, Inc.   WCG

WELLESLEY BANCORP, INC.   WEBK

Wellpoint, Inc.   WLP

Wells Fargo & Co.   WFC

Wells Fargo & Co.   WFC-Q

WELLS FARGO & CO. WARRANTS EXPIRING 10/28/18   WFC+W

Wells Fargo & Company Depositary Shares (Each representing a 1/40th interest in a share of 8.00   WFC-J

WELLS FARGO & COMPANY Depositary Shares, each representing a 1/1,000th interest in a share of N   WFC-O

WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cu   WFC-N

WELLS FARGO & COMPANY SER P   WFC-P

WELLS FARGO ADVANTAGE GLOBAL DIVIDEND OPPORTUNITY FUND   EOD

WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND   EAD

WELLS FARGO ADVANTAGE MULTI SECTOR INCOME FUND   ERC

WELLS FARGO ADVANTAGE UTILITIES AND HIGH INCOME FUND   ERH

Wells Gardner Elelctronics Corporation   WGA

Werner Enterprises Inc   WERN

WesBanco Inc   WSBC

WESCO Aircraft Holdings Inc.   WAIR

Wesco International Inc.   WCC

West Bancorporation   WTBA

West Corporation   WSTC

West Marine Inc   WMAR

West Pharmaceutical Services, Inc.   WST

Westamerica Bancorporation   WABC

Westbury Bancorp, Inc.   WBB

Westell Technologies Inc   WSTL

Western Alliance Bancorporation   WAL

Western Asset Emerging Markets Debt Fund, Inc   ESD

Western Asset Emerging Markets Income Fund II, Inc.   EMD

Western Asset Global Corporate Defined Opportunity Fund Inc.   GDO

Western Asset Global High Income Fund, Inc   EHI

Western Asset Global Partners Income Fund, Inc.   GDF

Western Asset High Income Fund II, Inc.   HIX

Western Asset High Income Opportunity Fund, Inc.   HIO

Western Asset High Yield Defined Opportunity Fund Inc.   HYI

Western Asset Income Fund   PAI

Western Asset Inflation Management Fund, Inc.   IMF

Western Asset Intermediate Muni Fund, Inc.   SBI

Western Asset Investment Grade Defined Opportunity Trust Inc.   IGI

Western Asset Managed High Income Fund, Inc.   MHY

Western Asset Managed Municipals Fund, Inc   MMU

Western Asset Mortage Defined Opportunity Fund Inc.   DMO

WESTERN ASSET MORTGAGE CAPITAL CORPORATION   WMC

Western Asset Municipal Defined Opportunity Trust Inc.   MTT

Western Asset Municipal High Income Fund, Inc   MHF

Western Asset Municipal Partners Fund, Inc.   MNP

Western Asset Premier Bond Fund   WEA

Western Asset Variable Rate Strategic Fund, Inc   GFY

Western Asset Worldwide Income Fund, Inc   SBW

Western Asset/ Claymore U.S. Treasury Inflation Protected Secs Fund   WIA

Western Asset/Claymore Inflation- Linked Opportunities & Income Fund   WIW

Western Copper and Gold Corporation   WRN

Western Digital Corp.   WDC

Western Energy Inc.   WR

WESTERN GAS EQUITY PARTNERS, LP   WGP

Western Gas Partners LP   WES

Western Refining, Inc.   WNR

Westfield Financial, Inc. New   WFD

Westlake Chemical Corporation   WLK

Westmoreland Coal Company   WLB

Westmoreland Coal Company Dep Shr Ser A   WLBPZ

Westpac Banking Corporation   WBK

Westport Innovations Inc.   WPRT

WESTWOOD HOLDINGS GROUP, INC. 4   WHG

Wet Seal Inc/The   WTSL

WEX Inc.   WEX

Weyco Group Inc   WEYS

WEYERHAEUSER COMPANY 6.375% Mandatory Convertible Preference Shares, Series A, $1.00 par value   WY-A

Weyerhauser Company   WY

WGL Holdings, Inc.   WGL

WHEELER REAL ESTATE INVESTMENT TRUST, INC.   WHLR

Whirlpool Corp.   WHR

White Mountains Insurance Group Ltd.   WTM

WhiteHorse Finance, Inc.   WHF

WhiteHorse Finance, Inc. 6.50% Senior Notes due 2020   WHFBL

Whitestone REIT   WSR

Whiting Petroleum Corporation   WLL

Whiting USA Trust I   WHX

Whiting USA Trust II   WHZ

Whole Foods Market Inc   WFM

WidePoint Corporation   WYY

Wi-LAN Inc.   WILN

WILEY(JOHN)SONS B   JW-B

Willamette Valley Vineyards   WVVI

Willbros Group Inc.(Deleware)   WG

Willdan Group, Inc.   WLDN

WILLIAM LYON HOMES   WLH

Williams Companies Inc.   WMB

Williams Partners L.P.   WPZ

Williams-Sonoma, Inc.   WSM

Willis Group Holdings Limited (Ireland) (New)   WSH

Willis Lease Finance Corp   WLFC

Wilshire Bancorp, Inc.   WIBC

Wilshire Micro-Cap ETF (based on the Wilshire US Micro-Cap Index)   WMCR

Wilshire US REIT ETF   WREI

Windstream Corporation   WIN

Winmark Corp   WINA

Winnebago Industries, Inc.   WGO

Winthrop Realty Trust   FUR

WINTHROP REALTY TRUST 7.75% Senior Notes due 2022.   WRT

WINTHROP REALTY TRUST 9.25% Series D Cumulative Redeemable Preferred Shares of Beneficial Inter   FUR-D

Wintrust Financial Corp   WTFC

Wintrust Financial Corporation   WTFCW

Wipro Limited    WIT

Wireless Telecom Group, Inc.   WTT

Wisconsin Energy Corp.   WEC

WisdomTree Brazilian Real Fund   BZF

WisdomTree Chinese Yuan Fund   CYB

WisdomTree Commodity Currency Fund   CCX

WisdomTree Emerging Currency Fund   CEW

WisdomTree Equity Income Fund   DHS

WisdomTree Middle East Dividend Fund   GULF

WisdomTree Asia Local Debt Fund   ALD

WisdomTree Asia-Pacific ex-Japan Fund   AXJL

WisdomTree Australia Dividend Fund   AUSE

WisdomTree China Dividend Ex-Financials Fund   CHXF

WisdomTree Commodity Country Equity Fund   CCXE

WisdomTree DEFA Equity Income Fund   DTH

WisdomTree DEFA Fund   DWM

WisdomTree Dividend Ex-Financials Fund   DTN

WisdomTree Dreyfus Australia & New Zealand Debt Fund   AUNZ

WisdomTree Emerging Markets Equity Income Fund   DEM

WISDOMTREE EMERGING MARKETS CORPORATE BOND FUND   EMCB

WisdomTree Emerging Markets Dividend Growth Fund   DGRE

WisdomTree Emerging Markets Local Debt Fund   ELD

WisdomTree Emerging Markets SmallCap Dividend Fund   DGS

WisdomTree Euro Debt Fund   EU

WisdomTree Europe Hedged Equity Fund   HEDJ

WisdomTree Europe SmallCap Dividend Fund   DFE

WisdomTree Global Corporate Bond Fund   GLCB

WISDOMTREE GLOBAL EQUITY INCOME FUND(BASED ON THE WISDOMTREE GLOBAL HIGH-YIELDING EQUITY INDEX)   DEW

WisdomTree Global ex-U.S. Growth Fund   DNL

WisdomTree Global ex-US Real Estate Fund   DRW

WisdomTree Global ex-US Utility Fund   DBU

WisdomTree Global Natural Resources Fund   GNAT

WisdomTree Global Real Return Fund   RRF

WisdomTree India Earnings Fund ETF   EPI

WisdomTree Indian Rupee Fund   ICN

WisdomTree Intenational LargeCap Dividend Fund   DOL

WisdomTree international Dividend Ex-Financials Fund   DOO

WisdomTree International MidCap Dividend Fund   DIM

WisdomTree International SmallCap Dividend Fund   DLS

WISDOMTREE INVESTMENTS INC.   WETF

WisdomTree Japan Hedged Equity Fund   DXJ

WisdomTree Japan Hedged SmallCap Equity Fund   DXJS

WisdomTree Japan SmallCap Dividend Fund   DFJ

WisdomTree LargeCap Dividend Fund   DLN

WISDOMTREE LARGECAP VALUE FUND (BASED ON THE WISDOMTREE LARGECAP VALUE INDEX)   EZY

WisdomTree Managed Futures Strategy Fund   WDTI

WisdomTree MidCap Dividend Fund   DON

WisdomTree MidCap Earnings Fund   EZM

WisdomTree SmallCap Dividend Fund   DES

WisdomTree SmallCap Earnings Fund   EES

WisdomTree Total Dividend Fund   DTD

WisdomTree Total Earnings Fund   EPS

WisdomTree Total Earnings top 100 Fund   EXT

WISDOMTREE U.S. DIVIDEND GROWTH FUND   DGRW

WisdomTree U.S. SmallCap Dividend Growth Fund   DGRS

WisdomTree United Kingdom Hedged Equity Fund   DXPS

WMS Inds, Inc.   WMS

WNS Holdings Limited   WNS

Wolverine Bancorp, Inc.   WBKC

Wolverine World Wide, Inc.   WWW

Woodward, Inc.   WWD

Woori Finance Holdings Co., Ltd.   WF

WORKDAY, INC.   WDAY

World Acceptance Corp   WRLD

World Energy Solutions Inc.   XWES

World Fuel Services Corporation   INT

World Wrestling Entertainment   WWE

WORTHINGTON INDUSTRIES, INC. COMMON SHARES   WOR

WPCS International, Inc.   WPCS

WPP PLC   WPPGY

WPX Energy, Inc.   WPX

Wright Medical Group Inc   WMGI

Wright Medical Group, Inc. Contingent Value Right   WMGIZ

WSFS Financial Corp   WSFS

WSFS Financial Corporation 6.25% Senior Notes Due 2019   WSFSL

WSI Industries Inc   WSCI

WSP Holdings Limited (New)   WH

Wuxi Pharmatech (Cayman) Inc.   WX

WVS Financial Corp   WVFC

Wyndham Worldwide Corporation   WYN

Wynn Resorts Ltd   WYNN

Xcel Energy, Inc.   XEL

Xenith Bankshares, Inc.   XBKS

XenoPort, Inc.   XNPT

Xerium Technologies, Inc.   XRM

Xerox Corporation   XRX

xG Technology, Inc   XGTI

xG Technology, Inc Warrants   XGTIW

Xilinx Inc   XLNX

Xinyuan Real Estate Co. LTD   XIN

XL Group PLC (Ireland) New   XL

XO GROUP INC.   XOXO

XOMA Corporation   XOMA

Xoom Corporation Common Stock   XOOM

Xplore Technologies Corp.   XPLR

XPO LOGISTICS, INC.   XPO

XRS Corporation Common Stock   XRSC

XTL Biopharmaceuticals LTD   XTLB

Xueda Education Group   XUE

Xyratex, Ltd.   XRTX

Yadkin Financial Corporation   YDKN

Yahoo Inc   YHOO

Yamana Gold, Inc.   AUY

Yandex N.V. Class A   YNDX

Yanzhou Coal Mining Company Limited   YZC

YELP INC.   YELP

YieldShares High Income ETF   YYY

Yingli Green Energy Holding Company Limited   YGE

Yongye International, Inc   YONG

York Water Co   YORW

Yorkville High Income Infrastructure MLP ETF   YMLI

Yorkville High Income MLP   YMLP

You on Demand Holdings, Inc.   YOD

Youku Tudou Inc.   YOKU

YPF Sociedad Anonima   YPF

YRC Worldwide, Inc.   YRCW

Yum Brands, Inc.   YUM

YY Inc.   YY

ZAGG Inc.   ZAGG

ZAIS FINANCIAL CORP.   ZFC

Zale Corp.   ZLC

ZALICUS, INC.   ZLCS

ZaZa Energy Corporation   ZAZA

ZBB Energy Corporation   ZBB

Zebra Technologies Corporation   ZBRA

ZELTIQ Aesthetics, Inc.   ZLTQ

ZEP INC.   ZEP

Zhone Technologies, Inc.   ZHNE

ZILLOW INC CLASS A   Z

Zimmer Holdings, Inc.   ZMH

Zion Oil & Gas, Inc.   ZN

Zions Bancorporation   ZB-A

Zions Bancorporation   ZION

Zions Bancorporation Depostiary Shares (Each representing 1/40th Interest in a share of 9.50%    ZB-C

ZIONS BANCORPORATION Depositary Shares, Each Representing 1/40th Interest in a Share of Series    ZB-G

ZIONS BANCORPORATION Depositary Shares, Each Representing 1/40th Interest in a Share of Series    ZB-H

ZIONS BANCORPORATION Depositary Shares, Representing 1/40th Interest of Series F Fixed-Rate Non   ZB-F

Zions Bancorporation Warrants   ZIONW

ZIONS BANCORPORATION WARRANTS   ZIONZ

ZIOPHARM Oncology Inc.   ZIOP

ZipRealty, Inc.   ZIPR

Zix Corporation   ZIXI

ZOETIS INC.   ZTS

Zogenix, Inc.   ZGNX

Zoltek Companies, Inc.   ZOLT

Zoom Technologies, Inc.   ZOOM

Zumiez Inc.   ZUMZ

Zuoan Fashion Limited   ZA

Zweig Total Return Fund Inc. (New)   ZTR

Zygo Corporation   ZIGO

ZYNGA INC. CL A COMMON   ZNGA